==========================================================================================
Section K: LAST JOB (Respondent)
==========================================================================================
HHID HOUSEHOLD IDENTIFICATION NUMBER
Section: K Level: Respondent Type: Character Width: 6 Decimals: 0
.................................................................................
20554 000003-959738. Household Identification Number
==========================================================================================
PN RESPONDENT PERSON IDENTIFICATION NUMBER
Section: K Level: Respondent Type: Character Width: 3 Decimals: 0
.................................................................................
11338 010. Person Identifier
693 011. Person Identifier
32 012. Person Identifier
1 013. Person Identifier
6649 020. Person Identifier
204 021. Person Identifier
12 022. Person Identifier
1 023. Person Identifier
593 030. Person Identifier
47 031. Person Identifier
7 032. Person Identifier
2 033. Person Identifier
910 040. Person Identifier
58 041. Person Identifier
6 042. Person Identifier
1 043. Person Identifier
==========================================================================================
NSUBHH 2012 SUB HOUSEHOLD IDENTIFICATION NUMBER
Section: K Level: Respondent Type: Character Width: 1 Decimals: 0
.................................................................................
18993 0. Original sample household - no split from divorce or
separation of spouses or partners
780 1. Split household - one half of couple from SUBHH 0 and new
spouse or partner, if any
610 2. Split household - one half of couple from SUBHH 0 and new
spouse or partner, if any
58 5. Split household - one half of couple from SUBHH 1 or 2
9 6. Split household - one half of couple from SUBHH 1 or 2
103 7. Reunited household - respondents from split household
reunite
1 8. Split household - one half of couple from SUBHH 1 or 2
==========================================================================================
MSUBHH 2010 SUB HOUSEHOLD IDENTIFICATION NUMBER
Section: K Level: Respondent Type: Character Width: 1 Decimals: 0
.................................................................................
19286 0. Original sample household - no split from divorce or
separation of spouses or partners
629 1. Split household - one half of couple from SUBHH 0 and new
spouse or partner, if any
490 2. Split household - one half of couple from SUBHH 0 and new
spouse or partner, if any
49 5. Split household - one half of couple from SUBHH 1 or 2
7 6. Split household - one half of couple from SUBHH 1 or 2
92 7. Reunited household - respondents from split household
reunite
1 8. Split household - one half of couple from SUBHH 1 or 2
==========================================================================================
NPN_SP 2012 SPOUSE/PARTNER PERSON NUMBER
Section: K Level: Respondent Type: Character Width: 3 Decimals: 0
.................................................................................
5797 010. Person Identifier
548 011. Person Identifier
24 012. Person Identifier
5311 020. Person Identifier
175 021. Person Identifier
7 022. Person Identifier
1 023. Person Identifier
409 030. Person Identifier
33 031. Person Identifier
5 032. Person Identifier
2 033. Person Identifier
655 040. Person Identifier
47 041. Person Identifier
5 042. Person Identifier
1 043. Person Identifier
38 811. Spouse of Non-Original Respondent
3 812. Spouse of Non-Original Respondent
8 821. Spouse of Non-Original Respondent
1 822. Spouse of Non-Original Respondent
2 831. Spouse of Non-Original Respondent
4 841. Spouse of Non-Original Respondent
1 842. Spouse of Non-Original Respondent
7477 Blank. Single Respondent Household
==========================================================================================
NCSR 2012 WHETHER COVERSHEET RESPONDENT
Section: K Level: Respondent Type: Numeric Width: 1 Decimals: 0
.................................................................................
14314 1. Yes
18 3. 2nd Coverscreen R, answers not retained
6222 5. No
==========================================================================================
NFAMR 2012 WHETHER FAMILY RESPONDENT
Section: K Level: Respondent Type: Numeric Width: 1 Decimals: 0
.................................................................................
14147 1. Family R
14 3. 2nd Family R, answers not retained
6393 5. Non-Family R
==========================================================================================
NFINR 2012 WHETHER FINANCIAL RESPONDENT
Section: K Level: Respondent Type: Numeric Width: 1 Decimals: 0
.................................................................................
14191 1. Financial R
16 3. 2nd Financial R, answers not retained
6347 5. Non-Financial R
==========================================================================================
IF piRVarsZ076_ReIwR_V <> REIWR THEN
IF NOT (WORKINGNOW IN piWORKSTATUSJ005MCurrEmpStatus) AND
(piWORKSTATUSJ020_WorkforPay <> YES) THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NK003 WORK FOR PAY MORE THAN FEW MOS
Section: K Level: Respondent Type: Numeric Width: 1 Decimals: 0
Ref: SecK.EMPHISTORY.K003_EverWrkPay
Have you ever worked for pay for more than a few months?
.................................................................................
145 1. YES
43 5. NO
1 8. DK (Don't Know); NA (Not Ascertained)
9. RF (Refused)
20365 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.EMPHISTORY.K003_EverWrkPay
IF (SecK.EMPHISTORY.K003_EverWrkPay <> NO) AND SecK.EMPHISTORY.K003_EverWrkPay
<> NONRESPONSE THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NK004 LAST WRKED WHEN-YR
Section: K Level: Respondent Type: Numeric Width: 4 Decimals: 0
Ref: SecK.EMPHISTORY.K004_YrLastWrkPay
When did you last work for pay?
Year:
OR
Years ago:
.................................................................................
128 1956-2013. Actual Value
7 9998. DK (Don't Know); NA (Not Ascertained)
1 9999. RF (Refused)
20418 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.EMPHISTORY.K004_YrLastWrkPay
IF SecK.EMPHISTORY.K004_YrLastWrkPay = EMPTY THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NK005 LAST WRKED WHEN-YRS AGO
Section: K Level: Respondent Type: Numeric Width: 2 Decimals: 0
Ref: SecK.EMPHISTORY.K005_YrsAgoWrkPay
(When did you last work for pay?)
Year:
OR
Years ago:
.................................................................................
9 1-16. Actual Value
98. DK (Don't Know); NA (Not Ascertained)
99. RF (Refused)
20545 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.EMPHISTORY.K004_YrLastWrkPay
IF NOT (((SecK.EMPHISTORY.K004_YrLastWrkPay < piInitA062T2YrsAgo_A) OR
(SecK.EMPHISTORY.K004_YrLastWrkPay > YEAR (SYSDATE))) AND
(SecK.EMPHISTORY.K005_YrsAgoWrkPay = 0)) THEN
IF NOT ((SecK.EMPHISTORY.K005_YrsAgoWrkPay > 2) AND
(SecK.EMPHISTORY.K004_YrLastWrkPay = 0)) THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NK006 LAST WRKED-MO
Section: K Level: Respondent Type: Numeric Width: 2 Decimals: 0
Ref: SecK.EMPHISTORY.K006_
In what month was that?
.................................................................................
5 1. JAN
2 2. FEB
6 3. MAR
7 4. APR
3 5. MAY
4 6. JUN
5 7. JUL
2 8. AUG
5 9. SEP
5 10. OCT
4 11. NOV
9 12. DEC
1 98. DK (Don't Know); NA (Not Ascertained)
99. RF (Refused)
20496 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.EMPHISTORY.K004_YrLastWrkPay
IF NOT (((SecK.EMPHISTORY.K004_YrLastWrkPay > 0) AND
(SecK.EMPHISTORY.K004_YrLastWrkPay < (YEAR (SYSDATE) - 20))) OR
(SecK.EMPHISTORY.K005_YrsAgoWrkPay > 20)) THEN
IF (SecK.EMPHISTORY.K004_YrLastWrkPay <> REFUSAL) AND
(SecK.EMPHISTORY.K005_YrsAgoWrkPay <> REFUSAL) THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NK007 SELF/OTHER EMPLOYED
Section: K Level: Respondent Type: Numeric Width: 1 Decimals: 0
Ref: SecK.EMPHISTORY.K007_LstJobSelfOthEmp
The next questions are about the last job you had. We're interested in your
situation near the end of this job. Did you work for someone else, were you
self-employed, or what?
IWER: IF R SAYS, "I RAN MY OWN BUSINESS" ENTER "SELF-EMPLOYED"
.................................................................................
119 1. SOMEONE ELSE
20 2. SELF-EMPLOYED
1 8. DK (Don't Know); NA (Not Ascertained)
9. RF (Refused)
20414 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.EMPHISTORY.K007_LstJobSelfOthEmp
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NK008M INDUSTRY - MASKED
Section: K Level: Respondent Type: Numeric Width: 2 Decimals: 0
Ref: SecK.EMPHISTORY.K008_IndLastJob
[What kind of business or industry did you work in-- that is, what did they make
or do at the place where you worked?/What industry did you work in? That is,
what did your company do or make? (What industry did you typically work in?)]
User Note: Code categories have been collapsed to protect participant
confidentiality.
.................................................................................
1 1. Agriculture, Forestry, Fishing, and Hunting (017 - 029)
2. Mining (037 - 049)
2 3. Utilities (057 - 069)
15 4. Construction (077)
23 5. Manufacturing (continued) (107 - 399)
4 6. Wholesale Trade (407 - 459)
7 7. Retail Trade (467 - 579)
4 8. Transportation and Warehousing (607 - 639)
5 9. Information (647 - 679)
8 10. Finance and Insurance (687 - 699)
4 11. Real Estate and Rental and Leasing (707 - 719)
5 12. Professional, Scientific, and Technical Services (727 - 749)
10 13. Management, Administrative and Support, and Waste (757 -
779)
10 14. Educational Services (786 - 789)
16 15. Health Care and Social Assistance (797 - 847)
1 16. Arts, Entertainment, and Recreation (856 - 859)
11 17. Accommodations and Food Services (866 - 869)
11 18. Other Services (Except Public Administration) (877 - 929)
3 19. Public Administration and Active Duty Military (937 - 987)
98. DK (Don't Know); NA (Not Ascertained)
99. RF (Refused)
20414 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.EMPHISTORY.K008_IndLastJob
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NK010M TYPE WRK DONE - MASKED
Section: K Level: Respondent Type: Numeric Width: 2 Decimals: 0
Ref: SecK.EMPHISTORY.K010_TypeWorkLastJob
What sort of work did you do? (Tell me a little more about what you did.)
User Note: Code categories have been collapsed to protect participant
confidentiality.
.................................................................................
13 1. Management Occupations (010 - 043)
3 2. Business and Financial Operations Occupations (050 - 095)
3. Computer and mathematical occupations (100 - 124)
2 4. Architecture and Engineering Occupations (130 - 156)
5. Life, Physical, and Social Science Occupations (160 - 196)
3 6. Community and Social Service Occupations (200 - 206)
1 7. Legal Occupations (210 - 216)
6 8. Education, Training, and Library Occupations (220 - 255)
1 9. Arts, Design, Entertainment, Sports, and Media Occupations
(260 - 296)
1 10. Healthcare Practitioners and Technical Occupations (300 -
354)
2 11. Healthcare Support Occupations (360 - 365)
5 12. Protective Service Occupations (370 - 395)
8 13. Food Preparation and Serving Related Occupations (400 - 416)
13 14. Building and Grounds Cleaning and Maintenance Occupations
(420 - 425)
6 15. Personal Care and Service Occupations (430 - 465)
9 16. Sales and Related Occupations (470 - 496)
18 17. Office and Administrative Support Occupations (500 - 594)
1 18. Farming, Fishing, and Forestry Occupations (600 - 613)
14 19. Construction and Extraction Occupations (620 - 694)
12 20. Installation, Maintenance, and Repair Occupations (700 -
763)
13 21. Production Occupations (770 - 896)
9 22. Transportation and Material Moving Occupations (900 - 975)
23. Military Specific Occupations (980 - 983)
99. Not Ascertained (DK/RF)
20414 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.EMPHISTORY.K010_TypeWorkLastJob
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NK011 HRS WRK PR WK
Section: K Level: Respondent Type: Numeric Width: 3 Decimals: 0
Ref: SecK.EMPHISTORY.K011_
How many hours a week did you usually work [for that employer/in that business]?
Hours per week:
.................................................................................
-----------------------------------------------------------------
N Min Max Mean SD Miss
136 1 92 40.06 14.73 20414
-----------------------------------------------------------------
4 998. DK (Don't Know); NA (Not Ascertained)
999. RF (Refused)
==========================================================================================
{PREVIOUS ASK} SecK.EMPHISTORY.K011_
IF SecK.EMPHISTORY.K007_LstJobSelfOthEmp <> SLFEMPD THEN
IF (piHHX023_Cohort_V <> AHEAD) AND (piHHX023_Cohort_V <> CODA) THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NK012 COULD REDUCE HRS IF WANTED
Section: K Level: Respondent Type: Numeric Width: 1 Decimals: 0
Ref: SecK.EMPHISTORY.K012_
Not counting any overtime hours, could you have reduced the number of hours in
your regular work schedule?
.................................................................................
29 1. YES
88 5. NO
3 8. DK (Don't Know); NA (Not Ascertained)
9. RF (Refused)
20434 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.EMPHISTORY.K012_
IF (SecK.EMPHISTORY.K012_ <> NO) AND SecK.EMPHISTORY.K012_ <> NONRESPONSE THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NK013 COULD REDUCE HRS IF WANTED- AFFECT PAY
Section: K Level: Respondent Type: Numeric Width: 1 Decimals: 0
Ref: SecK.EMPHISTORY.K013_
Could you have reduced your work hours by quite a lot, say to half what you
usually worked, without affecting either your hourly pay rate or your fringe
benefits?
.................................................................................
8 1. YES
20 5. NO
1 8. DK (Don't Know); NA (Not Ascertained)
9. RF (Refused)
20525 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.EMPHISTORY.K011_
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NK014 WKS WRK PR YR
Section: K Level: Respondent Type: Numeric Width: 2 Decimals: 0
Ref: SecK.EMPHISTORY.K014_
IWER: Read slowly
Counting paid vacations as weeks of work, how many weeks a year did you usually
work?
# of weeks:
.................................................................................
-----------------------------------------------------------------
N Min Max Mean SD Miss
113 3 52 46.39 12.24 20414
-----------------------------------------------------------------
26 98. DK (Don't Know); NA (Not Ascertained)
1 99. RF (Refused)
==========================================================================================
{PREVIOUS ASK} SecK.EMPHISTORY.K014_
IF ((SecK.EMPHISTORY.K007_LstJobSelfOthEmp <> SLFEMPD) AND (piHHX023_Cohort_V
<> AHEAD)) AND (piHHX023_Cohort_V <> CODA) THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NK039 LAST JOB SALARIED OR HOURLY
Section: K Level: Respondent Type: Numeric Width: 1 Decimals: 0
Ref: SecK.EMPHISTORY.K039_
Were you salaried on that job, paid by the hour, or what?
.................................................................................
33 1. SALARIED
82 2. HOURLY
2 3. PIECEWORK/COMMISSION
1 7. OTHER/COMBINATION
2 8. DK (Don't Know); NA (Not Ascertained)
9. RF (Refused)
20434 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.EMPHISTORY.K014_
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NK015 EARNINGS WHEN LEFT
Section: K Level: Respondent Type: Numeric Width: 9 Decimals: 2
Ref: SecK.EMPHISTORY.K015_
How much were you earning, before deductions, when you [left that employer?
IWER: If respondent was a teacher, record annual salary/stopped working for the
business?]
IWER: If amount per hour, enter both dollars and cents
Amount:
Per:
.................................................................................
119 2-120000. Actual Value
18 999998. DK (Don't Know); NA (Not Ascertained)
3 999999. RF (Refused)
20414 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.EMPHISTORY.K015_
IF (SecK.EMPHISTORY.K015_ <> 0) AND SecK.EMPHISTORY.K015_ <> NONRESPONSE THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NK016 EARNINGS WHEN LEFT- PER
Section: K Level: Respondent Type: Numeric Width: 2 Decimals: 0
Ref: SecK.EMPHISTORY.K016_
(How much were you earning, before deductions, when you [left that employer?
IWER: If respondent was a teacher, record annual salary/stopped working for the
business?)
Amount: [Amount from K015]
Per:
.................................................................................
52 1. HOUR
21 2. WEEK
5 3. EVERY TWO WEEKS/BI-WEEKLY
12 4. MONTH
5. TWICE A MONTH
25 6. YEAR
4 11. Day
97. OTHER (SPECIFY)
98. DK (Don't Know); NA (Not Ascertained)
99. RF (Refused)
20435 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.EMPHISTORY.K015_
IF (piHHX023_Cohort_V <> AHEAD) AND (piHHX023_Cohort_V <> CODA) THEN
IF SecK.EMPHISTORY.K007_LstJobSelfOthEmp <> SLFEMPD THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NK018 # OF EMPLOYEES AT LOCATION
Section: K Level: Respondent Type: Numeric Width: 7 Decimals: 0
Ref: SecK.EMPHISTORY.K018_
About how many employees worked for that company or organization at the location
where you worked?
IWER: Do not probe DK/RF
# Of employees:
.................................................................................
-----------------------------------------------------------------
N Min Max Mean SD Miss
106 1 5000 278.14 719.19 20434
-----------------------------------------------------------------
14 9999998. DK (Don't Know); NA (Not Ascertained)
9999999. RF (Refused)
==========================================================================================
{PREVIOUS ASK} SecK.EMPHISTORY.K018_
IF SecK.EMPHISTORY.K018_ = NONRESPONSE THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NK019 ESTIMATED # EMPLOYEES AT LOCATION
Section: K Level: Respondent Type: Numeric Width: 1 Decimals: 0
Ref: SecK.EMPHISTORY.K019_
Was it fewer than 5, 5 to 14, 15 to 24, 25 to 99, 100 to 499, or 500 or more?
.................................................................................
1 1. FEWER THAN 5
1 2. 5 TO 14
1 3. 15 TO 24
2 4. 25 TO 99
5. 100 TO 499
5 6. 500 OR MORE
4 8. DK (Don't Know); NA (Not Ascertained)
9. RF (Refused)
20540 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.EMPHISTORY.K015_
IF (piHHX023_Cohort_V <> AHEAD) AND (piHHX023_Cohort_V <> CODA) THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NK020 TOTAL # OF EMPLOYEES
Section: K Level: Respondent Type: Numeric Width: 7 Decimals: 0
Ref: SecK.EMPHISTORY.K020_
About how many employees worked for that company or organization at all
locations?
IWER: Do not probe DK/RF
[ENTER '9999996' If only one location]
[THE NUMBER MUST BE AT LEAST AS LARGE AS K018]
# Of employees:
.................................................................................
-----------------------------------------------------------------
N Min Max Mean SD Miss
79 0 600000 16416.97 74743.40 20415
-----------------------------------------------------------------
16 9999996. ONE LOCATION
44 9999998. DK (Don't Know); NA (Not Ascertained)
9999999. RF (Refused)
==========================================================================================
{PREVIOUS ASK} SecK.EMPHISTORY.K020_
IF SecK.EMPHISTORY.K020_ = NONRESPONSE THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NK021 ESTIMATED TOTAL # EMPLOYEES
Section: K Level: Respondent Type: Numeric Width: 1 Decimals: 0
Ref: SecK.EMPHISTORY.K021_
Was it fewer than 5, 5 to 14, 15 to 24, 25 to 99, 100 to 499, or 500 or more?
.................................................................................
1 1. FEWER THAN 5
2 2. 5 TO 14
4 3. 15 TO 24
2 4. 25 TO 99
2 5. 100 TO 499
22 6. 500 OR MORE
11 8. DK (Don't Know); NA (Not Ascertained)
9. RF (Refused)
20510 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.EMPHISTORY.K004_YrLastWrkPay
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NK022 START WRK-YR
Section: K Level: Respondent Type: Numeric Width: 4 Decimals: 0
Ref: SecK.EMPHISTORY.K022_YrStrtWrkPay
When did you start working for [that employer/[yourself]]?
Year:
OR
Years ago:
OR
At age:
.................................................................................
122 1955-2012. Actual Value
11 9998. DK (Don't Know); NA (Not Ascertained)
2 9999. RF (Refused)
20419 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.EMPHISTORY.K022_YrStrtWrkPay
IF SecK.EMPHISTORY.K022_YrStrtWrkPay = EMPTY THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NK023 START WRK-YRS AGO
Section: K Level: Respondent Type: Numeric Width: 2 Decimals: 0
Ref: SecK.EMPHISTORY.K023_YrsAgoStrtWrkPay
(When did you start working for [that employer/[yourself]]?)
Year:
OR
Years ago:
OR
At age:
.................................................................................
6 4-25. Actual Value
1 98. DK (Don't Know); NA (Not Ascertained)
99. RF (Refused)
20547 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.EMPHISTORY.K023_YrsAgoStrtWrkPay
IF SecK.EMPHISTORY.K023_YrsAgoStrtWrkPay = EMPTY THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NK024 START WRK- AT AGE
Section: K Level: Respondent Type: Numeric Width: 2 Decimals: 0
Ref: SecK.EMPHISTORY.K024_AgeStrtWrkPay
(When did you start working for [that employer/[yourself]]?)
Year:
OR
Years ago:
OR
At age:
.................................................................................
3 16-48. Actual Value
98. DK (Don't Know); NA (Not Ascertained)
99. RF (Refused)
20551 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.EMPHISTORY.K022_YrStrtWrkPay
IF NOT (((SecK.EMPHISTORY.K004_YrLastWrkPay > 0) AND
(SecK.EMPHISTORY.K004_YrLastWrkPay < (YEAR (SYSDATE) - 20))) OR
(SecK.EMPHISTORY.K005_YrsAgoWrkPay > 20)) THEN
IF (SecK.EMPHISTORY.K004_YrLastWrkPay <> REFUSAL) AND
(SecK.EMPHISTORY.K005_YrsAgoWrkPay <> REFUSAL) THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NK025 EARNINGS WHEN STARTED
Section: K Level: Respondent Type: Numeric Width: 9 Decimals: 2
Ref: SecK.EMPHISTORY.K025_
How much were you earning, before taxes and other deductions, when you started?
IWER: If amount per hour, enter both dollars and cents
Amount:
Per:
.................................................................................
112 0-110000. Actual Value
25 999998. DK (Don't Know); NA (Not Ascertained)
3 999999. RF (Refused)
20414 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.EMPHISTORY.K025_
IF (SecK.EMPHISTORY.K025_ <> 0) AND SecK.EMPHISTORY.K025_ <> NONRESPONSE THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NK026 EARNINGS WHEN STARTED- PER
Section: K Level: Respondent Type: Numeric Width: 2 Decimals: 0
Ref: SecK.EMPHISTORY.K026_
(How much were you earning, before taxes and other deductions, when you
started?)
Amount: [EARNINGS WHEN STARTED]
Per:
.................................................................................
48 1. HOUR
24 2. WEEK
2 3. EVERY TWO WEEKS/BI-WEEKLY
7 4. MONTH
1 5. TWICE A MONTH
27 6. YEAR
1 7. OTHER (SPECIFY)
8. DK (Don't Know); NA (Not Ascertained)
9. RF (Refused)
1 11. DAY
20443 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.EMPHISTORY.K025_
IF (piHHX023_Cohort_V <> AHEAD) AND (piHHX023_Cohort_V <> CODA) THEN
IF SecK.EMPHISTORY.K007_LstJobSelfOthEmp <> SLFEMPD THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NK028 UNION CONTRACT/EMPLOYEE CONTRACT
Section: K Level: Respondent Type: Numeric Width: 1 Decimals: 0
Ref: SecK.EMPHISTORY.K028_
Were you covered on that job by a union or employee-association contract?
.................................................................................
29 1. YES
88 5. NO
2 8. DK (Don't Know); NA (Not Ascertained)
1 9. RF (Refused)
20434 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.EMPHISTORY.K025_
IF (piHHX023_Cohort_V <> AHEAD) AND (piHHX023_Cohort_V <> CODA) THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NK029M1 WHY LEFT EMPLOYER- 1
Section: K Level: Respondent Type: Numeric Width: 2 Decimals: 0
Ref: SecK.EMPHISTORY.K029M[1]
Why did you [leave that employer?/stop working at this business?]
IWER: PROBE if necessary: (Did the business close, were you laid off or let go,
did you have poor health or a disability, did you leave to take care of family
members, did you quit, did you retire, did ownership of your employment change,
did your pension rules change, or what?)
IWER: Do not probe but enter all that apply
.................................................................................
13 1. BUSINESS CLOSED; business moved or sold
27 2. LAID OFF/LET GO; temporary or seasonal job ended; contract
over; lack of work/clients/customers; downsizing;
reorganization; change of political administration; employer
died/too sick
33 3. POOR HEALTH/DISABLED; poor mental health; R died; death;
surgery; injury; old age
8 4. FAMILY CARE; marriage; pregnancy; child care; husband's
wishes; wanted more time at home; to be with family
5. Went to school/received more training
11 6. QUIT; bored/burned out; didn't like job/wanted a change;
problems with supervisor/co-workers; lack of pay/work
hours/promotion/benefits/help; dispute with employer; sexual
harassment; couldn't do work anymore; poor/dangerous working
conditions; too stress
21 7. RETIRED
8 8. R (family) moved
9. OWNERSHIP CHANGED
10. PENSION RULES CHANGED
2 16. Transportation; distance to work
2 93. Another job; self employment; start own business; work in
family business
2 95. R has not left/still has this job
9 97. OTHER (SPECIFY)
2 98. DK (Don't Know); NA (Not Ascertained)
1 99. RF (Refused)
20415 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.EMPHISTORY.K025_
IF (piHHX023_Cohort_V <> AHEAD) AND (piHHX023_Cohort_V <> CODA) THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NK029M2 WHY LEFT EMPLOYER- 2
Section: K Level: Respondent Type: Numeric Width: 2 Decimals: 0
Ref: SecK.EMPHISTORY.K029M[2]
Why did you [leave that employer?/stop working at this business?]
IWER: PROBE if necessary: (Did the business close, were you laid off or let go,
did you have poor health or a disability, did you leave to take care of family
members, did you quit, did you retire, did ownership of your employment change,
did your pension rules change, or what?)
IWER: Do not probe but enter all that apply
.................................................................................
1. BUSINESS CLOSED; business moved or sold
2. LAID OFF/LET GO; temporary or seasonal job ended; contract
over; lack of work/clients/customers; downsizing;
reorganization; change of political administration; employer
died/too sick
2 3. POOR HEALTH/DISABLED; poor mental health; R died; death;
surgery; injury; old age
2 4. FAMILY CARE; marriage; pregnancy; child care; husband's
wishes; wanted more time at home; to be with family
1 5. Went to school/received more training
1 6. QUIT; bored/burned out; didn't like job/wanted a change;
problems with supervisor/co-workers; lack of pay/work
hours/promotion/benefits/help; dispute with employer; sexual
harassment; couldn't do work anymore; poor/dangerous working
conditions; too stress
7. RETIRED
2 8. R (family) moved
1 9. OWNERSHIP CHANGED
10. PENSION RULES CHANGED
16. Transportation; distance to work
93. Another job; self employment; start own business; work in
family business
1 95. R has not left/still has this job
2 97. OTHER (SPECIFY)
98. DK (Don't Know); NA (Not Ascertained)
99. RF (Refused)
20542 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.EMPHISTORY.K025_
IF (piHHX023_Cohort_V <> AHEAD) AND (piHHX023_Cohort_V <> CODA) THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NK029M3 WHY LEFT EMPLOYER -3
Section: K Level: Respondent Type: Numeric Width: 2 Decimals: 0
Ref: SecK.EMPHISTORY.K029M[3]
Why did you [leave that employer?/stop working at this business?]
IWER: PROBE if necessary: (Did the business close, were you laid off or let go,
did you have poor health or a disability, did you leave to take care of family
members, did you quit, did you retire, did ownership of your employment change,
did your pension rules change, or what?)
IWER: Do not probe but enter all that apply
.................................................................................
1. BUSINESS CLOSED; business moved or sold
2. LAID OFF/LET GO; temporary or seasonal job ended; contract
over; lack of work/clients/customers; downsizing;
reorganization; change of political administration; employer
died/too sick
3. POOR HEALTH/DISABLED; poor mental health; R died; death;
surgery; injury; old age
4. FAMILY CARE; marriage; pregnancy; child care; husband's
wishes; wanted more time at home; to be with family
5. Went to school/received more training
6. QUIT; bored/burned out; didn't like job/wanted a change;
problems with supervisor/co-workers; lack of pay/work
hours/promotion/benefits/help; dispute with employer; sexual
harassment; couldn't do work anymore; poor/dangerous working
conditions; too stress
7. RETIRED
8. R (family) moved
9. OWNERSHIP CHANGED
10. PENSION RULES CHANGED
16. Transportation; distance to work
93. Another job; self employment; start own business; work in
family business
95. R has not left/still has this job
97. OTHER (SPECIFY)
98. DK (Don't Know); NA (Not Ascertained)
99. RF (Refused)
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
IF piRVarsZ076_ReIwR_V <> REIWR THEN
IF NOT (WORKINGNOW IN piWORKSTATUSJ005MCurrEmpStatus) AND
(piWORKSTATUSJ020_WorkforPay <> YES) THEN
IF (piEMPHISTORYK003_EverWrkPay <> NO) AND piEMPHISTORYK003_EverWrkPay <>
NONRESPONSE THEN
IF NOT (((piEMPHISTORYK004_YrLastWrkPay > 0) AND (piEMPHISTORYK004_YrLastWrkPay
< (YEAR (SYSDATE) - 20))) OR (piEMPHISTORYK005_YrsAgoWrkPay > 20)) THEN
IF (piEMPHISTORYK004_YrLastWrkPay <> REFUSAL) AND
(piEMPHISTORYK005_YrsAgoWrkPay <> REFUSAL) THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NK031 INCLUDED IN PENSION PLAN
Section: K Level: Respondent Type: Numeric Width: 1 Decimals: 0
Ref: SecK.PENSIONLOOP.K031_
[Were/Aside from IRAs not sponsored by your business or Keogh plans, were] you
included in a pension or retirement plan, or in any tax deferred savings plan,
through your work when you worked for [that employer/[yourself]]?
IWER: If R mentions ira or social security, note in comment box and say: I will
ask about these later in the interview. Here, I just want to find out about
other plans operated through your previous [employer/business].
.................................................................................
40 1. YES
95 5. NO
4 8. DK (Don't Know); NA (Not Ascertained)
1 9. RF (Refused)
20414 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.K031_
IF (piHHX023_Cohort_V <> AHEAD) AND (piHHX023_Cohort_V <> CODA) THEN
IF (SecK.PENSIONLOOP.K031_ <> NO) AND SecK.PENSIONLOOP.K031_ <> NONRESPONSE
THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NK032 # PENSION PLANS
Section: K Level: Respondent Type: Numeric Width: 2 Decimals: 0
Ref: SecK.PENSIONLOOP.K032_NumPensLstJob
In how many different pension plans were you included on this job?
1-8 plans
.................................................................................
-----------------------------------------------------------------
N Min Max Mean SD Miss
38 1 3 1.29 0.52 20514
-----------------------------------------------------------------
95. DENIES BEING INCLUDED IN PENSION PLAN
1 98. DK (Don't Know); NA (Not Ascertained)
1 99. RF (Refused)
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.K032_NumPensLstJob
IF SecK.PENSIONLOOP.K032_NumPensLstJob = DONTKNOW THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NK033 ONE PLAN OR MORE
Section: K Level: Respondent Type: Numeric Width: 1 Decimals: 0
Ref: SecK.PENSIONLOOP.K033_
Is this just one plan or more than one?
.................................................................................
1 1. ONE PLAN
3. MORE THAN ONE
8. DK (Don't Know); NA (Not Ascertained)
9. RF (Refused)
20553 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.K032_NumPensLstJob
IF SecK.PENSIONLOOP.K034A <> EMPTY THEN
IF (SecK.PENSIONLOOP.i = 1) OR ((PENSIONLOOPSECK[i - 1].W001A <> REFUSAL) AND
PENSIONLOOPSECK[i - 1].W001A <> EMPTY) THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW082A WHAT WAS THE PLAN CALLED - 1
Section: K Level: Respondent Type: Numeric Width: 2 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[1].W082APlanType
[EMPLOYER NAME/JOB 1 - DATES - PLAN TYPE]
[I would like to know what has happened with the plan (from [Job Name] where you
worked [Job Date Range])./I would like to know what has happened with (the
plan/the most important of those plans) (from [Job Name] where you worked
[Job Date Range])./I would like to know what has happened with (the plan/the
(next) most important of those plans) (from [Job Name] where you worked [Job
Date Range]).] [First, what kind of plan was this?]
[(]Was it a 401(k), a Supplemental Retirement Account (SRA), defined benefit,
defined contribution, or what?[)]
[(What did your former employer call it?)]
.................................................................................
16 1. 401K PLAN
4 2. SUPPLEMENTAL RETIREMENT ACCOUNT (SRA)
3 3. DEFINED BENEFIT PLAN
3 4. DEFINED CONTRIBUTION PLAN
5. 401A PLAN
6. 403B PLAN
7. 457 PLAN
8. THRIFT/SAVINGS PLAN (TSP)
1 9. PROFIT-SHARING PLAN
10. EMPLOYEE STOCK OWNERSHIP PLAN (ESOP)
11. MONEY PURCHASE PLAN
12. PORTABLE CASH OPTION PLAN
13. EMPLOYEE STOCK PURCHASE PLAN (ESPP)
14. SEP OR SIMPLE PLAN
1 15. COMBINATION PLAN
16. CASH BALANCE PLAN
3 97. OTHER (SPECIFY)
8 98. DK (Don't Know); NA (Not Ascertained)
99. RF (Refused)
20515 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].W082APlanType
IF SecK.PENSIONLOOP.PENSIONLOOPSECK.piWhichSection <> 5 THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW001A TYPE OF PENSION PLAN-1
Section: K Level: Respondent Type: Numeric Width: 1 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[1].W001A
[EMPLOYER NAME/JOB 1 - DATES - PLAN TYPE]
[(]Some pension and retirement plans base benefits on a formula involving age,
years of service and salary, often called a defined benefit plan. Some plans
base benefits on how much money has accumulated in a person's pension or
retirement account, often called a defined contribution plan. Other plans use
both ways of setting benefits.[)]
[What type of plan was your [PLAN NAME] (plan)? / Was this [PLAN NAME] (plan) a
defined benefit formula type of a defined contribution account type plan?]
IWER: Read as necessary: Defined Contribution plans include 401-K, 403-B, ESOP,
SRA, thrift/savings, stock/profit sharing, and money purchase plans.
IWER: If R has multiple plans of different types, record them as separate plans
rather than combining them as ’both’
.................................................................................
15 1. DEFINED BENEFIT (FORMULA)
14 2. DEFINED CONTRIBUTION (ACCOUNT)
1 3. BOTH PLAN TYPES
9 8. DK (Don't Know); NA (Not Ascertained)
9. RF (Refused)
20515 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
ASSIGN: IF (W082APlanType = DEFINEDBENEFIT) AND (W001A = TYPEAFORMULA) THEN
W087_Consistency := TYPEACONSISTENT
ELSEIF (W082APlanType IN [_401K, _401A, _403B, _457, TSP, PROFITSHARING, ESOP,
MONEYPURCHASE, PORTABLECASH, SRA, DEFINEDCONTRIBUTION, SEP, ESPP]) AND (W001A=
TYPEBACCOUNT) THEN
W087_Consistency := TYPEBCONSISTENT
ELSE W087_Consistency := INCONSISTENT
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW087A CONSISTENT WITH PLAN TYPE -1
Section: K Level: Respondent Type: Numeric Width: 1 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[1].W087_Consistency
*
.................................................................................
3 1. TYPE A CONSISTENT
12 2. TYPE B CONSISTENT
3. CASH BALANCE
24 4. INCONSISTENT
8. DK (Don't Know); NA (Not Ascertained)
9. RF (Refused)
20515 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].W082APlanType
IF SecK.PENSIONLOOP.PENSIONLOOPSECK[i].W001A <> REFUSAL THEN
IF ((piWhichSection <> 5) AND (((ACTIVELANGUAGE <> EXTENG) AND (ACTIVELANGUAGE
<> EXTSPN)) OR (piWhichSection = 1))) AND (W001A <> DONTKNOW) THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW085A CERTAINTY ABOUT TYPE OF PLAN -1
Section: K Level: Respondent Type: Numeric Width: 1 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[1].W085A
[EMPLOYER NAME/JOB 1 - DATES - PLAN TYPE]
Sometimes people are not sure about the type of retirement plans they have. We
are interested in how certain you are about the type of plans you had on that
job. Are you very certain, somewhat certain or not certain at all that you
actually had (a) [TYPE OF PENSION PLAN]?
.................................................................................
15 1. VERY CERTAIN
10 2. SOMEWHAT CERTAIN
4 3. NOT CERTAIN AT ALL
1 8. DK (Don't Know); NA (Not Ascertained)
9. RF (Refused)
20524 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].W085A
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW034A NUMBER OF YEARS IN PLAN -1
Section: K Level: Respondent Type: Numeric Width: 2 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[1].W034A
[EMPLOYER NAME/JOB 1 - DATES - PLAN TYPE]
How many years altogether were you included in this plan?
IWER: INCLUDE years with other employers if same plan.
IWER: ROUND the value to the nearest year
0-50 years.
.................................................................................
-----------------------------------------------------------------
N Min Max Mean SD Miss
29 1 37 16.28 11.20 20524
-----------------------------------------------------------------
1 98. DK (Don't Know); NA (Not Ascertained)
99. RF (Refused)
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].W082APlanType
IF SecK.PENSIONLOOP.PENSIONLOOPSECK[i].W001A <> REFUSAL THEN
IF (SecK.PENSIONLOOP.PENSIONLOOPSECK[i].W043A <> NO) AND
SecK.PENSIONLOOP.PENSIONLOOPSECK[i].W043A <> NONRESPONSE THEN
IF (SecK.PENSIONLOOP.PENSIONLOOPSECK.TYPES.piWhichSection <> 5) AND
(piW087_Consistency <> TYPEACONSISTENT) THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW002A AMOUNT IN PENS WHEN LEFT-B -1
Section: K Level: Respondent Type: Numeric Width: 8 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[1].TYPES.W002A
[EMPLOYER NAME/JOB 1 - DATES - PLAN TYPE]
[For the part of your pension where money is accumulated in an account, how/How]
much money was in your account when you left that [business/employer]?
IWER: If R says 'does not have an account', enter [99999996]
IWER: Do not probe DK/RF
Amount:
.................................................................................
-----------------------------------------------------------------
N Min Max Mean SD Miss
17 450 425000 65497.06 107752.90 20518
-----------------------------------------------------------------
99999996. R DOES NOT HAVE AN ACCOUNT
17 99999998. DK (Don't Know); NA (Not Ascertained)
2 99999999. RF (Refused)
==========================================================================================
NKW003A AMOUNT IN PENSION WHEN LEFT-B - MIN -1
Section: K Level: Respondent Type: Numeric Width: 6 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[1].TYPES.W003A
[EMPLOYER NAME/JOB 1 - DATES - PLAN TYPE]
Did it amount to a total of less than $____ , more than $____ , or what?
PROCEDURES: 2Up1Down, 1Up2Down
BREAKPOINTS: $5,000, $20,000, $50,000, $150,000
RANDOM ENTRY POINTS: $20,000, $50,000
RANDOM ENTRY POINT ASSIGNMENT [1 ($20,000)] or [{NOT 1} ($50,000)] AT X503
.................................................................................
8 0. Value of Breakpoint
1 5000. Value of Breakpoint
1 20000. Value of Breakpoint
2 20001. Value of Breakpoint
2 50001. Value of Breakpoint
5 150001. Value of Breakpoint
20535 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
NKW004A AMOUNT IN PENSION WHEN LEFT-B - MAX -1
Section: K Level: Respondent Type: Numeric Width: 8 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[1].TYPES.W004A
*
.................................................................................
1 4999. Value of Breakpoint
1 5000. Value of Breakpoint
2 19999. Value of Breakpoint
1 20000. Value of Breakpoint
2 49999. Value of Breakpoint
1 149999. Value of Breakpoint
11 99999996. Greater than Maximum Breakpoint
20535 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
NKW005A AMOUNT IN PENSION WHEN LEFT-B - RESULT -1
Section: K Level: Respondent Type: Numeric Width: 2 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[1].TYPES.W005A
*
.................................................................................
7 98. DK (Don't Know); NA (Not Ascertained)
1 99. RF (Refused)
20546 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].W082APlanType
IF SecK.PENSIONLOOP.PENSIONLOOPSECK[i].W001A <> REFUSAL THEN
IF (SecK.PENSIONLOOP.PENSIONLOOPSECK[i].W043A <> NO) AND
SecK.PENSIONLOOP.PENSIONLOOPSECK[i].W043A <> NONRESPONSE THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW097AM1 DISPOSITION OF PENSION-B -1 -1
Section: K Level: Respondent Type: Numeric Width: 2 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[1].TYPES.W097B[1]
[EMPLOYER NAME/JOB 1 - DATES - PLAN TYPE]
[What happened to your benefits or pension account from/When you retired, what
did you do with/When you left that [business/employer], what did you do with]
that plan?
(Are you receiving benefits in the form of regular payments now, did you
withdraw all or part of the money, roll it over into an IRA, leave it in the old
plan, did you convert it to or purchase an annuity, [did you transfer it to a
new employer, did you lose your benefits,/did you lose your benefits,] did you
receive or are you receiving one or more installments or irregular payments, or
what?)
IWER: Do not probe but choose all that apply and ask all appropriate follow-up
questions
.................................................................................
7 1. WITHDREW THE MONEY/RECEIVED CASH SETTLEMENT/LUMP-SUM
4 2. ROLLED OVER INTO IRA
11 3. LEFT IN THE PLAN
4. CONVERT TO/PURCHASED ANNUITY
5. [TRANSFERRED TO NEW EMPLOYER]
6. LOST BENEFITS
7. RECEIVED/RECEIVING INSTALLMENTS/TOOK IRREGULAR WITHDRAWALS
12 8. RECEIVING BENEFITS NOW
9. CONTINUED COLLECTING
10. [STILL EXPECTING REGULAR BENEFITS IN THE FUTURE/EXPECTING
FUTURE BENEFITS]
2 97. OTHER (SPECIFY)
3 98. DK (Don't Know); NA (Not Ascertained)
99. RF (Refused)
20515 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].W082APlanType
IF SecK.PENSIONLOOP.PENSIONLOOPSECK[i].W001A <> REFUSAL THEN
IF (SecK.PENSIONLOOP.PENSIONLOOPSECK[i].W043A <> NO) AND
SecK.PENSIONLOOP.PENSIONLOOPSECK[i].W043A <> NONRESPONSE THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW097AM2 DISPOSITION OF PENSION-B -1 -2
Section: K Level: Respondent Type: Numeric Width: 2 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[1].TYPES.W097B[2]
[EMPLOYER NAME/JOB 1 - DATES - PLAN TYPE]
[What happened to your benefits or pension account from/When you retired, what
did you do with/When you left that [business/employer], what did you do with]
that plan?
(Are you receiving benefits in the form of regular payments now, did you
withdraw all or part of the money, roll it over into an IRA, leave it in the old
plan, did you convert it to or purchase an annuity, [did you transfer it to a
new employer, did you lose your benefits,/did you lose your benefits,] did you
receive or are you receiving one or more installments or irregular payments, or
what?)
IWER: Do not probe but choose all that apply and ask all appropriate follow-up
questions
.................................................................................
1. WITHDREW THE MONEY/RECEIVED CASH SETTLEMENT/LUMP-SUM
2. ROLLED OVER INTO IRA
3. LEFT IN THE PLAN
4. CONVERT TO/PURCHASED ANNUITY
5. [TRANSFERRED TO NEW EMPLOYER]
6. LOST BENEFITS
7. RECEIVED/RECEIVING INSTALLMENTS/TOOK IRREGULAR WITHDRAWALS
8. RECEIVING BENEFITS NOW
9. CONTINUED COLLECTING
1 10. [STILL EXPECTING REGULAR BENEFITS IN THE FUTURE/EXPECTING
FUTURE BENEFITS]
1 97. OTHER (SPECIFY)
98. DK (Don't Know); NA (Not Ascertained)
99. RF (Refused)
20552 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].W082APlanType
IF SecK.PENSIONLOOP.PENSIONLOOPSECK[i].W001A <> REFUSAL THEN
IF (SecK.PENSIONLOOP.PENSIONLOOPSECK[i].W043A <> NO) AND
SecK.PENSIONLOOP.PENSIONLOOPSECK[i].W043A <> NONRESPONSE THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW097AM3 DISPOSITION OF PENSION-B -1 -3
Section: K Level: Respondent Type: Numeric Width: 2 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[1].TYPES.W097B[3]
[EMPLOYER NAME/JOB 1 - DATES - PLAN TYPE]
[What happened to your benefits or pension account from/When you retired, what
did you do with/When you left that [business/employer], what did you do with]
that plan?
(Are you receiving benefits in the form of regular payments now, did you
withdraw all or part of the money, roll it over into an IRA, leave it in the old
plan, did you convert it to or purchase an annuity, [did you transfer it to a
new employer, did you lose your benefits,/did you lose your benefits,] did you
receive or are you receiving one or more installments or irregular payments, or
what?)
IWER: Do not probe but choose all that apply and ask all appropriate follow-up
questions
.................................................................................
1. WITHDREW THE MONEY/RECEIVED CASH SETTLEMENT/LUMP-SUM
2. ROLLED OVER INTO IRA
3. LEFT IN THE PLAN
4. CONVERT TO/PURCHASED ANNUITY
5. [TRANSFERRED TO NEW EMPLOYER]
6. LOST BENEFITS
7. RECEIVED/RECEIVING INSTALLMENTS/TOOK IRREGULAR WITHDRAWALS
8. RECEIVING BENEFITS NOW
9. CONTINUED COLLECTING
10. [STILL EXPECTING REGULAR BENEFITS IN THE FUTURE/EXPECTING
FUTURE BENEFITS]
97. OTHER (SPECIFY)
98. DK (Don't Know); NA (Not Ascertained)
99. RF (Refused)
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B
IF NOT (WITHDREWTHEMONEY IN SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B)
AND NOT (LOSTBENEFITS IN SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B) THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW065A ALLOWED LUMP SUM PAYMENT-TYPE B -1
Section: K Level: Respondent Type: Numeric Width: 1 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[1].TYPES.W065A
[EMPLOYER NAME/JOB 1 - DATES - PLAN TYPE]
Could you have taken benefits as a cash settlement or a lump-sum payment?
.................................................................................
14 1. YES
14 5. NO
5 8. DK (Don't Know); NA (Not Ascertained)
9. RF (Refused)
20521 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B
IF (LEFTTOACCUMULATE IN SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B) OR
(INSTALLMENTS IN SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B) THEN
IF ((SecK.PENSIONLOOP.PENSIONLOOPSECK.TYPES.piWhichSection <> 5) AND
((W097B.CARDINAL <> 1) OR NOT (SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W002A
> 0))) AND (LEFTTOACCUMULATE IN
SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B) THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW008A AMOUNT LEFT IN OLD ACCOUNT-B -1
Section: K Level: Respondent Type: Numeric Width: 6 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[1].TYPES.W008A
[EMPLOYER NAME/JOB 1 - DATES - PLAN TYPE]
How much money did you leave in the old plan?
Amount:
.................................................................................
3 999998. DK (Don't Know); NA (Not Ascertained)
1 999999. RF (Refused)
20550 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B
IF (LEFTTOACCUMULATE IN SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B) OR
(INSTALLMENTS IN SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B) THEN
IF INSTALLMENTS IN SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW063A TYPE B PENSION TOTAL AMT RECEIVED IN INSTALLMENTS -1
Section: K Level: Respondent Type: Numeric Width: 6 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[1].TYPES.W063A
[EMPLOYER NAME/JOB 1 - DATES - PLAN TYPE]
How much money in total did you receive in installments or irregular payments in
the last calendar year?
Amount:
.................................................................................
999998. DK (Don't Know); NA (Not Ascertained)
999999. RF (Refused)
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B
IF (LEFTTOACCUMULATE IN SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B) OR
(INSTALLMENTS IN SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B) THEN
IF (SecK.PENSIONLOOP.PENSIONLOOPSECK.TYPES.piWhichSection = 5) OR
((piW087_Consistency <> TYPEACONSISTENT) AND
(SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W002A <> -2)) THEN
IF LEFTTOACCUMULATE IN SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW009A AMOUNT IN PENSION NOW-B -1
Section: K Level: Respondent Type: Numeric Width: 6 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[1].TYPES.W009A
[EMPLOYER NAME/JOB 1 - DATES - PLAN TYPE]
How much is in that account now?
IWER: Do not probe DK/RF
Amount:
.................................................................................
7 450-200000. Actual Value
3 999998. DK (Don't Know); NA (Not Ascertained)
1 999999. RF (Refused)
20543 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
NKW010A AMOUNT IN PENSION NOW-B - MIN -1
Section: K Level: Respondent Type: Numeric Width: 6 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[1].TYPES.W010A
[EMPLOYER NAME/JOB 1 - DATES - PLAN TYPE]
Does it amount to less than $____ , more than $____ , or what?
PROCEDURES: 2Up1Down, 1Up2Down
BREAKPOINTS: $10,000, $20,000, $50,000, $150,000
RANDOM ENTRY POINTS: $20,000, $50,000
RANDOM ENTRY POINT ASSIGNMENT [1 ($20,000)] or [{NOT 1} ($50,000)] AT X504
.................................................................................
2 0. Value of Breakpoint
2 150001. Value of Breakpoint
20550 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
NKW011A AMOUNT IN PENSION NOW-B - MAX -1
Section: K Level: Respondent Type: Numeric Width: 8 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[1].TYPES.W011A
*
.................................................................................
1 9999. Value of Breakpoint
3 99999996. Greater than Maximum Breakpoint
20550 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
NKW012A AMOUNT IN PENSION NOW-B - RESULT -1
Section: K Level: Respondent Type: Numeric Width: 2 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[1].TYPES.W012A
*
.................................................................................
1 98. DK (Don't Know); NA (Not Ascertained)
99. RF (Refused)
20553 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B
IF ((CONVERTTOANNUITY IN SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B) OR
(RECEIVING IN SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B)) OR
(CONTINUEDCOLLECTING IN SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B) THEN
IF (NOT (RECEIVING IN SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B) AND NOT
(CONTINUEDCOLLECTING IN SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B)) OR
(CONVERTTOANNUITY IN SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B) THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW013A AMOUNT CONVERTED TO ANNUITY-B -1
Section: K Level: Respondent Type: Numeric Width: 5 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[1].TYPES.W013A
[EMPLOYER NAME/JOB 1 - DATES - PLAN TYPE]
How much did you (convert to/purchase as) an annuity?
Amount:
.................................................................................
99998. DK (Don't Know); NA (Not Ascertained)
99999. RF (Refused)
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B
IF ((CONVERTTOANNUITY IN SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B) OR
(RECEIVING IN SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B)) OR
(CONTINUEDCOLLECTING IN SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B) THEN
IF (CONVERTTOANNUITY IN SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B) AND
(W097B.CARDINAL = 1) THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW108A STARTED RECEIVING ANNUITY -1
Section: K Level: Respondent Type: Numeric Width: 1 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[1].TYPES.W108A
[EMPLOYER NAME/JOB 1 - DATES - PLAN TYPE]
Have you started receiving benefits from this annuity?
.................................................................................
1. YES
5. NO
8. DK (Don't Know); NA (Not Ascertained)
9. RF (Refused)
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B
IF ((CONVERTTOANNUITY IN SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B) OR
(RECEIVING IN SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B)) OR
(CONTINUEDCOLLECTING IN SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B) THEN
IF (RECEIVING IN SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B) OR
(SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W108A = YES) THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW014A AGE WHEN ANNUITY STARTED-B -1
Section: K Level: Respondent Type: Numeric Width: 2 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[1].TYPES.W014A
[EMPLOYER NAME/JOB 1 - DATES - PLAN TYPE]
How old were you when you started receiving benefits?
IWER: If R mentions age and some number of months, e.g., 59 and 1/2, enter age
here and go to the next screen to enter months
50-80 Age
.................................................................................
11 48-65. Actual Value
1 98. DK (Don't Know); NA (Not Ascertained)
99. RF (Refused)
20542 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W014A
IF SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W014A <> NONRESPONSE THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW086A REPORT AGE AND MONTHS -1
Section: K Level: Respondent Type: Numeric Width: 2 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[1].TYPES.W086A
[EMPLOYER NAME/JOB 1 - DATES - PLAN TYPE]
IWER: If R reports AGE and months, enter number of months.
IWER: If R did not mention months, press [ENTER] to continue.
.................................................................................
98. DK (Don't Know); NA (Not Ascertained)
99. RF (Refused)
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W014A
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW015A AMOUNT OF ANNUITY-B -1
Section: K Level: Respondent Type: Numeric Width: 8 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[1].TYPES.W015A
[EMPLOYER NAME/JOB 1 - DATES - PLAN TYPE]
How much are the benefits per month or year?
IWER: If benefits have not yet started, record what benefits will be.
Amount:
Per:
.................................................................................
8 265-63000. Actual Value
2 99999998. DK (Don't Know); NA (Not Ascertained)
2 99999999. RF (Refused)
20542 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W015A
IF ((SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W015A <> 0) AND
(SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W015A <> DONTKNOW)) AND
(SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W015A <> REFUSAL) THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW016A AMOUNT OF ANNUITY PER-B -1
Section: K Level: Respondent Type: Numeric Width: 1 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[1].TYPES.W016A
[EMPLOYER NAME/JOB 1 - DATES - PLAN TYPE]
IWER: PROBE if necessary: Is that per month or year?
Amount: $[AMOUNT OF ANNUITY-B]
Per:
.................................................................................
7 4. MONTH
1 6. YEAR
7. OTHER(SPECIFY)
8. DK (Don't Know); NA (Not Ascertained)
9. RF (Refused)
20546 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W016A
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW028A ADJUSTED FOR COST OF LIVING -1
Section: K Level: Respondent Type: Numeric Width: 1 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[1].TYPES.W028A
[EMPLOYER NAME/JOB 1 - DATES - PLAN TYPE]
Are the benefits adjusted for changes in the cost of living?
.................................................................................
2 1. YES
5 5. NO
1 8. DK (Don't Know); NA (Not Ascertained)
9. RF (Refused)
20546 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W028A
IF SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W028A = YES THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW059A BENEFITS ADJUSTED AUTOMATICALLY -1
Section: K Level: Respondent Type: Numeric Width: 1 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[1].TYPES.W059A
[EMPLOYER NAME/JOB 1 - DATES - PLAN TYPE]
Are the benefits adjusted automatically?
.................................................................................
2 1. YES
5. NO
8. DK (Don't Know); NA (Not Ascertained)
9. RF (Refused)
20552 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W015A
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW049A ANNUITY BENEFITS DURATION -1
Section: K Level: Respondent Type: Numeric Width: 1 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[1].TYPES.W049A
[EMPLOYER NAME/JOB 1 - DATES - PLAN TYPE]
Will this payment continue [only] as long as you live, [as long as either you or
your [husband/wife/partner] live,] is it for a fixed time period, or what?
.................................................................................
7 1. AS LONG AS R LIVES
3 2. [AS LONG AS R OR SPOUSE/PARTNER LIVES]
1 3. FOR A FIXED TIME PERIOD
1 7. OTHER(SPECIFY)
8. DK (Don't Know); NA (Not Ascertained)
9. RF (Refused)
20542 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W050S
IF SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W049A = FORAFIXEDTIME THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW051A ANNUITY BENEFITS-UNTIL YR -1
Section: K Level: Respondent Type: Numeric Width: 4 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[1].TYPES.W051A
[EMPLOYER NAME/JOB 1 - DATES - PLAN TYPE]
What is that time period?
Until year:
Or
Until age:
Or
Years:
.................................................................................
1 9998. DK (Don't Know); NA (Not Ascertained)
9999. RF (Refused)
20553 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W051A
IF SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W051A = EMPTY THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW052A ANNUITY BENEFITS-UNTIL AGE -1
Section: K Level: Respondent Type: Numeric Width: 2 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[1].TYPES.W052A
[EMPLOYER NAME/JOB 1 - DATES - PLAN TYPE]
What is that time period?
Until year:
Or
Until age:
Or
Years:
.................................................................................
98. DK (Don't Know); NA (Not Ascertained)
99. RF (Refused)
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W052A
IF SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W051A = EMPTY AND
SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W052A = EMPTY THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW053A ANNUITY BENEFITS-YEARS -1
Section: K Level: Respondent Type: Numeric Width: 2 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[1].TYPES.W053A
[EMPLOYER NAME/JOB 1 - DATES - PLAN TYPE]
What is that time period?
Until year:
Or
Until age:
Or
Years:
.................................................................................
98. DK (Don't Know); NA (Not Ascertained)
99. RF (Refused)
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B
IF ((CONVERTTOANNUITY IN SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B) OR
(RECEIVING IN SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B)) OR
(CONTINUEDCOLLECTING IN SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B) THEN
IF ((piRespondents1X065ACouplenss = MARRIED) OR (piRespondents1X065ACouplenss =
PARTNERED_VOL)) THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW054A SPP DIE WILL ANNUITY INCOME -1
Section: K Level: Respondent Type: Numeric Width: 1 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[1].TYPES.W054A
[EMPLOYER NAME/JOB 1 - DATES - PLAN TYPE]
If you or your [husband/wife/partner] should die, will the pension payments
change, stay the same, or what?
.................................................................................
10 1. CHANGE
1 3. STAY THE SAME
7. OTHER(SPECIFY)
1 8. DK (Don't Know); NA (Not Ascertained)
9. RF (Refused)
20542 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B
IF ROLLEDOVERINTOIRA IN SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW018A AMOUNT OF PENSION ROLLOVER-B -1
Section: K Level: Respondent Type: Numeric Width: 6 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[1].TYPES.W018A
[EMPLOYER NAME/JOB 1 - DATES - PLAN TYPE]
How much did the rollover amount to?
Amount:
.................................................................................
3 9000-425000. Actual Value
1 999998. DK (Don't Know); NA (Not Ascertained)
999999. RF (Refused)
20550 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B
IF (TRANSFERREDTONEWEMPLOYER IN
SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B) THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW019A AMOUNT OF TRANSFER-B -1
Section: K Level: Respondent Type: Numeric Width: 2 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[1].TYPES.W019A
[EMPLOYER NAME/JOB 1 - DATES - PLAN TYPE]
How much did the transfer amount to?
Amount:
.................................................................................
98. DK (Don't Know); NA (Not Ascertained)
99. RF (Refused)
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B
IF WITHDREWTHEMONEY IN SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW056A HOW MUCH MONEY WITHDRAWN -1
Section: K Level: Respondent Type: Numeric Width: 8 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[1].TYPES.W056A
[EMPLOYER NAME/JOB 1 - DATES - PLAN TYPE]
How much money did you withdraw or how much was the lump sum or cash settlement
you received?
Amount:
.................................................................................
4 10000-50000. Actual Value
2 99999998. DK (Don't Know); NA (Not Ascertained)
1 99999999. RF (Refused)
20547 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W056A
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW057A WHAT DONE WITH MONEY WITHDRAWN -1
Section: K Level: Respondent Type: Numeric Width: 1 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[1].TYPES.W057A
[EMPLOYER NAME/JOB 1 - DATES - PLAN TYPE]
What did you do with the money?
.................................................................................
1 1. BOUGHT DURABLES
1 2. SPENT IT
2 3. SAVED/INVESTED
3 4. PAID OFF DEBT
5. ROLLED INTO IRA
7. OTHER (SPECIFY)
8. DK (Don't Know); NA (Not Ascertained)
9. RF (Refused)
20547 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B
IF (EXPECTFUTUREBENEFITS IN SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B)
AND ((piSecAStartInterviewA009_SelfPrxy = SLF)) THEN
IF NOT (RECEIVING IN SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B) AND NOT
(CONTINUEDCOLLECTING IN SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B) THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW035A AGE EXPECT TO REC BENEFITS -1
Section: K Level: Respondent Type: Numeric Width: 2 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[1].TYPES.W035A
[EMPLOYER NAME/JOB 1 - DATES - PLAN TYPE]
At what age do you expect to start receiving (the rest of your) benefits from
this plan?
IWER: If R mentions age and some number of months, e.g., 59 and 1/2, enter age
here and go to the next screen to enter months
40-94 age
96 Already receiving benefits
.................................................................................
1 65. Actual Value
96. Already receiving benefits
98. DK (Don't Know); NA (Not Ascertained)
99. RF (Refused)
20553 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W035A
IF SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W035A <> NONRESPONSE THEN
IF SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W035A <> 96 THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW098A AGE AND MONTHS R REPORTED -1
Section: K Level: Respondent Type: Numeric Width: 2 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[1].TYPES.W098A
[EMPLOYER NAME/JOB 1 - DATES - PLAN TYPE]
IWER: If R reports AGE and months, enter number of months
IWER: If R did not mention months, press [ENTER] to continue
.................................................................................
98. DK (Don't Know); NA (Not Ascertained)
99. RF (Refused)
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W098A
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW036A FORM OF EXPECTED BENEFITS -1
Section: K Level: Respondent Type: Numeric Width: 1 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[1].TYPES.W036A
[EMPLOYER NAME/JOB 1 - DATES - PLAN TYPE]
About how much do you expect these benefits to be, either as a percent of your
pay when you left that job, or as an amount per month or year when you start
receiving them?
.................................................................................
1. PERCENT OF PAY
1 2. AMOUNT PER MONTH/YEAR
3. LUMP SUM
8. DK (Don't Know); NA (Not Ascertained)
9. RF (Refused)
20553 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W036A
IF SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W036A = LUMPSUM THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW041A EXPECTED BENEFITS-LUMP SUM -1
Section: K Level: Respondent Type: Numeric Width: 2 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[1].TYPES.W041A
[EMPLOYER NAME/JOB 1 - DATES - PLAN TYPE]
IWER: ENTER lump sum amount
Amount:
.................................................................................
98. DK (Don't Know); NA (Not Ascertained)
99. RF (Refused)
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W041A
IF SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W036A <> NONRESPONSE THEN
IF SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W036A = PERCENTOFPAY THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW037A EXPECTED BENEFIT-PCT FINAL PAY-A -1
Section: K Level: Respondent Type: Numeric Width: 3 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[1].TYPES.W037A
[EMPLOYER NAME/JOB 1 - DATES - PLAN TYPE]
IWER: ENTER percent of final pay
1-100 percent
Percent:
.................................................................................
998. DK (Don't Know); NA (Not Ascertained)
999. RF (Refused)
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W037A
IF SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W036A = AMOUNTPERMONTHYEAR THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW038A AMOUNT OF EXPECTED BENEFITS -1
Section: K Level: Respondent Type: Numeric Width: 4 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[1].TYPES.W038A
[EMPLOYER NAME/JOB 1 - DATES - PLAN TYPE]
IWER: PROBE if necessary: How much do you expect to receive?
IWER: Do not probe DK/RF
Amount:
Per:
.................................................................................
1 285. Actual Value
9998. DK (Don't Know); NA (Not Ascertained)
9999. RF (Refused)
20553 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
NK133A AMT OF EXPECTED BENEFITS-MIN -1
Section: K Level: Respondent Type: Numeric Width: 4 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[1].TYPES.J133_
[EMPLOYER NAME/JOB 1 - DATES - PLAN TYPE]
Do you expect a total of less than $____ per month, more than $____ per month,
or what?
PROCEDURES: 2Up1Down, 1Up2Down
BREAKPOINTS: $500, $1,000, $2,000, $3,000
RANDOM ENTRY POINTS: $1,000, $2,000
RANDOM ENTRY POINT ASSIGNMENT [1 ($1,000)] or [{NOT 1} ($2,000)] AT X507
.................................................................................
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
NK134A AMOUNT OF EXPECTED BENEFITS - MAX -1
Section: K Level: Respondent Type: Numeric Width: 4 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[1].TYPES.J134_
*
.................................................................................
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
NK135A AMOUNT OF EXPECTED BENEFITS - RESULT -1
Section: K Level: Respondent Type: Numeric Width: 2 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[1].TYPES.J135_
*
.................................................................................
98. DK (Don't Know); NA (Not Ascertained)
99. RF (Refused)
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W038A
IF SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W038A <> EMPTY AND
SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W038A <> NONRESPONSE THEN
IF SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W038A <> 0 THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW039A EXPECTED BENEFITS PER -1
Section: K Level: Respondent Type: Numeric Width: 1 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[1].TYPES.W039A
[EMPLOYER NAME/JOB 1 - DATES - PLAN TYPE]
IWER: PROBE if necessary: Is that per month or year?
Amount: [AMOUNT OF EXPECTED BENEFITS]
Per:
.................................................................................
1 4. MONTH
6. YEAR
7. OTHER(SPECIFY)
8. DK (Don't Know); NA (Not Ascertained)
9. RF (Refused)
20553 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W041A
IF SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W036A <> NONRESPONSE THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW089A ANNUITY BENEFITS DURATION -1
Section: K Level: Respondent Type: Numeric Width: 1 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[1].TYPES.W089A
[EMPLOYER NAME/JOB 1 - DATES - PLAN TYPE]
Will this payment continue [only] as long as you live, [as long as either you or
your [husband/wife/partner] live,] is it for a fixed time period, or what?
.................................................................................
1 1. AS LONG AS R LIVES
2. [AS LONG AS R OR SPOUSE/PARTNER LIVES]
3. FOR A FIXED TIME PERIOD
7. OTHER(SPECIFY)
8. DK (Don't Know); NA (Not Ascertained)
9. RF (Refused)
20553 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W090S
IF SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W089A = FORAFIXEDTIME THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW091A ANNUITY BENEFITS-UNTIL YR -1
Section: K Level: Respondent Type: Numeric Width: 4 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[1].TYPES.W091A
[EMPLOYER NAME/JOB 1 - DATES - PLAN TYPE]
What is that time period?
Until year:
Or
Until age:
Or
Years:
.................................................................................
9998. DK (Don't Know); NA (Not Ascertained)
9999. RF (Refused)
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W091A
IF SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W091A = EMPTY THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW092A ANNUITY BENEFITS-UNTIL AGE -1
Section: K Level: Respondent Type: Numeric Width: 2 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[1].TYPES.W092A
[EMPLOYER NAME/JOB 1 - DATES - PLAN TYPE]
What is that time period?
Until year:
Or
Until age:
Or
Years:
.................................................................................
98. DK (Don't Know); NA (Not Ascertained)
99. RF (Refused)
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W092A
IF SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W091A = EMPTY AND
SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W092A = EMPTY THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW093A ANNUITY BENEFITS-YEARS -1
Section: K Level: Respondent Type: Numeric Width: 2 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[1].TYPES.W093A
[EMPLOYER NAME/JOB 1 - DATES - PLAN TYPE]
What is that time period?
Until year:
Or
Until age:
Or
Years:
.................................................................................
98. DK (Don't Know); NA (Not Ascertained)
99. RF (Refused)
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W089A
IF ((piRespondents1X065ACouplenss = MARRIED) OR (piRespondents1X065ACouplenss =
PARTNERED_VOL)) THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW094A SPP DIE WILL ANNUITY INCOME -1
Section: K Level: Respondent Type: Numeric Width: 1 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[1].TYPES.W094A
[EMPLOYER NAME/JOB 1 - DATES - PLAN TYPE]
If you or your [husband/wife/partner] should die, will the pension payments
change, stay the same, or what?
.................................................................................
1. CHANGE
3. STAY THE SAME
7. OTHER(SPECIFY)
8. DK (Don't Know); NA (Not Ascertained)
9. RF (Refused)
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B
IF ((SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W041A = EMPTY AND
((piSecAStartInterviewA009_SelfPrxy = SLF))) AND ((EXPECTFUTUREBENEFITS IN
SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B) OR (RECEIVING IN
SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B))) AND (LEFTTOACCUMULATE IN
SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B) THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW096A PLAN MONEY SAME AS BENEFITS -1
Section: K Level: Respondent Type: Numeric Width: 1 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[1].TYPES.W096A
[EMPLOYER NAME/JOB 1 - DATES - PLAN TYPE]
IF R EXPECTS TO RECEIVE FUTURE BENEFITS:
You mentioned that you left money in this plan and you expect future benefits
from this plan. Is the money you reported leaving in the plan the same as the
money that will finance your future benefits?
IF R IS CURRENTLY RECEIVING BENEFITS:
You mentioned that you left money in this plan and you are currently receiving
benefits from this plan. Is the money you reported leaving in the plan the same
as the money financing the benefits you are drawing from?
.................................................................................
1. NO, DIFFERENT MONEY
1 2. YES, THE SAME MONEY
3. YES, PARTLY THE SAME
8. DK (Don't Know); NA (Not Ascertained)
9. RF (Refused)
20553 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].W082APlanType
IF SecK.PENSIONLOOP.PENSIONLOOPSECK[i].W001A <> REFUSAL THEN
IF (SecK.PENSIONLOOP.PENSIONLOOPSECK[i].W043A <> NO) AND
SecK.PENSIONLOOP.PENSIONLOOPSECK[i].W043A <> NONRESPONSE THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW042A EARLIEST AGE LEAVE/REC PENSION -1
Section: K Level: Respondent Type: Numeric Width: 2 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[1].W042EarlyAgeRecPen
[EMPLOYER NAME/JOB 1 - DATES - PLAN TYPE]
What is the earliest age at which you could have left that job and begun to
receive pension benefits from this plan?
IWER: If R mentions age and some number of months, e.g., 59 and 1/2, enter age
here and go to the next screen to enter months
30-80 age
95 No age requirement
.................................................................................
26 46-65. Actual Value
2 95. No Age Requirement
11 98. DK (Don't Know); NA (Not Ascertained)
99. RF (Refused)
20515 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].W042EarlyAgeRecPen
IF (SecK.PENSIONLOOP.PENSIONLOOPSECK[i].W042EarlyAgeRecPen <> 95) AND
SecK.PENSIONLOOP.PENSIONLOOPSECK[i].W042EarlyAgeRecPen <> NONRESPONSE THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW077A EARLIEST AGE LEAVE/REC PENSION-MONTHS -1
Section: K Level: Respondent Type: Numeric Width: 2 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[1].W077_
[EMPLOYER NAME/JOB 1 - DATES - PLAN TYPE]
IWER: If R reports AGE and months, enter number of months
IWER: If R did not mention months, press [ENTER] to continue
.................................................................................
1 6. Actual Value
98. DK (Don't Know); NA (Not Ascertained)
99. RF (Refused)
20553 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.K032_NumPensLstJob
IF SecK.PENSIONLOOP.K034A <> EMPTY THEN
IF (SecK.PENSIONLOOP.i = 1) OR ((PENSIONLOOPSECK[i - 1].W001A <> REFUSAL) AND
PENSIONLOOPSECK[i - 1].W001A <> EMPTY) THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW082B WHAT WAS THE PLAN CALLED - 2
Section: K Level: Respondent Type: Numeric Width: 2 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[2].W082APlanType
[EMPLOYER NAME/JOB 2 - DATES - PLAN TYPE]
[I would like to know what has happened with the plan (from [Job Name] where you
worked [Job Date Range])./I would like to know what has happened with (the
plan/the most important of those plans) (from [Job Name] where you worked
[Job Date Range])./I would like to know what has happened with (the plan/the
(next) most important of those plans) (from [Job Name] where you worked [Job
Date Range]).] [First, what kind of plan was this?]
[(]Was it a 401(k), a Supplemental Retirement Account (SRA), defined benefit,
defined contribution, or what?[)]
[(What did your former employer call it?)]
.................................................................................
4 1. 401K PLAN
2 2. SUPPLEMENTAL RETIREMENT ACCOUNT (SRA)
3. DEFINED BENEFIT PLAN
1 4. DEFINED CONTRIBUTION PLAN
5. 401A PLAN
1 6. 403B PLAN
7. 457 PLAN
8. THRIFT/SAVINGS PLAN (TSP)
9. PROFIT-SHARING PLAN
10. EMPLOYEE STOCK OWNERSHIP PLAN (ESOP)
11. MONEY PURCHASE PLAN
12. PORTABLE CASH OPTION PLAN
13. EMPLOYEE STOCK PURCHASE PLAN (ESPP)
14. SEP OR SIMPLE PLAN
15. COMBINATION PLAN
16. CASH BALANCE PLAN
97. OTHER (SPECIFY)
1 98. DK (Don't Know); NA (Not Ascertained)
1 99. RF (Refused)
20544 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].W082APlanType
IF SecK.PENSIONLOOP.PENSIONLOOPSECK.piWhichSection <> 5 THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW001B TYPE OF PENSION PLAN-2
Section: K Level: Respondent Type: Numeric Width: 1 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[2].W001A
[EMPLOYER NAME/JOB 2 - DATES - PLAN TYPE]
[(]Some pension and retirement plans base benefits on a formula involving age,
years of service and salary, often called a defined benefit plan. Some plans
base benefits on how much money has accumulated in a person's pension or
retirement account, often called a defined contribution plan. Other plans use
both ways of setting benefits.[)]
[What type of plan was your [PLAN NAME] (plan)? / Was this [PLAN NAME] (plan) a
defined benefit formula type of a defined contribution account type plan?]
IWER: Read as necessary: Defined Contribution plans include 401-K, 403-B, ESOP,
SRA, thrift/savings, stock/profit sharing, and money purchase plans.
IWER: If R has multiple plans of different types, record them as separate plans
rather than combining them as ’both’
.................................................................................
4 1. DEFINED BENEFIT (FORMULA)
4 2. DEFINED CONTRIBUTION (ACCOUNT)
3. BOTH PLAN TYPES
1 8. DK (Don't Know); NA (Not Ascertained)
1 9. RF (Refused)
20544 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
ASSIGN: IF (W082APlanType = DEFINEDBENEFIT) AND (W001A = TYPEAFORMULA) THEN
W087_Consistency := TYPEACONSISTENT
ELSEIF (W082APlanType IN [_401K, _401A, _403B, _457, TSP, PROFITSHARING, ESOP,
MONEYPURCHASE, PORTABLECASH, SRA, DEFINEDCONTRIBUTION, SEP, ESPP]) AND (W001A=
TYPEBACCOUNT) THEN
W087_Consistency := TYPEBCONSISTENT
ELSE W087_Consistency := INCONSISTENT
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW087B CONSISTENT WITH PLAN TYPE -2
Section: K Level: Respondent Type: Numeric Width: 1 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[2].W087_Consistency
*
.................................................................................
1. TYPE A CONSISTENT
4 2. TYPE B CONSISTENT
3. CASH BALANCE
5 4. INCONSISTENT
8. DK (Don't Know); NA (Not Ascertained)
9. RF (Refused)
20545 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].W082APlanType
IF SecK.PENSIONLOOP.PENSIONLOOPSECK[i].W001A <> REFUSAL THEN
IF ((piWhichSection <> 5) AND (((ACTIVELANGUAGE <> EXTENG) AND (ACTIVELANGUAGE
<> EXTSPN)) OR (piWhichSection = 1))) AND (W001A <> DONTKNOW) THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW085B CERTAINTY ABOUT TYPE OF PLAN -2
Section: K Level: Respondent Type: Numeric Width: 1 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[2].W085A
[EMPLOYER NAME/JOB 2 - DATES - PLAN TYPE]
Sometimes people are not sure about the type of retirement plans they have. We
are interested in how certain you are about the type of plans you had on that
job. Are you very certain, somewhat certain or not certain at all that you
actually had (a) [TYPE OF PENSION PLAN]?
.................................................................................
3 1. VERY CERTAIN
3 2. SOMEWHAT CERTAIN
2 3. NOT CERTAIN AT ALL
8. DK (Don't Know); NA (Not Ascertained)
9. RF (Refused)
20546 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].W085A
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW034B NUMBER OF YEARS IN PLAN -2
Section: K Level: Respondent Type: Numeric Width: 2 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[2].W034A
[EMPLOYER NAME/JOB 2 - DATES - PLAN TYPE]
How many years altogether were you included in this plan?
IWER: INCLUDE years with other employers if same plan.
IWER: ROUND the value to the nearest year
0-50 years.
.................................................................................
7 2-33. Actual Value
1 98. DK (Don't Know); NA (Not Ascertained)
99. RF (Refused)
20546 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].W082APlanType
IF SecK.PENSIONLOOP.PENSIONLOOPSECK[i].W001A <> REFUSAL THEN
IF (SecK.PENSIONLOOP.PENSIONLOOPSECK[i].W043A <> NO) AND
SecK.PENSIONLOOP.PENSIONLOOPSECK[i].W043A <> NONRESPONSE THEN
IF (SecK.PENSIONLOOP.PENSIONLOOPSECK.TYPES.piWhichSection <> 5) AND
(piW087_Consistency <> TYPEACONSISTENT) THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW002B AMOUNT IN PENS WHEN LEFT-B -2
Section: K Level: Respondent Type: Numeric Width: 8 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[2].TYPES.W002A
[EMPLOYER NAME/JOB 2 - DATES - PLAN TYPE]
[For the part of your pension where money is accumulated in an account, how/How]
much money was in your account when you left that [business/employer]?
IWER: If R says 'does not have an account', enter [99999996]
IWER: Do not probe DK/RF
Amount:
.................................................................................
4 0-130000. Actual Value
99999996. R DOES NOT HAVE AN ACCOUNT
5 99999998. DK (Don't Know); NA (Not Ascertained)
99999999. RF (Refused)
20545 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
NKW003B AMOUNT IN PENSION WHEN LEFT-B - MIN -2
Section: K Level: Respondent Type: Numeric Width: 6 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[2].TYPES.W003A
[EMPLOYER NAME/JOB 2 - DATES - PLAN TYPE]
Did it amount to a total of less than $____ , more than $____ , or what?
PROCEDURES: 2Up1Down, 1Up2Down
BREAKPOINTS: $5,000, $20,000, $50,000, $150,000
RANDOM ENTRY POINTS: $20,000, $50,000
RANDOM ENTRY POINT ASSIGNMENT [1 ($20,000)] or [{NOT 1} ($50,000)] AT X503
.................................................................................
2 0. Value of Breakpoint
1 20001. Value of Breakpoint
1 50001. Value of Breakpoint
1 150001. Value of Breakpoint
20549 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
NKW004B AMOUNT IN PENSION WHEN LEFT-B - MAX -2
Section: K Level: Respondent Type: Numeric Width: 8 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[2].TYPES.W004A
*
.................................................................................
1 4999. Value of Breakpoint
1 49999. Value of Breakpoint
3 99999996. Greater than Maximum Breakpoint
20549 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
NKW005B AMOUNT IN PENSION WHEN LEFT-B - RESULT -2
Section: K Level: Respondent Type: Numeric Width: 2 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[2].TYPES.W005A
*
.................................................................................
2 98. DK (Don't Know); NA (Not Ascertained)
99. RF (Refused)
20552 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].W082APlanType
IF SecK.PENSIONLOOP.PENSIONLOOPSECK[i].W001A <> REFUSAL THEN
IF (SecK.PENSIONLOOP.PENSIONLOOPSECK[i].W043A <> NO) AND
SecK.PENSIONLOOP.PENSIONLOOPSECK[i].W043A <> NONRESPONSE THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW097BM1 DISPOSITION OF PENSION-B -2 -1
Section: K Level: Respondent Type: Numeric Width: 2 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[2].TYPES.W097B[1]
[EMPLOYER NAME/JOB 2 - DATES - PLAN TYPE]
[What happened to your benefits or pension account from/When you retired, what
did you do with/When you left that [business/employer], what did you do with]
that plan?
(Are you receiving benefits in the form of regular payments now, did you
withdraw all or part of the money, roll it over into an IRA, leave it in the old
plan, did you convert it to or purchase an annuity, [did you transfer it to a
new employer, did you lose your benefits,/did you lose your benefits,] did you
receive or are you receiving one or more installments or irregular payments, or
what?)
IWER: Do not probe but choose all that apply and ask all appropriate follow-up
questions
.................................................................................
1 1. WITHDREW THE MONEY/RECEIVED CASH SETTLEMENT/LUMP-SUM
1 2. ROLLED OVER INTO IRA
1 3. LEFT IN THE PLAN
4. CONVERT TO/PURCHASED ANNUITY
5. [TRANSFERRED TO NEW EMPLOYER]
1 6. LOST BENEFITS
7. RECEIVED/RECEIVING INSTALLMENTS/TOOK IRREGULAR WITHDRAWALS
2 8. RECEIVING BENEFITS NOW
9. CONTINUED COLLECTING
10. [STILL EXPECTING REGULAR BENEFITS IN THE FUTURE/EXPECTING
FUTURE BENEFITS]
2 97. OTHER (SPECIFY)
1 98. DK (Don't Know); NA (Not Ascertained)
99. RF (Refused)
20545 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].W082APlanType
IF SecK.PENSIONLOOP.PENSIONLOOPSECK[i].W001A <> REFUSAL THEN
IF (SecK.PENSIONLOOP.PENSIONLOOPSECK[i].W043A <> NO) AND
SecK.PENSIONLOOP.PENSIONLOOPSECK[i].W043A <> NONRESPONSE THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW097BM2 DISPOSITION OF PENSION-B -2 -2
Section: K Level: Respondent Type: Numeric Width: 2 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[2].TYPES.W097B[2]
[EMPLOYER NAME/JOB 2 - DATES - PLAN TYPE]
[What happened to your benefits or pension account from/When you retired, what
did you do with/When you left that [business/employer], what did you do with]
that plan?
(Are you receiving benefits in the form of regular payments now, did you
withdraw all or part of the money, roll it over into an IRA, leave it in the old
plan, did you convert it to or purchase an annuity, [did you transfer it to a
new employer, did you lose your benefits,/did you lose your benefits,] did you
receive or are you receiving one or more installments or irregular payments, or
what?)
IWER: Do not probe but choose all that apply and ask all appropriate follow-up
questions
.................................................................................
1. WITHDREW THE MONEY/RECEIVED CASH SETTLEMENT/LUMP-SUM
2. ROLLED OVER INTO IRA
1 3. LEFT IN THE PLAN
4. CONVERT TO/PURCHASED ANNUITY
5. [TRANSFERRED TO NEW EMPLOYER]
6. LOST BENEFITS
7. RECEIVED/RECEIVING INSTALLMENTS/TOOK IRREGULAR WITHDRAWALS
8. RECEIVING BENEFITS NOW
9. CONTINUED COLLECTING
10. [STILL EXPECTING REGULAR BENEFITS IN THE FUTURE/EXPECTING
FUTURE BENEFITS]
97. OTHER (SPECIFY)
98. DK (Don't Know); NA (Not Ascertained)
99. RF (Refused)
20553 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].W082APlanType
IF SecK.PENSIONLOOP.PENSIONLOOPSECK[i].W001A <> REFUSAL THEN
IF (SecK.PENSIONLOOP.PENSIONLOOPSECK[i].W043A <> NO) AND
SecK.PENSIONLOOP.PENSIONLOOPSECK[i].W043A <> NONRESPONSE THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW097BM3 DISPOSITION OF PENSION-B -2 -3
Section: K Level: Respondent Type: Numeric Width: 2 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[2].TYPES.W097B[3]
[EMPLOYER NAME/JOB 2 - DATES - PLAN TYPE]
[What happened to your benefits or pension account from/When you retired, what
did you do with/When you left that [business/employer], what did you do with]
that plan?
(Are you receiving benefits in the form of regular payments now, did you
withdraw all or part of the money, roll it over into an IRA, leave it in the old
plan, did you convert it to or purchase an annuity, [did you transfer it to a
new employer, did you lose your benefits,/did you lose your benefits,] did you
receive or are you receiving one or more installments or irregular payments, or
what?)
IWER: Do not probe but choose all that apply and ask all appropriate follow-up
questions
.................................................................................
1. WITHDREW THE MONEY/RECEIVED CASH SETTLEMENT/LUMP-SUM
2. ROLLED OVER INTO IRA
3. LEFT IN THE PLAN
4. CONVERT TO/PURCHASED ANNUITY
5. [TRANSFERRED TO NEW EMPLOYER]
6. LOST BENEFITS
7. RECEIVED/RECEIVING INSTALLMENTS/TOOK IRREGULAR WITHDRAWALS
8. RECEIVING BENEFITS NOW
9. CONTINUED COLLECTING
10. [STILL EXPECTING REGULAR BENEFITS IN THE FUTURE/EXPECTING
FUTURE BENEFITS]
97. OTHER (SPECIFY)
98. DK (Don't Know); NA (Not Ascertained)
99. RF (Refused)
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B
IF NOT (WITHDREWTHEMONEY IN SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B)
AND NOT (LOSTBENEFITS IN SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B) THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW065B ALLOWED LUMP SUM PAYMENT-TYPE B -2
Section: K Level: Respondent Type: Numeric Width: 1 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[2].TYPES.W065A
[EMPLOYER NAME/JOB 2 - DATES - PLAN TYPE]
Could you have taken benefits as a cash settlement or a lump-sum payment?
.................................................................................
5 1. YES
2 5. NO
8. DK (Don't Know); NA (Not Ascertained)
9. RF (Refused)
20547 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B
IF (LEFTTOACCUMULATE IN SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B) OR
(INSTALLMENTS IN SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B) THEN
IF ((SecK.PENSIONLOOP.PENSIONLOOPSECK.TYPES.piWhichSection <> 5) AND
((W097B.CARDINAL <> 1) OR NOT (SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W002A
> 0))) AND (LEFTTOACCUMULATE IN
SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B) THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW008B AMOUNT LEFT IN OLD ACCOUNT-B -2
Section: K Level: Respondent Type: Numeric Width: 8 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[2].TYPES.W008A
[EMPLOYER NAME/JOB 2 - DATES - PLAN TYPE]
How much money did you leave in the old plan?
Amount:
.................................................................................
1 500. Actual Value
99999998. DK (Don't Know); NA (Not Ascertained)
99999999. RF (Refused)
20553 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B
IF (LEFTTOACCUMULATE IN SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B) OR
(INSTALLMENTS IN SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B) THEN
IF INSTALLMENTS IN SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW063B TYPE B PENSION TOTAL AMT RECEIVED IN INSTALLMENTS -2
Section: K Level: Respondent Type: Numeric Width: 2 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[2].TYPES.W063A
[EMPLOYER NAME/JOB 2 - DATES - PLAN TYPE]
How much money in total did you receive in installments or irregular payments in
the last calendar year?
Amount:
.................................................................................
98. DK (Don't Know); NA (Not Ascertained)
99. RF (Refused)
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B
IF (LEFTTOACCUMULATE IN SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B) OR
(INSTALLMENTS IN SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B) THEN
IF (SecK.PENSIONLOOP.PENSIONLOOPSECK.TYPES.piWhichSection = 5) OR
((piW087_Consistency <> TYPEACONSISTENT) AND
(SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W002A <> -2)) THEN
IF LEFTTOACCUMULATE IN SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW009B AMOUNT IN PENSION NOW-B -2
Section: K Level: Respondent Type: Numeric Width: 8 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[2].TYPES.W009A
[EMPLOYER NAME/JOB 2 - DATES - PLAN TYPE]
How much is in that account now?
IWER: Do not probe DK/RF
Amount:
.................................................................................
1 55000. Actual Value
1 99999998. DK (Don't Know); NA (Not Ascertained)
99999999. RF (Refused)
20552 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
NKW010B AMOUNT IN PENSION NOW-B - MIN -2
Section: K Level: Respondent Type: Numeric Width: 6 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[2].TYPES.W010A
[EMPLOYER NAME/JOB 2 - DATES - PLAN TYPE]
Does it amount to less than $____ , more than $____ , or what?
PROCEDURES: 2Up1Down, 1Up2Down
BREAKPOINTS: $10,000, $20,000, $50,000, $150,000
RANDOM ENTRY POINTS: $20,000, $50,000
RANDOM ENTRY POINT ASSIGNMENT [1 ($20,000)] or [{NOT 1} ($50,000)] AT X504
.................................................................................
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
NKW011B AMOUNT IN PENSION NOW-B - MAX -2
Section: K Level: Respondent Type: Numeric Width: 8 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[2].TYPES.W011A
*
.................................................................................
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
NKW012B AMOUNT IN PENSION NOW-B - RESULT -2
Section: K Level: Respondent Type: Numeric Width: 2 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[2].TYPES.W012A
*
.................................................................................
1 97. Data Not Available
98. DK (Don't Know); NA (Not Ascertained)
99. RF (Refused)
20553 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B
IF ((CONVERTTOANNUITY IN SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B) OR
(RECEIVING IN SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B)) OR
(CONTINUEDCOLLECTING IN SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B) THEN
IF (NOT (RECEIVING IN SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B) AND NOT
(CONTINUEDCOLLECTING IN SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B)) OR
(CONVERTTOANNUITY IN SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B) THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW013B AMOUNT CONVERTED TO ANNUITY-B -2
Section: K Level: Respondent Type: Numeric Width: 6 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[2].TYPES.W013A
[EMPLOYER NAME/JOB 2 - DATES - PLAN TYPE]
How much did you (convert to/purchase as) an annuity?
Amount:
.................................................................................
999998. DK (Don't Know); NA (Not Ascertained)
999999. RF (Refused)
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B
IF ((CONVERTTOANNUITY IN SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B) OR
(RECEIVING IN SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B)) OR
(CONTINUEDCOLLECTING IN SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B) THEN
IF (CONVERTTOANNUITY IN SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B) AND
(W097B.CARDINAL = 1) THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW108B STARTED RECEIVING ANNUITY -2
Section: K Level: Respondent Type: Numeric Width: 1 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[2].TYPES.W108A
[EMPLOYER NAME/JOB 2 - DATES - PLAN TYPE]
Have you started receiving benefits from this annuity?
.................................................................................
1. YES
5. NO
8. DK (Don't Know); NA (Not Ascertained)
9. RF (Refused)
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B
IF ((CONVERTTOANNUITY IN SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B) OR
(RECEIVING IN SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B)) OR
(CONTINUEDCOLLECTING IN SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B) THEN
IF (RECEIVING IN SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B) OR
(SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W108A = YES) THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW014B AGE WHEN ANNUITY STARTED-B -2
Section: K Level: Respondent Type: Numeric Width: 2 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[2].TYPES.W014A
[EMPLOYER NAME/JOB 2 - DATES - PLAN TYPE]
How old were you when you started receiving benefits?
IWER: If R mentions age and some number of months, e.g., 59 and 1/2, enter age
here and go to the next screen to enter months
50-80 Age
.................................................................................
2 55-56. Actual Value
98. DK (Don't Know); NA (Not Ascertained)
99. RF (Refused)
20552 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W014A
IF SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W014A <> NONRESPONSE THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW086B REPORT AGE AND MONTHS -2
Section: K Level: Respondent Type: Numeric Width: 2 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[2].TYPES.W086A
[EMPLOYER NAME/JOB 2 - DATES - PLAN TYPE]
IWER: If R reports AGE and months, enter number of months.
IWER: If R did not mention months, press [ENTER] to continue.
.................................................................................
98. DK (Don't Know); NA (Not Ascertained)
99. RF (Refused)
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W014A
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW015B AMOUNT OF ANNUITY-B -2
Section: K Level: Respondent Type: Numeric Width: 8 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[2].TYPES.W015A
[EMPLOYER NAME/JOB 2 - DATES - PLAN TYPE]
How much are the benefits per month or year?
IWER: If benefits have not yet started, record what benefits will be.
Amount:
Per:
.................................................................................
2 1600-22000. Actual Value
99999998. DK (Don't Know); NA (Not Ascertained)
99999999. RF (Refused)
20552 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W015A
IF ((SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W015A <> 0) AND
(SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W015A <> DONTKNOW)) AND
(SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W015A <> REFUSAL) THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW016B AMOUNT OF ANNUITY PER-B -2
Section: K Level: Respondent Type: Numeric Width: 1 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[2].TYPES.W016A
[EMPLOYER NAME/JOB 2 - DATES - PLAN TYPE]
IWER: PROBE if necessary: Is that per month or year?
Amount: $[AMOUNT OF ANNUITY-B]
Per:
.................................................................................
1 4. MONTH
1 6. YEAR
7. OTHER(SPECIFY)
8. DK (Don't Know); NA (Not Ascertained)
9. RF (Refused)
20552 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W016A
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW028B ADJUSTED FOR COST OF LIVING -2
Section: K Level: Respondent Type: Numeric Width: 1 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[2].TYPES.W028A
[EMPLOYER NAME/JOB 2 - DATES - PLAN TYPE]
Are the benefits adjusted for changes in the cost of living?
.................................................................................
1. YES
2 5. NO
8. DK (Don't Know); NA (Not Ascertained)
9. RF (Refused)
20552 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W028A
IF SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W028A = YES THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW059B BENEFITS ADJUSTED AUTOMATICALLY -2
Section: K Level: Respondent Type: Numeric Width: 1 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[2].TYPES.W059A
[EMPLOYER NAME/JOB 2 - DATES - PLAN TYPE]
Are the benefits adjusted automatically?
.................................................................................
1. YES
5. NO
8. DK (Don't Know); NA (Not Ascertained)
9. RF (Refused)
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W015A
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW049B ANNUITY BENEFITS DURATION -2
Section: K Level: Respondent Type: Numeric Width: 1 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[2].TYPES.W049A
[EMPLOYER NAME/JOB 2 - DATES - PLAN TYPE]
Will this payment continue[only] as long as you live, [as long as either you or
your [ husband/wife/partner] live,] is it for a fixed time period, or what?
.................................................................................
1 1. AS LONG AS R LIVES
1 2. [AS LONG AS R OR SPOUSE/PARTNER LIVES]
3. FOR A FIXED TIME PERIOD
7. OTHER(SPECIFY)
8. DK (Don't Know); NA (Not Ascertained)
9. RF (Refused)
20552 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W050S
IF SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W049A = FORAFIXEDTIME THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW051B ANNUITY BENEFITS-UNTIL YR -2
Section: K Level: Respondent Type: Numeric Width: 4 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[2].TYPES.W051A
[EMPLOYER NAME/JOB 2 - DATES - PLAN TYPE]
What is that time period?
Until year:
Or
Until age:
Or
Years:
.................................................................................
9998. DK (Don't Know); NA (Not Ascertained)
9999. RF (Refused)
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W051A
IF SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W051A = EMPTY THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW052B ANNUITY BENEFITS-UNTIL AGE -2
Section: K Level: Respondent Type: Numeric Width: 2 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[2].TYPES.W052A
[EMPLOYER NAME/JOB 2 - DATES - PLAN TYPE]
What is that time period?
Until year:
Or
Until age:
Or
Years:
.................................................................................
98. DK (Don't Know); NA (Not Ascertained)
99. RF (Refused)
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W052A
IF SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W051A = EMPTY AND
SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W052A = EMPTY THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW053B ANNUITY BENEFITS-YEARS -2
Section: K Level: Respondent Type: Numeric Width: 2 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[2].TYPES.W053A
[EMPLOYER NAME/JOB 2 - DATES - PLAN TYPE]
What is that time period?
Until year:
Or
Until age:
Or
Years:
.................................................................................
98. DK (Don't Know); NA (Not Ascertained)
99. RF (Refused)
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B
IF ((CONVERTTOANNUITY IN SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B) OR
(RECEIVING IN SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B)) OR
(CONTINUEDCOLLECTING IN SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B) THEN
IF ((piRespondents1X065ACouplenss = MARRIED) OR (piRespondents1X065ACouplenss =
PARTNERED_VOL)) THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW054B SPP DIE WILL ANNUITY INCOME -2
Section: K Level: Respondent Type: Numeric Width: 1 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[2].TYPES.W054A
[EMPLOYER NAME/JOB 2 - DATES - PLAN TYPE]
If you or your [ husband/wife/partner] should die, will the pension payments
change, stay the same, or what?
.................................................................................
2 1. CHANGE
3. STAY THE SAME
7. OTHER(SPECIFY)
8. DK (Don't Know); NA (Not Ascertained)
9. RF (Refused)
20552 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B
IF ROLLEDOVERINTOIRA IN SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW018B AMOUNT OF PENSION ROLLOVER-B -2
Section: K Level: Respondent Type: Numeric Width: 8 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[2].TYPES.W018A
[EMPLOYER NAME/JOB 2 - DATES - PLAN TYPE]
How much did the rollover amount to?
Amount:
.................................................................................
1 99999998. DK (Don't Know); NA (Not Ascertained)
99999999. RF (Refused)
20553 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B
IF (TRANSFERREDTONEWEMPLOYER IN
SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B) THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW019B AMOUNT OF TRANSFER-B -2
Section: K Level: Respondent Type: Numeric Width: 2 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[2].TYPES.W019A
[EMPLOYER NAME/JOB 2 - DATES - PLAN TYPE]
How much did the transfer amount to?
Amount:
.................................................................................
98. DK (Don't Know); NA (Not Ascertained)
99. RF (Refused)
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B
IF WITHDREWTHEMONEY IN SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW056B HOW MUCH MONEY WITHDRAWN -2
Section: K Level: Respondent Type: Numeric Width: 8 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[2].TYPES.W056A
[EMPLOYER NAME/JOB 2 - DATES - PLAN TYPE]
How much money did you withdraw or how much was the lump sum or cash settlement
you received?
Amount:
.................................................................................
1 54000. Actual Value
99999998. DK (Don't Know); NA (Not Ascertained)
99999999. RF (Refused)
20553 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W056A
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW057B WHAT DONE WITH MONEY WITHDRAWN -2
Section: K Level: Respondent Type: Numeric Width: 1 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[2].TYPES.W057A
[EMPLOYER NAME/JOB 2 - DATES - PLAN TYPE]
What did you do with the money?
.................................................................................
1. BOUGHT DURABLES
2. SPENT IT
3. SAVED/INVESTED
1 4. PAID OFF DEBT
5. ROLLED INTO IRA
7. OTHER (SPECIFY)
8. DK (Don't Know); NA (Not Ascertained)
9. RF (Refused)
20553 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B
IF (EXPECTFUTUREBENEFITS IN SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B)
AND ((piSecAStartInterviewA009_SelfPrxy = SLF)) THEN
IF NOT (RECEIVING IN SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B) AND NOT
(CONTINUEDCOLLECTING IN SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B) THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW035B AGE EXPECT TO REC BENEFITS -2
Section: K Level: Respondent Type: Numeric Width: 2 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[2].TYPES.W035A
[EMPLOYER NAME/JOB 2 - DATES - PLAN TYPE]
At what age do you expect to start receiving (the rest of your) benefits from
this plan?
IWER: If R mentions age and some number of months, e.g., 59 and 1/2, enter age
here and go to the next screen to enter months
40-94 age
96 Already receiving benefits
.................................................................................
96. Already Receiving Benefits
98. DK (Don't Know); NA (Not Ascertained)
99. RF (Refused)
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W035A
IF SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W035A <> NONRESPONSE THEN
IF SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W035A <> 96 THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW098B AGE AND MONTHS R REPORTED -2
Section: K Level: Respondent Type: Numeric Width: 2 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[2].TYPES.W098A
[EMPLOYER NAME/JOB 2 - DATES - PLAN TYPE]
IWER: If R reports AGE and months, enter number of months
IWER: If R did not mention months, press [ENTER] to continue
.................................................................................
98. DK (Don't Know); NA (Not Ascertained)
99. RF (Refused)
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W098A
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW036B FORM OF EXPECTED BENEFITS -2
Section: K Level: Respondent Type: Numeric Width: 1 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[2].TYPES.W036A
[EMPLOYER NAME/JOB 2 - DATES - PLAN TYPE]
About how much do you expect these benefits to be, either as a percent of your
pay when you left that job, or as an amount per month or year when you start
receiving them?
.................................................................................
1. PERCENT OF PAY
2. AMOUNT PER MONTH/YEAR
3. LUMP SUM
8. DK (Don't Know); NA (Not Ascertained)
9. RF (Refused)
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W036A
IF SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W036A = LUMPSUM THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW041B EXPECTED BENEFITS-LUMP SUM -2
Section: K Level: Respondent Type: Numeric Width: 2 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[2].TYPES.W041A
[EMPLOYER NAME/JOB 2 - DATES - PLAN TYPE]
IWER: ENTER lump sum amount
Amount:
.................................................................................
98. DK (Don't Know); NA (Not Ascertained)
99. RF (Refused)
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W041A
IF SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W036A <> NONRESPONSE THEN
IF SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W036A = PERCENTOFPAY THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW037B EXPECTED BENEFIT-PCT FINAL PAY-A -2
Section: K Level: Respondent Type: Numeric Width: 3 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[2].TYPES.W037A
[EMPLOYER NAME/JOB 2 - DATES - PLAN TYPE]
IWER: ENTER percent of final pay
1-100 percent
Percent:
.................................................................................
998. DK (Don't Know); NA (Not Ascertained)
999. RF (Refused)
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W037A
IF SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W036A = AMOUNTPERMONTHYEAR THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW038B AMOUNT OF EXPECTED BENEFITS -2
Section: K Level: Respondent Type: Numeric Width: 8 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[2].TYPES.W038A
[EMPLOYER NAME/JOB 2 - DATES - PLAN TYPE]
IWER: PROBE if necessary: How much do you expect to receive?
IWER: Do not probe DK/RF
Amount:
Per:
.................................................................................
99999998. DK (Don't Know); NA (Not Ascertained)
99999999. RF (Refused)
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
NK133B AMT OF EXPECTED BENEFITS-MIN -2
Section: K Level: Respondent Type: Numeric Width: 4 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[2].TYPES.J133_
[EMPLOYER NAME/JOB 2 - DATES - PLAN TYPE]
Do you expect a total of less than $____ per month, more than $____ per month,
or what?
PROCEDURES: 2Up1Down, 1Up2Down
BREAKPOINTS: $500, $1,000, $2,000, $3,000
RANDOM ENTRY POINTS: $1,000, $2,000
RANDOM ENTRY POINT ASSIGNMENT [1 ($1,000)] or [{NOT 1} ($2,000)] AT X507
.................................................................................
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
NK134B AMOUNT OF EXPECTED BENEFITS - MAX -2
Section: K Level: Respondent Type: Numeric Width: 4 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[2].TYPES.J134_
*
.................................................................................
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
NK135B AMOUNT OF EXPECTED BENEFITS - RESULT -2
Section: K Level: Respondent Type: Numeric Width: 2 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[2].TYPES.J135_
*
.................................................................................
98. DK (Don't Know); NA (Not Ascertained)
99. RF (Refused)
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W038A
IF SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W038A <> EMPTY AND
SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W038A <> NONRESPONSE THEN
IF SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W038A <> 0 THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW039B EXPECTED BENEFITS PER -2
Section: K Level: Respondent Type: Numeric Width: 1 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[2].TYPES.W039A
[EMPLOYER NAME/JOB 2 - DATES - PLAN TYPE]
IWER: PROBE if necessary: Is that per month or year?
Amount: [AMOUNT OF EXPECTED BENEFITS]
Per:
.................................................................................
4. MONTH
6. YEAR
7. OTHER(SPECIFY)
8. DK (Don't Know); NA (Not Ascertained)
9. RF (Refused)
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W041A
IF SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W036A <> NONRESPONSE THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW089B ANNUITY BENEFITS DURATION -2
Section: K Level: Respondent Type: Numeric Width: 1 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[2].TYPES.W089A
[EMPLOYER NAME/JOB 2 - DATES - PLAN TYPE]
Will this payment continue [only] as long as you live, [as long as either you or
your [husband/wife/partner] live,] is it for a fixed time period, or what?
.................................................................................
1. AS LONG AS R LIVES
2. [AS LONG AS R OR SPOUSE/PARTNER LIVES]
3. FOR A FIXED TIME PERIOD
7. OTHER(SPECIFY)
8. DK (Don't Know); NA (Not Ascertained)
9. RF (Refused)
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W090S
IF SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W089A = FORAFIXEDTIME THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW091B ANNUITY BENEFITS-UNTIL YR -2
Section: K Level: Respondent Type: Numeric Width: 4 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[2].TYPES.W091A
[EMPLOYER NAME/JOB 2 - DATES - PLAN TYPE]
What is that time period?
Until year:
Or
Until age:
Or
Years:
.................................................................................
9998. DK (Don't Know); NA (Not Ascertained)
9999. RF (Refused)
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W091A
IF SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W091A = EMPTY THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW092B ANNUITY BENEFITS-UNTIL AGE -2
Section: K Level: Respondent Type: Numeric Width: 2 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[2].TYPES.W092A
[EMPLOYER NAME/JOB 2 - DATES - PLAN TYPE]
What is that time period?
Until year:
Or
Until age:
Or
Years:
.................................................................................
98. DK (Don't Know); NA (Not Ascertained)
99. RF (Refused)
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W092A
IF SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W091A = EMPTY AND
SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W092A = EMPTY THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW093B ANNUITY BENEFITS-YEARS -2
Section: K Level: Respondent Type: Numeric Width: 2 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[2].TYPES.W093A
[EMPLOYER NAME/JOB 2 - DATES - PLAN TYPE]
What is that time period?
Until year:
Or
Until age:
Or
Years:
.................................................................................
98. DK (Don't Know); NA (Not Ascertained)
99. RF (Refused)
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W089A
IF ((piRespondents1X065ACouplenss = MARRIED) OR (piRespondents1X065ACouplenss =
PARTNERED_VOL)) THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW094B SPP DIE WILL ANNUITY INCOME -2
Section: K Level: Respondent Type: Numeric Width: 1 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[2].TYPES.W094A
[EMPLOYER NAME/JOB 2 - DATES - PLAN TYPE]
If you or your [husband/wife/partner] should die, will the pension payments
change, stay the same, or what?
.................................................................................
1. CHANGE
3. STAY THE SAME
7. OTHER(SPECIFY)
8. DK (Don't Know); NA (Not Ascertained)
9. RF (Refused)
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B
IF ((SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W041A = EMPTY AND
((piSecAStartInterviewA009_SelfPrxy = SLF))) AND ((EXPECTFUTUREBENEFITS IN
SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B) OR (RECEIVING IN
SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B))) AND (LEFTTOACCUMULATE IN
SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B) THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW096B PLAN MONEY SAME AS BENEFITS -2
Section: K Level: Respondent Type: Numeric Width: 1 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[2].TYPES.W096A
[EMPLOYER NAME/JOB 2 - DATES - PLAN TYPE]
IF R EXPECTS TO RECEIVE FUTURE BENEFITS:
You mentioned that you left money in this plan and you expect future benefits
from this plan. Is the money you reported leaving in the plan the same as the
money that will finance your future benefits?
IF R IS CURRENTLY RECEIVING BENEFITS:
You mentioned that you left money in this plan and you are currently receiving
benefits from this plan. Is the money you reported leaving in the plan the same
as the money financing the benefits you are drawing from?
.................................................................................
1. NO, DIFFERENT MONEY
2. YES, THE SAME MONEY
3. YES, PARTLY THE SAME
8. DK (Don't Know); NA (Not Ascertained)
9. RF (Refused)
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].W082APlanType
IF SecK.PENSIONLOOP.PENSIONLOOPSECK[i].W001A <> REFUSAL THEN
IF (SecK.PENSIONLOOP.PENSIONLOOPSECK[i].W043A <> NO) AND
SecK.PENSIONLOOP.PENSIONLOOPSECK[i].W043A <> NONRESPONSE THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW042B EARLIEST AGE LEAVE/REC PENSION -2
Section: K Level: Respondent Type: Numeric Width: 2 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[2].W042EarlyAgeRecPen
[EMPLOYER NAME/JOB 2 - DATES - PLAN TYPE]
What is the earliest age at which you could have left that job and begun to
receive pension benefits from this plan?
IWER: If R mentions age and some number of months, e.g., 59 and 1/2, enter age
here and go to the next screen to enter months
30-80 age
95 No age requirement
.................................................................................
8 52-65. Actual Value
95. No Age Requirement
1 98. DK (Don't Know); NA (Not Ascertained)
99. RF (Refused)
20545 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].W042EarlyAgeRecPen
IF (SecK.PENSIONLOOP.PENSIONLOOPSECK[i].W042EarlyAgeRecPen <> 95) AND
SecK.PENSIONLOOP.PENSIONLOOPSECK[i].W042EarlyAgeRecPen <> NONRESPONSE THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW077B EARLIEST AGE LEAVE/REC PENSION-MONTHS -2
Section: K Level: Respondent Type: Numeric Width: 2 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[2].W077_
[EMPLOYER NAME/JOB 2 - DATES - PLAN TYPE]
IWER: If R reports AGE and months, enter number of months
IWER: If R did not mention months, press [ENTER] to continue
.................................................................................
1 6. Actual Value
20553 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.K032_NumPensLstJob
IF SecK.PENSIONLOOP.K034A <> EMPTY THEN
IF (SecK.PENSIONLOOP.i = 1) OR ((PENSIONLOOPSECK[i - 1].W001A <> REFUSAL) AND
PENSIONLOOPSECK[i - 1].W001A <> EMPTY) THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW082C WHAT WAS THE PLAN CALLED - 3
Section: K Level: Respondent Type: Numeric Width: 2 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[3].W082APlanType
[EMPLOYER NAME/JOB 3 - DATES - PLAN TYPE]
[I would like to know what has happened with the plan (from [Job Name] where you
worked [Job Date Range])./I would like to know what has happened with (the
plan/the most important of those plans) (from [Job Name] where you worked
[Job Date Range])./I would like to know what has happened with (the plan/the
(next) most important of those plans) (from [Job Name] where you worked [Job
Date Range]).] [First, what kind of plan was this?]
[(]Was it a 401(k), a Supplemental Retirement Account (SRA), defined benefit,
defined contribution, or what?[)]
[(What did your former employer call it?)]
.................................................................................
1. 401K PLAN
2. SUPPLEMENTAL RETIREMENT ACCOUNT (SRA)
3. DEFINED BENEFIT PLAN
4. DEFINED CONTRIBUTION PLAN
5. 401A PLAN
6. 403B PLAN
7. 457 PLAN
8. THRIFT/SAVINGS PLAN (TSP)
9. PROFIT-SHARING PLAN
10. EMPLOYEE STOCK OWNERSHIP PLAN (ESOP)
11. MONEY PURCHASE PLAN
12. PORTABLE CASH OPTION PLAN
13. EMPLOYEE STOCK PURCHASE PLAN (ESPP)
14. SEP OR SIMPLE PLAN
15. COMBINATION PLAN
16. CASH BALANCE PLAN
97. OTHER (SPECIFY)
98. DK (Don't Know); NA (Not Ascertained)
99. RF (Refused)
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].W082APlanType
IF SecK.PENSIONLOOP.PENSIONLOOPSECK.piWhichSection <> 5 THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW001C TYPE OF PENSION PLAN-3
Section: K Level: Respondent Type: Numeric Width: 1 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[3].W001A
[EMPLOYER NAME/JOB 3 - DATES - PLAN TYPE]
[(]Some pension and retirement plans base benefits on a formula involving age,
years of service and salary, often called a defined benefit plan. Some plans
base benefits on how much money has accumulated in a person's pension or
retirement account, often called a defined contribution plan. Other plans use
both ways of setting benefits.[)]
[What type of plan was your [PLAN NAME] (plan)? / Was this [PLAN NAME] (plan) a
defined benefit formula type of a defined contribution account type plan?]
IWER: Read as necessary: Defined Contribution plans include 401-K, 403-B, ESOP,
SRA, thrift/savings, stock/profit sharing, and money purchase plans.
IWER: If R has multiple plans of different types, record them as separate plans
rather than combining them as ’both’
.................................................................................
1. DEFINED BENEFIT (FORMULA)
2. DEFINED CONTRIBUTION (ACCOUNT)
3. BOTH PLAN TYPES
8. DK (Don't Know); NA (Not Ascertained)
9. RF (Refused)
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
ASSIGN: IF (W082APlanType = DEFINEDBENEFIT) AND (W001A = TYPEAFORMULA) THEN
W087_Consistency := TYPEACONSISTENT
ELSEIF (W082APlanType IN [_401K, _401A, _403B, _457, TSP, PROFITSHARING, ESOP,
MONEYPURCHASE, PORTABLECASH, SRA, DEFINEDCONTRIBUTION, SEP, ESPP]) AND (W001A=
TYPEBACCOUNT) THEN
W087_Consistency := TYPEBCONSISTENT
ELSE W087_Consistency := INCONSISTENT
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW087C CONSISTENT WITH PLAN TYPE -3
Section: K Level: Respondent Type: Numeric Width: 1 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[3].W087_Consistency
*
.................................................................................
1. TYPE A CONSISTENT
2. TYPE B CONSISTENT
3. CASH BALANCE
4. INCONSISTENT
8. DK (Don't Know); NA (Not Ascertained)
9. RF (Refused)
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].W082APlanType
IF SecK.PENSIONLOOP.PENSIONLOOPSECK[i].W001A <> REFUSAL THEN
IF ((piWhichSection <> 5) AND (((ACTIVELANGUAGE <> EXTENG) AND (ACTIVELANGUAGE
<> EXTSPN)) OR (piWhichSection = 1))) AND (W001A <> DONTKNOW) THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW085C CERTAINTY ABOUT TYPE OF PLAN -3
Section: K Level: Respondent Type: Numeric Width: 1 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[3].W085A
[EMPLOYER NAME/JOB 3 - DATES - PLAN TYPE]
Sometimes people are not sure about the type of retirement plans they have. We
are interested in how certain you are about the type of plans you had on that
job. Are you very certain, somewhat certain or not certain at all that you
actually had (a) [TYPE OF PENSION PLAN]?
.................................................................................
1. VERY CERTAIN
2. SOMEWHAT CERTAIN
3. NOT CERTAIN AT ALL
8. DK (Don't Know); NA (Not Ascertained)
9. RF (Refused)
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].W085A
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW034C NUMBER OF YEARS IN PLAN -3
Section: K Level: Respondent Type: Numeric Width: 2 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[3].W034A
[EMPLOYER NAME/JOB 3 - DATES - PLAN TYPE]
How many years altogether were you included in this plan?
IWER: INCLUDE years with other employers if same plan.
IWER: ROUND the value to the nearest year
0-50 years.
.................................................................................
98. DK (Don't Know); NA (Not Ascertained)
99. RF (Refused)
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].W082APlanType
IF SecK.PENSIONLOOP.PENSIONLOOPSECK[i].W001A <> REFUSAL THEN
IF (SecK.PENSIONLOOP.PENSIONLOOPSECK[i].W043A <> NO) AND
SecK.PENSIONLOOP.PENSIONLOOPSECK[i].W043A <> NONRESPONSE THEN
IF (SecK.PENSIONLOOP.PENSIONLOOPSECK.TYPES.piWhichSection <> 5) AND
(piW087_Consistency <> TYPEACONSISTENT) THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW002C AMOUNT IN PENS WHEN LEFT-B -3
Section: K Level: Respondent Type: Numeric Width: 8 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[3].TYPES.W002A
[EMPLOYER NAME/JOB 3 - DATES - PLAN TYPE]
[For the part of your pension where money is accumulated in an account, how/How]
much money was in your account when you left that [business/employer]?
IWER: If R says 'does not have an account', enter [99999996]
IWER: Do not probe DK/RF
Amount:
.................................................................................
99999996. R DOES NOT HAVE AN ACCOUNT
99999998. DK (Don't Know); NA (Not Ascertained)
99999999. RF (Refused)
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
NKW003C AMOUNT IN PENSION WHEN LEFT-B - MIN -3
Section: K Level: Respondent Type: Numeric Width: 6 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[3].TYPES.W003A
[EMPLOYER NAME/JOB 3 - DATES - PLAN TYPE]
Did it amount to a total of less than $____ , more than $____ , or what?
PROCEDURES: 2Up1Down, 1Up2Down
BREAKPOINTS: $5,000, $20,000, $50,000, $150,000
RANDOM ENTRY POINTS: $20,000, $50,000
RANDOM ENTRY POINT ASSIGNMENT [1 ($20,000)] or [{NOT 1} ($50,000)] AT X503
.................................................................................
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
NKW004C AMOUNT IN PENSION WHEN LEFT-B - MAX -3
Section: K Level: Respondent Type: Numeric Width: 8 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[3].TYPES.W004A
*
.................................................................................
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
NKW005C AMOUNT IN PENSION WHEN LEFT-B - RESULT -3
Section: K Level: Respondent Type: Numeric Width: 2 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[3].TYPES.W005A
*
.................................................................................
98. DK (Don't Know); NA (Not Ascertained)
99. RF (Refused)
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].W082APlanType
IF SecK.PENSIONLOOP.PENSIONLOOPSECK[i].W001A <> REFUSAL THEN
IF (SecK.PENSIONLOOP.PENSIONLOOPSECK[i].W043A <> NO) AND
SecK.PENSIONLOOP.PENSIONLOOPSECK[i].W043A <> NONRESPONSE THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW097CM1 DISPOSITION OF PENSION-B -3 -1
Section: K Level: Respondent Type: Numeric Width: 2 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[3].TYPES.W097B[1]
[EMPLOYER NAME/JOB 3 - DATES - PLAN TYPE]
[What happened to your benefits or pension account from/When you retired, what
did you do with/When you left that [business/employer], what did you do with]
that plan?
(Are you receiving benefits in the form of regular payments now, did you
withdraw all or part of the money, roll it over into an IRA, leave it in the old
plan, did you convert it to or purchase an annuity, [did you transfer it to a
new employer, did you lose your benefits,/did you lose your benefits,] did you
receive or are you receiving one or more installments or irregular payments, or
what?)
IWER: Do not probe but choose all that apply and ask all appropriate follow-up
questions
.................................................................................
1. WITHDREW THE MONEY/RECEIVED CASH SETTLEMENT/LUMP-SUM
2. ROLLED OVER INTO IRA
3. LEFT IN THE PLAN
4. CONVERT TO/PURCHASED ANNUITY
5. [TRANSFERRED TO NEW EMPLOYER]
6. LOST BENEFITS
7. RECEIVED/RECEIVING INSTALLMENTS/TOOK IRREGULAR WITHDRAWALS
8. RECEIVING BENEFITS NOW
9. CONTINUED COLLECTING
10. [STILL EXPECTING REGULAR BENEFITS IN THE FUTURE/EXPECTING
FUTURE BENEFITS]
97. OTHER (SPECIFY)
98. DK (Don't Know); NA (Not Ascertained)
99. RF (Refused)
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
NKW065C ALLOWED LUMP SUM PAYMENT-TYPE B -3
Section: K Level: Respondent Type: Numeric Width: 1 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[3].TYPES.W065A
[EMPLOYER NAME/JOB 3 - DATES - PLAN TYPE]
Could you have taken benefits as a cash settlement or a lump-sum payment?
.................................................................................
1. YES
5. NO
8. DK (Don't Know); NA (Not Ascertained)
9. RF (Refused)
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
NKW008C AMOUNT LEFT IN OLD ACCOUNT-B -3
Section: K Level: Respondent Type: Numeric Width: 6 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[3].TYPES.W008A
[EMPLOYER NAME/JOB 3 - DATES - PLAN TYPE]
How much money did you leave in the old plan?
Amount:
.................................................................................
999998. DK (Don't Know); NA (Not Ascertained)
999999. RF (Refused)
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
NKW063C TYPE B PENSION TOTAL AMT RECEIVED IN INSTALLMENTS -3
Section: K Level: Respondent Type: Numeric Width: 10 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[3].TYPES.W063A
[EMPLOYER NAME/JOB 3 - DATES - PLAN TYPE]
How much money in total did you receive in installments or irregular payments in
the last calendar year?
Amount:
.................................................................................
999998. DK (Don't Know); NA (Not Ascertained)
999999. RF (Refused)
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
NKW009C AMOUNT IN PENSION NOW-B -3
Section: K Level: Respondent Type: Numeric Width: 6 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[3].TYPES.W009A
[EMPLOYER NAME/JOB 3 - DATES - PLAN TYPE]
How much is in that account now?
IWER: Do not probe DK/RF
Amount:
.................................................................................
999998. DK (Don't Know); NA (Not Ascertained)
999999. RF (Refused)
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
NKW010C AMOUNT IN PENSION NOW-B - MIN -3
Section: K Level: Respondent Type: Numeric Width: 6 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[3].TYPES.W010A
[EMPLOYER NAME/JOB 3 - DATES - PLAN TYPE]
Does it amount to less than $____ , more than $____ , or what?
PROCEDURES: 2Up1Down, 1Up2Down
BREAKPOINTS: $10,000, $20,000, $50,000, $150,000
RANDOM ENTRY POINTS: $20,000, $50,000
RANDOM ENTRY POINT ASSIGNMENT [1 ($20,000)] or [{NOT 1} ($50,000)] AT X504
.................................................................................
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
NKW011C AMOUNT IN PENSION NOW-B - MAX -3
Section: K Level: Respondent Type: Numeric Width: 8 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[3].TYPES.W011A
*
.................................................................................
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
NKW012C AMOUNT IN PENSION NOW-B - RESULT -3
Section: K Level: Respondent Type: Numeric Width: 2 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[3].TYPES.W012A
*
.................................................................................
98. DK (Don't Know); NA (Not Ascertained)
99. RF (Refused)
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B
IF ((CONVERTTOANNUITY IN SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B) OR
(RECEIVING IN SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B)) OR
(CONTINUEDCOLLECTING IN SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B) THEN
IF (NOT (RECEIVING IN SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B) AND NOT
(CONTINUEDCOLLECTING IN SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B)) OR
(CONVERTTOANNUITY IN SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B) THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW013C AMOUNT CONVERTED TO ANNUITY-B -3
Section: K Level: Respondent Type: Numeric Width: 10 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[3].TYPES.W013A
[EMPLOYER NAME/JOB 3 - DATES - PLAN TYPE]
How much did you (convert to/purchase as) an annuity?
Amount:
.................................................................................
99998. DK (Don't Know); NA (Not Ascertained)
99999. RF (Refused)
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B
IF ((CONVERTTOANNUITY IN SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B) OR
(RECEIVING IN SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B)) OR
(CONTINUEDCOLLECTING IN SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B) THEN
IF (CONVERTTOANNUITY IN SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B) AND
(W097B.CARDINAL = 1) THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW108C STARTED RECEIVING ANNUITY -3
Section: K Level: Respondent Type: Numeric Width: 1 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[3].TYPES.W108A
[EMPLOYER NAME/JOB 3 - DATES - PLAN TYPE]
Have you started receiving benefits from this annuity?
.................................................................................
1. YES
5. NO
8. DK (Don't Know); NA (Not Ascertained)
9. RF (Refused)
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B
IF ((CONVERTTOANNUITY IN SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B) OR
(RECEIVING IN SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B)) OR
(CONTINUEDCOLLECTING IN SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B) THEN
IF (RECEIVING IN SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B) OR
(SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W108A = YES) THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW014C AGE WHEN ANNUITY STARTED-B -3
Section: K Level: Respondent Type: Numeric Width: 2 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[3].TYPES.W014A
[EMPLOYER NAME/JOB 3 - DATES - PLAN TYPE]
How old were you when you started receiving benefits?
IWER: If R mentions age and some number of months, e.g., 59 and 1/2, enter age
here and go to the next screen to enter months
50-80 Age
.................................................................................
98. DK (Don't Know); NA (Not Ascertained)
99. RF (Refused)
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W014A
IF SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W014A <> NONRESPONSE THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW086C REPORT AGE AND MONTHS -3
Section: K Level: Respondent Type: Numeric Width: 2 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[3].TYPES.W086A
[EMPLOYER NAME/JOB 3 - DATES - PLAN TYPE]
IWER: If R reports AGE and months, enter number of months.
IWER: If R did not mention months, press [ENTER] to continue.
.................................................................................
98. DK (Don't Know); NA (Not Ascertained)
99. RF (Refused)
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W014A
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW015C AMOUNT OF ANNUITY-B -3
Section: K Level: Respondent Type: Numeric Width: 8 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[3].TYPES.W015A
[EMPLOYER NAME/JOB 3 - DATES - PLAN TYPE]
How much are the benefits per month or year?
IWER: If benefits have not yet started, record what benefits will be.
Amount:
Per:
.................................................................................
99999998. DK (Don't Know); NA (Not Ascertained)
99999999. RF (Refused)
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W015A
IF ((SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W015A <> 0) AND
(SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W015A <> DONTKNOW)) AND
(SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W015A <> REFUSAL) THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW016C AMOUNT OF ANNUITY PER-B -3
Section: K Level: Respondent Type: Numeric Width: 1 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[3].TYPES.W016A
[EMPLOYER NAME/JOB 3 - DATES - PLAN TYPE]
IWER: PROBE if necessary: Is that per month or year?
Amount: $[AMOUNT OF ANNUITY-B]
Per:
.................................................................................
4. MONTH
6. YEAR
7. OTHER(SPECIFY)
8. DK (Don't Know); NA (Not Ascertained)
9. RF (Refused)
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W016A
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW028C ADJUSTED FOR COST OF LIVING -3
Section: K Level: Respondent Type: Numeric Width: 1 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[3].TYPES.W028A
[EMPLOYER NAME/JOB 3 - DATES - PLAN TYPE]
Are the benefits adjusted for changes in the cost of living?
.................................................................................
1. YES
5. NO
8. DK (Don't Know); NA (Not Ascertained)
9. RF (Refused)
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W028A
IF SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W028A = YES THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW059C BENEFITS ADJUSTED AUTOMATICALLY -3
Section: K Level: Respondent Type: Numeric Width: 1 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[3].TYPES.W059A
[EMPLOYER NAME/JOB 3 - DATES - PLAN TYPE]
Are the benefits adjusted automatically?
.................................................................................
1. YES
5. NO
8. DK (Don't Know); NA (Not Ascertained)
9. RF (Refused)
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W015A
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW049C ANNUITY BENEFITS DURATION -3
Section: K Level: Respondent Type: Numeric Width: 1 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[3].TYPES.W049A
[EMPLOYER NAME/JOB 3 - DATES - PLAN TYPE]
Will this payment continue [only] as long as you live, [as long as either you or
your [husband/wife/partner] live,] is it for a fixed time period, or what?
.................................................................................
1. AS LONG AS R LIVES
2. [AS LONG AS R OR SPOUSE/PARTNER LIVES]
3. FOR A FIXED TIME PERIOD
7. OTHER(SPECIFY)
8. DK (Don't Know); NA (Not Ascertained)
9. RF (Refused)
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W050S
IF SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W049A = FORAFIXEDTIME THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW051C ANNUITY BENEFITS-UNTIL YR -3
Section: K Level: Respondent Type: Numeric Width: 4 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[3].TYPES.W051A
[EMPLOYER NAME/JOB 3 - DATES - PLAN TYPE]
What is that time period?
Until year:
Or
Until age:
Or
Years:
.................................................................................
9998. DK (Don't Know); NA (Not Ascertained)
9999. RF (Refused)
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W051A
IF SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W051A = EMPTY THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW052C ANNUITY BENEFITS-UNTIL AGE -3
Section: K Level: Respondent Type: Numeric Width: 2 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[3].TYPES.W052A
[EMPLOYER NAME/JOB 3 - DATES - PLAN TYPE]
What is that time period?
Until year:
Or
Until age:
Or
Years:
.................................................................................
98. DK (Don't Know); NA (Not Ascertained)
99. RF (Refused)
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W052A
IF SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W051A = EMPTY AND
SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W052A = EMPTY THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW053C ANNUITY BENEFITS-YEARS -3
Section: K Level: Respondent Type: Numeric Width: 2 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[3].TYPES.W053A
[EMPLOYER NAME/JOB 3 - DATES - PLAN TYPE]
What is that time period?
Until year:
Or
Until age:
Or
Years:
.................................................................................
98. DK (Don't Know); NA (Not Ascertained)
99. RF (Refused)
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B
IF ((CONVERTTOANNUITY IN SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B) OR
(RECEIVING IN SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B)) OR
(CONTINUEDCOLLECTING IN SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B) THEN
IF ((piRespondents1X065ACouplenss = MARRIED) OR (piRespondents1X065ACouplenss =
PARTNERED_VOL)) THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW054C SPP DIE WILL ANNUITY INCOME -3
Section: K Level: Respondent Type: Numeric Width: 1 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[3].TYPES.W054A
[EMPLOYER NAME/JOB 3 - DATES - PLAN TYPE]
If you or your [ husband/wife/partner] should die, will the pension payments
change, stay the same, or what?
.................................................................................
1. CHANGE
3. STAY THE SAME
7. OTHER(SPECIFY)
8. DK (Don't Know); NA (Not Ascertained)
9. RF (Refused)
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B
IF ROLLEDOVERINTOIRA IN SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW018C AMOUNT OF PENSION ROLLOVER-B -3
Section: K Level: Respondent Type: Numeric Width: 10 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[3].TYPES.W018A
[EMPLOYER NAME/JOB 3 - DATES - PLAN TYPE]
How much did the rollover amount to?
Amount:
.................................................................................
9999999998. DK (Don't Know); NA (Not Ascertained)
9999999999. RF (Refused)
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B
IF (TRANSFERREDTONEWEMPLOYER IN
SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B) THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW019C AMOUNT OF TRANSFER-B -3
Section: K Level: Respondent Type: Numeric Width: 10 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[3].TYPES.W019A
[EMPLOYER NAME/JOB 3 - DATES - PLAN TYPE]
How much did the transfer amount to?
Amount:
.................................................................................
98. DK (Don't Know); NA (Not Ascertained)
99. RF (Refused)
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B
IF WITHDREWTHEMONEY IN SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW056C HOW MUCH MONEY WITHDRAWN -3
Section: K Level: Respondent Type: Numeric Width: 8 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[3].TYPES.W056A
[EMPLOYER NAME/JOB 3 - DATES - PLAN TYPE]
How much money did you withdraw or how much was the lump sum or cash settlement
you received?
Amount:
.................................................................................
99999998. DK (Don't Know); NA (Not Ascertained)
99999999. RF (Refused)
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W056A
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW057C WHAT DONE WITH MONEY WITHDRAWN -3
Section: K Level: Respondent Type: Numeric Width: 1 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[3].TYPES.W057A
[EMPLOYER NAME/JOB 3 - DATES - PLAN TYPE]
What did you do with the money?
.................................................................................
1. BOUGHT DURABLES
2. SPENT IT
3. SAVED/INVESTED
4. PAID OFF DEBT
5. ROLLED INTO IRA
7. OTHER (SPECIFY)
8. DK (Don't Know); NA (Not Ascertained)
9. RF (Refused)
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B
IF (EXPECTFUTUREBENEFITS IN SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B)
AND ((piSecAStartInterviewA009_SelfPrxy = SLF)) THEN
IF NOT (RECEIVING IN SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B) AND NOT
(CONTINUEDCOLLECTING IN SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B) THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW035C AGE EXPECT TO REC BENEFITS -3
Section: K Level: Respondent Type: Numeric Width: 2 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[3].TYPES.W035A
[EMPLOYER NAME/JOB 3 - DATES - PLAN TYPE]
At what age do you expect to start receiving (the rest of your) benefits from
this plan?
IWER: If R mentions age and some number of months, e.g., 59 and 1/2, enter age
here and go to the next screen to enter months
40-94 age
96 Already receiving benefits
.................................................................................
96. Already receiving benefits
98. DK (Don't Know); NA (Not Ascertained)
99. RF (Refused)
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W035A
IF SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W035A <> NONRESPONSE THEN
IF SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W035A <> 96 THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW098C AGE AMD MONTHS R REPORTED -3
Section: K Level: Respondent Type: Numeric Width: 2 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[3].TYPES.W098A
[EMPLOYER NAME/JOB 3 - DATES - PLAN TYPE]
IWER: If R reports AGE and months, enter number of months
IWER: If R did not mention months, press [ENTER] to continue
.................................................................................
98. DK (Don't Know); NA (Not Ascertained)
99. RF (Refused)
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W098A
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW036C FORM OF EXPECTED BENEFITS -3
Section: K Level: Respondent Type: Numeric Width: 1 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[3].TYPES.W036A
[EMPLOYER NAME/JOB 3 - DATES - PLAN TYPE]
About how much do you expect these benefits to be, either as a percent of your
pay when you left that job, or as an amount per month or year when you start
receiving them?
.................................................................................
1. PERCENT OF PAY
2. AMOUNT PER MONTH/YEAR
3. LUMP SUM
8. DK (Don't Know); NA (Not Ascertained)
9. RF (Refused)
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W036A
IF SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W036A = LUMPSUM THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW041C EXPECTED BENEFITS-LUMP SUM -3
Section: K Level: Respondent Type: Numeric Width: 8 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[3].TYPES.W041A
[EMPLOYER NAME/JOB 3 - DATES - PLAN TYPE]
IWER: ENTER lump sum amount
Amount:
.................................................................................
98. DK (Don't Know); NA (Not Ascertained)
99. RF (Refused)
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W041A
IF SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W036A <> NONRESPONSE THEN
IF SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W036A = PERCENTOFPAY THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW037C EXPECTED BENEFIT-PCT FINAL PAY-A -3
Section: K Level: Respondent Type: Numeric Width: 3 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[3].TYPES.W037A
[EMPLOYER NAME/JOB 3 - DATES - PLAN TYPE]
IWER: ENTER percent of final pay
1-100 percent
Percent:
.................................................................................
998. DK (Don't Know); NA (Not Ascertained)
999. RF (Refused)
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W037A
IF SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W036A = AMOUNTPERMONTHYEAR THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW038C AMOUNT OF EXPECTED BENEFITS -3
Section: K Level: Respondent Type: Numeric Width: 8 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[3].TYPES.W038A
[EMPLOYER NAME/JOB 3 - DATES - PLAN TYPE]
IWER: PROBE if necessary: How much do you expect to receive?
IWER: Do not probe DK/RF
Amount:
Per:
.................................................................................
9998. DK (Don't Know); NA (Not Ascertained)
9999. RF (Refused)
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
NK133C AMT OF EXPECTED BENEFITS-MIN -3
Section: K Level: Respondent Type: Numeric Width: 4 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[3].TYPES.J133_
[EMPLOYER NAME/JOB 3 - DATES - PLAN TYPE]
Do you expect a total of less than $____ per month, more than $____ per month,
or what?
PROCEDURES: 2Up1Down, 1Up2Down
BREAKPOINTS: $500, $1,000, $2,000, $3,000
RANDOM ENTRY POINTS: $1,000, $2,000
RANDOM ENTRY POINT ASSIGNMENT [1 ($1,000)] or [{NOT 1} ($2,000)] AT X507
.................................................................................
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
NK134C AMOUNT OF EXPECTED BENEFITS - MAX -3
Section: K Level: Respondent Type: Numeric Width: 4 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[3].TYPES.J134_
*
.................................................................................
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
NK135C AMOUNT OF EXPECTED BENEFITS - RESULT -3
Section: K Level: Respondent Type: Numeric Width: 2 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[3].TYPES.J135_
*
.................................................................................
98. DK (Don't Know); NA (Not Ascertained)
99. RF (Refused)
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W038A
IF SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W038A <> EMPTY AND
SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W038A <> NONRESPONSE THEN
IF SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W038A <> 0 THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW039C EXPECTED BENEFITS PER -3
Section: K Level: Respondent Type: Numeric Width: 1 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[3].TYPES.W039A
[EMPLOYER NAME/JOB 3 - DATES - PLAN TYPE]
IWER: PROBE if necessary: Is that per month or year?
Amount: [AMOUNT OF EXPECTED BENEFITS]
Per:
.................................................................................
4. MONTH
6. YEAR
7. OTHER(SPECIFY)
8. DK (Don't Know); NA (Not Ascertained)
9. RF (Refused)
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W041A
IF SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W036A <> NONRESPONSE THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW089C ANNUITY BENEFITS DURATION -3
Section: K Level: Respondent Type: Numeric Width: 1 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[3].TYPES.W089A
[EMPLOYER NAME/JOB 3 - DATES - PLAN TYPE]
Will this payment continue [only] as long as you live, [as long as either you or
your [husband/wife/partner] live,] is it for a fixed time period, or what?
.................................................................................
1. AS LONG AS R LIVES
2. [AS LONG AS R OR SPOUSE/PARTNER LIVES]
3. FOR A FIXED TIME PERIOD
7. OTHER(SPECIFY)
8. DK (Don't Know); NA (Not Ascertained)
9. RF (Refused)
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W090S
IF SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W089A = FORAFIXEDTIME THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW091C ANNUITY BENEFITS-UNTIL YR -3
Section: K Level: Respondent Type: Numeric Width: 4 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[3].TYPES.W091A
[EMPLOYER NAME/JOB 3 - DATES - PLAN TYPE]
What is that time period?
Until year:
Or
Until age:
Or
Years:
.................................................................................
9998. DK (Don't Know); NA (Not Ascertained)
9999. RF (Refused)
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W091A
IF SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W091A = EMPTY THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW092C ANNUITY BENEFITS-UNTIL AGE -3
Section: K Level: Respondent Type: Numeric Width: 2 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[3].TYPES.W092A
[EMPLOYER NAME/JOB 3 - DATES - PLAN TYPE]
What is that time period?
Until year:
Or
Until age:
Or
Years:
.................................................................................
98. DK (Don't Know); NA (Not Ascertained)
99. RF (Refused)
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W092A
IF SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W091A = EMPTY AND
SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W092A = EMPTY THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW093C ANNUITY BENEFITS-YEARS -3
Section: K Level: Respondent Type: Numeric Width: 2 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[3].TYPES.W093A
[EMPLOYER NAME/JOB 3 - DATES - PLAN TYPE]
What is that time period?
Until year:
Or
Until age:
Or
Years:
.................................................................................
98. DK (Don't Know); NA (Not Ascertained)
99. RF (Refused)
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
NKW094C SPP DIE WILL ANNUITY INCOME -3
Section: K Level: Respondent Type: Numeric Width: 1 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[3].TYPES.W094A
[EMPLOYER NAME/JOB 3 - DATES - PLAN TYPE]
If you or your [husband/wife/partner] should die, will the pension payments
change, stay the same, or what?
.................................................................................
1. CHANGE
3. STAY THE SAME
7. OTHER(SPECIFY)
8. DK (Don't Know); NA (Not Ascertained)
9. RF (Refused)
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B
IF ((SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W041A = EMPTY AND
((piSecAStartInterviewA009_SelfPrxy = SLF))) AND ((EXPECTFUTUREBENEFITS IN
SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B) OR (RECEIVING IN
SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B))) AND (LEFTTOACCUMULATE IN
SecK.PENSIONLOOP.PENSIONLOOPSECK[i].TYPES.W097B) THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW096C PLAN MONEY SAME AS BENEFITS -3
Section: K Level: Respondent Type: Numeric Width: 1 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[3].TYPES.W096A
[EMPLOYER NAME/JOB 3 - DATES - PLAN TYPE]
IF R EXPECTS TO RECEIVE FUTURE BENEFITS:
You mentioned that you left money in this plan and you expect future benefits
from this plan. Is the money you reported leaving in the plan the same as the
money that will finance your future benefits?
IF R IS CURRENTLY RECEIVING BENEFITS:
You mentioned that you left money in this plan and you are currently receiving
benefits from this plan. Is the money you reported leaving in the plan the same
as the money financing the benefits you are drawing from?
.................................................................................
1. NO, DIFFERENT MONEY
2. YES, THE SAME MONEY
3. YES, PARTLY THE SAME
8. DK (Don't Know); NA (Not Ascertained)
9. RF (Refused)
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].W082APlanType
IF SecK.PENSIONLOOP.PENSIONLOOPSECK[i].W001A <> REFUSAL THEN
IF (SecK.PENSIONLOOP.PENSIONLOOPSECK[i].W043A <> NO) AND
SecK.PENSIONLOOP.PENSIONLOOPSECK[i].W043A <> NONRESPONSE THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW042C EARLIEST AGE LEAVE/REC PENSION -3
Section: K Level: Respondent Type: Numeric Width: 2 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[3].W042EarlyAgeRecPen
[EMPLOYER NAME/JOB 3 - DATES - PLAN TYPE]
What is the earliest age at which you could have left that job and begun to
receive pension benefits from this plan?
IWER: If R mentions age and some number of months, e.g., 59 and 1/2, enter age
here and go to the next screen to enter months
30-80 age
95 No age requirement
.................................................................................
95. No Age Requirement
98. DK (Don't Know); NA (Not Ascertained)
99. RF (Refused)
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.PENSIONLOOPSECK[i].W042EarlyAgeRecPen
IF (SecK.PENSIONLOOP.PENSIONLOOPSECK[i].W042EarlyAgeRecPen <> 95) AND
SecK.PENSIONLOOP.PENSIONLOOPSECK[i].W042EarlyAgeRecPen <> NONRESPONSE THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NKW077C EARLIEST AGE LEAVE/REC PENSION-MONTHS -3
Section: K Level: Respondent Type: Numeric Width: 2 Decimals: 0
Ref: SecK.PENSIONLOOP.PENSIONLOOPSECK[3].W077_
[EMPLOYER NAME/JOB 3 - DATES - PLAN TYPE]
IWER: If R reports AGE and months, enter number of months
IWER: If R did not mention months, press [ENTER] to continue
.................................................................................
98. DK (Don't Know); NA (Not Ascertained)
99. RF (Refused)
20554 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.K031_
IF (piHHX023_Cohort_V <> AHEAD) AND (piHHX023_Cohort_V <> CODA) THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NK035 EVER ON LAYOFF/UNEMPLOYMENT
Section: K Level: Respondent Type: Numeric Width: 1 Decimals: 0
Ref: SecK.PENSIONLOOP.K035_
Over the last 10 years, since [YEAR TEN YEARS AGO], have you ever been on
temporary layoff, or unemployed and looking for work?
IWER: Include current period if R is now looking for work
.................................................................................
41 1. YES
96 5. NO
1 8. DK (Don't Know); NA (Not Ascertained)
1 9. RF (Refused)
20415 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
{PREVIOUS ASK} SecK.PENSIONLOOP.K035_
IF (SecK.PENSIONLOOP.K035_ <> NO) AND SecK.PENSIONLOOP.K035_ <> NONRESPONSE
THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NK036 EVER ON LAYOFF/UNEMPLOYMENT- # OF TIMES
Section: K Level: Respondent Type: Numeric Width: 2 Decimals: 0
Ref: SecK.PENSIONLOOP.K036_
How many times have you been on temporary layoff or unemployed and looking for
work?
# of times:
.................................................................................
-----------------------------------------------------------------
N Min Max Mean SD Miss
36 1 25 3.56 4.50 20513
-----------------------------------------------------------------
5 98. DK (Don't Know); NA (Not Ascertained)
99. RF (Refused)
==========================================================================================
IF piRVarsZ076_ReIwR_V <> REIWR THEN
IF NOT (WORKINGNOW IN piWORKSTATUSJ005MCurrEmpStatus) AND
(piWORKSTATUSJ020_WorkforPay <> YES) THEN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NK038 ASSIST SECTION K
Section: K Level: Respondent Type: Numeric Width: 1 Decimals: 0
Ref: SecK.PENSIONLOOP.K038_AssistK
IWER: How often did R receive assistance with answers in section k - last job?
.................................................................................
181 1. NEVER
7 2. A FEW TIMES
1 3. MOST OR ALL OF THE TIME
4. THE SECTION WAS DONE BY A PROXY REPORTER
8. DK (Don't Know); NA (Not Ascertained)
9. RF (Refused)
20365 Blank. INAP (Inapplicable); Partial Interview
==========================================================================================
NVDATE 2012 DATA MODEL VERSION
Section: K Level: Respondent Type: Numeric Width: 1 Decimals: 0
User Note: This variable identifies which data model was used to interview the
household. Please reference the data description for a summary of changes in
each data model.
.................................................................................
2286 1. Version 1
1676 2. Version 2
6890 3. Version 3
9702 4. Version 4
==========================================================================================
NVERSION 2012 DATA RELEASE VERSION
Section: K Level: Respondent Type: Numeric Width: 1 Decimals: 0
.................................................................................
20554 3. HRS 2012 Final Release
|