| HRS 1994 (Wave 2) Documentation |
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Section FB: Employment (Self Employed) (N = 11596) VAR # _____ HHID HHID HRS Household Identifier ____________________________________________________________ Variable N Mean Std Dev Minimum Maximum ------------------------------------------------------------ HHID 11596 47924 23344 1 99587 PN PN HRS Person Number ____________________________________________________________ PN Code Frequency ------------------ 10 5807 11 70 20 3151 21 3 30 1099 31 1 40 1465 HHIDPN HRS Household Identifier + Person Number ____________________________________________________________ Variable N Mean Std Dev Minimum Maximum ------------------------------------------------------------ HHIDPN 11596 47924304 23344388 1010 99587010 W2SUBHH W2SUBHH HRS Wave 2 Sub-Household Identifier ____________________________________________________________ W2SUBHH Code Frequency ----------------------- 0 11232 1 103 2 84 3 177 FB2. According to our records, in WAVE-1 MONTH/YEAR you were working for someone else. In what month and year did you stop working for that employer? In what month and year did you stop working there? [NOTE: MONTHS ENTERED MUST BE BETWEEN WAVE-1 MONTH/ YEAR AND WAVE-2 MONTH/YEAR] W4200 MONTH: ____________________________________________________________ 1. JAN 2. FEB 3. MAR 4. APR 5. MAY 6. JUN 7. JUL 8. AUG 9. SEP 10. OCT 11. NOV 12. DEC 95. Denies working for Wave 1 employer 96. Still working there [GO TO FB16] 98. Don't Know; DK 99. Refused; RF 0. Inap. W4200 Code Frequency ---------------------- 0 11431 1 13 2 10 3 9 4 8 5 11 6 9 7 8 8 8 9 9 10 15 11 9 12 15 95 1 96 33 98 6 99 1 W4201 YEAR: ____________________________________________________________ 1992-1994. Year 9996. Still working there (as second job) [GO TO FB16] 9998. Don't Know; DK 9999. Refused; RF 0. Inap. Variable N Mean Std Dev Minimum Maximum ------------------------------------------------------------ W4201 11596 48 542 0 9999 W4202 FB3. What were you earning, before deductions, when you left that employer? [NOTE: IF PER HOUR BE SURE TO ADD 00 FOR CENTS IF THERE ARE NONE] ____________________________________________________________ 0000000. None [GO TO FB4] 1-9999993. Amount 9999994. $9,999,994 or More (F2 to Specify) 9999997. Other (F2 TO Specify) [GO TO FB4] 9999998. Don't Know; DK [GO TO FB4] 9999999. Refused; RF [GO TO FB4] 0. Inap. Variable N Mean Std Dev Minimum Maximum ------------------------------------------------------------ W4202 11596 7979 278513 0 9999999 W4203 FB3a. Was that per hour, week, month, or year? [NOTE: PROBE IF NECESSARY] ____________________________________________________________ AMOUNT GIVEN IN FB3 PER 1. Hour 2. Week 3. Every two weeks/Bi-weekly 4. Month 5. Twice a month 6. Year 97. Other (Specify) 98. Don't Know; DK 99. Refused; RF 0. Inap. W4203 Code Frequency ---------------------- 0 11479 1 17 2 26 3 1 4 8 6 64 9 1 W4204- FB4. Why did you leave that employer? W4205 [NOTE: PROBE IF NECESSARY: Did the business close, were you laid off or let go, did you leave to take care of family members, or what? [NOTE: ENTER ALL THAT APPLY] ____________________________________________________________ [NOTE: Variables w4206-w4213 were removed to save space because they contained no data. Multiple mentions were allowed for this question, and in no instance did a single respondent require more than two.] 01. BUSINESS CLOSED; business moved or sold [GO TO FB5] 02. LAID OFF/LET GO; temporary or seasonal job ended; "contract over" [GO TO FB5] 03. POOR HEALTH/DISABLED; R died; death 04. FAMILY CARE; marriage; pregnancy; child care; husband's wishes 05. BETTER JOB; start own business; go to school/get more training 06. QUIT; bored/burned out; didn't like job/wanted a change; problems with supervisor/co-workers; lack of pay/work hours/promotion/benefits 07. RETIRED 08. R (family) moved 09. Sold business (own) 13. Strike 14. Divorce/separation 16. Transportation/distance to work 24. Early retirement incentive/offer 95. R has not left/still has this job 97. Other (specify) 98. Don't Know; DK 99. Not Ascertained; NA 00. Inap W4204 Code Frequency ---------------------- 0 11470 1 13 2 27 3 7 4 3 5 20 6 27 7 27 8 2 W4205 Code Frequency ---------------------- 0 11589 2 1 5 1 6 1 7 1 97 3 W4214 FB4a. Did your employment situation change in some way that encouraged you to leave? ____________________________________________________________ [NOTE: Brackets indicate that the skip may be to a later question number, depending on intervening skip instructions which appear in the questionnaire but usually not in this codebook.] 1. Yes 5. No [GO TO FB5] 8. Don't Know; DK [GO TO FB5] 9. Refused; RF [GO TO FB5] 0. Inap. W4214 Code Frequency ---------------------- 0 11510 1 36 5 50 W4215- FB4b. How did it change? W4217 [NOTE: ENTER ALL THAT APPLY] ____________________________________________________________ [NOTE: Variables w4218-w4227 were removed to save space because they contained no data. Multiple mentions were allowed for this question, and in no instance did a single respondent require more than three.] 01. SUPERVISOR ENCOURAGED DEPARTURE 02. COWORKERS ENCOURAGED DEPARTURE 03. WAGES REDUCED (OR ABOUT TO BE REDUCED) 04. HOURS REDUCED (OR ABOUT TO BE REDUCED) 05. WOULD HAVE BEEN LAID OFF 06. NEW JOB DUTIES 07. NEW JOB LOCATION 08. BECAME ELIGIBLE FOR PENSION 09. EMPLOYER CHANGED HEALTH INSURANCE 10. SPECIAL EARLY RETIREMENT INCENTIVE OFFER 21. Scheduling problems; change in work schedule (exc. 04) 22. Other working conditions; didn't get along with supervisor, business had changed, unsafe working conditions 23. Better job/pay, more hours/benefits; old job lack of pay raises/benefits 24. Start or help with own/family business 31. Physical and mental condition of R (incl. stress) 97. Other (specify) 98. Don't Know; DK 99. Not Ascertained; NA 00. Inap W4215 Code Frequency ---------------------- 0 11560 1 1 2 1 3 3 4 1 6 5 7 2 10 7 21 1 22 8 24 4 31 2 99 1 W4216 Code Frequency ---------------------- 0 11591 4 1 22 1 24 2 97 1 W4217 Code Frequency ---------------------- 0 11595 10 1 W4228 FB4c. If your employer had allowed you to work fewer hours with correspondingly less pay, would you have continued working there? ____________________________________________________________ 1. Yes 5. No 8. Don't Know; DK 9. Refused; RF 0. Inap. W4228 Code Frequency ---------------------- 0 11561 1 1 5 32 8 1 9 1 W4229 FB5. Were there any months between WAVE-1 MONTH/YEAR and MONTH/YEAR STOPPED WORKING FOR WAVE-1 EMPLOYER when you did not work for this employer? ____________________________________________________________ 1. Yes 5. No [GO TO FB6] 8. Don't Know; DK [GO TO FB6] 9. Refused; RF [GO TO FB6] 0. Inap. W4229 Code Frequency ---------------------- 0 11484 1 6 5 105 8 1 W4230- FB5a. Which months were those? W4237 [NOTE: ENTER ALL THAT APPLY] [NOTE: MONTHS ENTERED MUST BE BETWEEN WAVE-1 MONTH/ YEAR AND MONTH/YEAR STOPPED WORKING FOR WAVE-1 EMPLOYER] MONTH: ____________________________________________________________ [NOTE: Variables w4238-w4271 were removed to save space because they contained no data. Multiple mentions were allowed for this question, and in no instance did a single respondent require more than eight.] 1. JAN 92 2. FEB 92 3. MAR 92 4. APR 92 5. MAY 92 6. JUN 92 7. JUL 92 8. AUG 92 9. SEP 92 10. OCT 92 11. NOV 92 12. DEC 92 13. JAN 93 14. FEB 93 15. MAR 93 16. APR 93 17. MAY 93 18. JUN 93 19. JUL 93 20. AUG 93 21. SEP 93 22. OCT 93 23. NOV 93 24. DEC 93 25. JAN 94 26. FEB 94 27. MAR 94 28. APR 94 29. MAY 94 30. JUN 94 31. JUL 94 32. AUG 94 33. SEP 94 34. OCT 94 35. NOV 94 36. DEC 94 37. All of 1992 after W1 IW 38. All of 1993 39. All of 1994 to date 97. Other (Specify) 98. Don't Know; DK 99. Refused; RF W4230 Code Frequency ---------------------- 0 11590 11 1 12 1 13 1 21 1 97 2 W4231 Code Frequency ---------------------- 0 11592 12 1 13 1 14 1 22 1 W4232 Code Frequency ---------------------- 0 11592 13 1 14 1 15 1 23 1 W4233 Code Frequency ---------------------- 0 11592 14 1 16 1 18 1 24 1 W4234 Code Frequency ---------------------- 0 11592 15 1 17 1 19 1 25 1 W4235 Code Frequency ---------------------- 0 11594 18 1 26 1 W4236 Code Frequency ---------------------- 0 11594 19 1 27 1 W4237 Code Frequency ---------------------- 0 11594 20 1 28 1 W4272 FB6. Were you included in a pension or retirement plan, or in any tax deferred savings plan, when you worked for that employer? ____________________________________________________________ 1. Yes 5. No [GO TO FB15] 8. Don't Know; DK [GO TO FB15] 9. Refused; RF [GO TO FB15] 0. Inap. W4272 Code Frequency ---------------------- 0 11470 1 58 5 68 W4273 FB7. I would like to know what type of plan this was. In some retirement plans, Type A, benefits are usually based on a formula involving age, years of service, and salary. In other plans, Type B, money is accumulated in an account for you. Was your plan Type A or Type B? ____________________________________________________________ 1. Type A [GO TO FB8] 2. Type B [GO TO FB12] 3. Both types 8. Don't Know; DK [GO TO FB8] 9. Refused; RF [GO TO FB8] 0. Inap. W4273 Code Frequency ---------------------- 0 11538 1 33 2 23 3 2 W4274 FB7a. How much money was in your account when you left that employer? ____________________________________________________________ 0000000. None 1-9999993. Dollar Amount 9999994. $9,999,994 or More (F2 to Specify) 9999997. Other (F2 TO Specify) 9999998. Don't Know; DK 9999999. Refused; RF 0. Inap. Variable N Mean Std Dev Minimum Maximum ------------------------------------------------------------ W4274 11596 34 2568 0 210000 W4275- FB8. Do you expect to receive benefits from this plan in W4276 the future, are you receiving benefits now, did you get a cash settlement when you left, did you lose your benefits, or what? [NOTE: DO NOT PROBE BUT ENTER ALL THAT APPLY] ____________________________________________________________ [NOTE: Variables w4277-w4282 were removed to save space because they contained no data. Multiple mentions were allowed for this question, and in no instance did a single respondent require more than two.] 01. EXPECT FUTURE BENEFITS 02. RECEIVING CASH BENEFITS NOW 03. RECEIVED CASH SETTLEMENT 04. ROLLED OVER INTO IRA 05. LOST BENEFITS 14. Decision on benefits pending or in litigation 97. Other (specify) 98. Don't Know; DK 99. Not Ascertained; NA 00. Inap W4275 Code Frequency ---------------------- 0 11561 1 12 2 15 3 5 4 1 5 1 99 1 W4276 Code Frequency ---------------------- 0 11593 2 1 3 2 FB8a/b. In what month and year did you start to receive these benefits? [NOTE: MONTHS ENTERED MUST BE BETWEEN WAVE-1 MONTH/ YEAR AND WAVE-2 MONTH/YEAR] W4283 MONTH: ____________________________________________________________ 1. JAN 2. FEB 3. MAR 4. APR 5. MAY 6. JUN 7. JUL 8. AUG 9. SEP 10. OCT 11. NOV 12. DEC 98. Don't Know; DK 99. Refused; RF 0. Inap. W4283 Code Frequency ---------------------- 0 11580 1 3 2 2 3 1 4 2 5 1 7 4 9 1 10 1 12 1 W4284 YEAR: ____________________________________________________________ 1992-1994. Year 9996. Still working there (as second job) [GO TO FB16] 9998. Don't Know; DK 9999. Refused; RF 0. Inap. Variable N Mean Std Dev Minimum Maximum ------------------------------------------------------------ W4284 11596 3 74 0 1994 W4285 FB8c. How much are the benefits per month or year? ____________________________________________________________ 0000000. None [GO TO FB8e] 1-9999993. Amount 9999994. $9,999,994 or More (F2 to Specify) 9999997. Other (F2 TO Specify) [GO TO FB8e] 9999998. Don't Know; DK [GO TO FB8e] 9999999. Refused; RF [GO TO FB8e] 0. Inap. Variable N Mean Std Dev Minimum Maximum ------------------------------------------------------------ W4285 11596 871 92865 0 9999999 W4286 FB8d. Was that per month or year? [NOTE: PROBE IF NECESSARY] ____________________________________________________________ AMOUNT GIVEN IN FB8c PER 1. Hour 2. Week 3. Every two weeks/Bi-weekly 4. Month 5. Twice a month 6. Year 97. Other (Specify) 98. Don't Know; DK 99. Refused; RF 0. Inap. W4286 Code Frequency ---------------------- 0 11581 4 13 6 2 W4287 FB8e. Are the benefits adjusted for changes in the cost of living? ____________________________________________________________ 1. Yes 5. No 8. Don't Know; DK 9. Refused; RF 0. Inap. W4287 Code Frequency ---------------------- 0 11580 1 6 5 9 8 1 W4288 FB8f. Have they ever been adjusted for changes in the cost of living? ____________________________________________________________ 1. Yes 5. No 8. Don't Know; DK 9. Refused; RF 0. Inap. W4288 Code Frequency ---------------------- 0 11586 1 1 5 8 8 1 W4289 FB8g. How much did the cash settlement amount to? ____________________________________________________________ 0000000. None 1-9999993. Amount 9999994. $9,999,994 or More (F2 to Specify) 9999997. Other (F2 TO Specify) 9999998. Don't Know; DK 9999999. Refused; RF 0. Inap. Variable N Mean Std Dev Minimum Maximum ------------------------------------------------------------ W4289 11596 41 2462 0 208000 W4290- FB8h. What did you do with the money? W4292 ____________________________________________________________ [NOTE: Variables w4293-w4297 were removed to save space because they contained no data. Multiple mentions were allowed for this question, and in no instance did a single respondent require more than three.] 1. Bought durables 2. Spent it 3. Saved/Invested 4. Paid off debt 5. Rolled into IRA 7. Other (Specify) 8. Don't Know; DK 9. Refused; RF 0. Inap. W4290 Code Frequency ---------------------- 0 11589 2 3 3 1 5 3 W4291 Code Frequency ---------------------- 0 11595 4 1 W4292 Code Frequency ---------------------- 0 11595 3 1 W4298 FB8j. How much did the rollover amount to? ____________________________________________________________ 0000000. None 1-9999993. Dollar Amount 9999994. $9,999,994 or More (F2 to Specify) 9999997. Other (F2 TO Specify) 9999998. Don't Know; DK 9999999. Refused; RF 0. Inap. Variable N Mean Std Dev Minimum Maximum ------------------------------------------------------------ W4298 11596 11 1161 0 125000 W4299 FB9. How many years altogether were you included in this plan? [NOTE: INCLUDE YEARS WITH OTHER EMPLOYERS IF SAME PLAN] ____________________________________________________________ 1. One year or less 2-50. Years 96. None (no other info given) 97. Other (F2 TO Specify) 98. Don't Know; DK 99. Refused; RF 0. Inap. Variable N Mean Std Dev Minimum Maximum ------------------------------------------------------------ W4299 11596 0 1 0 36 W4300 FB10. At what age do you expect to start receiving (the rest of your) benefits from this plan? ____________________________________________________________ 30-70. Age 96. Already receiving all benefits 98. Don't Know; DK 99. Refused; RF 0. Inap. Variable N Mean Std Dev Minimum Maximum ------------------------------------------------------------ W4300 11596 0 2 0 98 W4301 FB11. About how much do you expect these benefits to be? As a proportion of your pay when you left that job, or as an amount per month or year when you start receiving them? ____________________________________________________________ 1. Percent of pay 2. Amount per month/year [GO TO FB11b] 3. Lump sum [GO TO FB11d] 8. Don't Know; DK [GO TO FA14] 9. Refused; RF [GO TO FA14] 0. Inap. W4301 Code Frequency ---------------------- 0 11585 1 2 2 8 3 1 W4302 FB11a. ENTER THE PERCENT OF FINAL PAY AT RETIREMENT ____________________________________________________________ 1-100. Percent 98. Don't Know; DK 99. Refused; RF 0. Inap Variable N Mean Std Dev Minimum Maximum ------------------------------------------------------------ W4302 11596 0 9 0 998 W4303 FB11b. How much do you expect to receive? [NOTE: PROBE IF NECESSARY] ____________________________________________________________ 0000000. None 1-9999993. Amount 9999994. $9,999,994 or More (F2 to Specify) 9999997. Other (F2 TO Specify) 9999998. Don't Know; DK 9999999. Refused; RF 0. Inap. Variable N Mean Std Dev Minimum Maximum ------------------------------------------------------------ W4303 11596 2588 160831 0 9999998 W4304 FB11c. Was that per month or year? [NOTE: PROBE IF NECESSARY] ____________________________________________________________ AMOUNT GIVEN IN FB PER 1. Hour 2. Week 3. Every two weeks/Bi-weekly 4. Month 5. Twice a month 6. Year 97. Other (Specify) 98. Don't Know; DK 99. Refused; RF 0. Inap. W4304 Code Frequency ---------------------- 0 11591 4 4 6 1 W4305 FB11d. ENTER LUMP SUM AMOUNT. ____________________________________________________________ 0000000. None 1-9999993. Amount 9999994. $9,999,994 or More (F2 to Specify) 9999997. Other (F2 TO Specify) 9999998. Don't Know; DK 9999999. Refused; RF 0. Inap. Variable N Mean Std Dev Minimum Maximum ------------------------------------------------------------ W4305 11596 0 2 0 200 W4306 FB12. How much money was in your account when you left that employer? ____________________________________________________________ 0000000. None 1-9999993. Amount 9999994. $9,999,994 or More (F2 to Specify) 9999997. Other (F2 TO Specify) 9999998. Don't Know; DK 9999999. Refused; RF 0. Inap. Variable N Mean Std Dev Minimum Maximum ------------------------------------------------------------ W4306 11596 4414 207671 0 9999999 W4307 FB13. When you left that employer, did you withdraw the money, roll it over into an IRA, leave it to accumulate in your old plan, convert it to an annuity, or what? [NOTE: DO NOT PROBE BUT IF MORE THAN ONE RESPONSE GIVEN, ENTER 7 - OTHER AND RECORD ALL DETAILS. ____________________________________________________________ [NOTE: Multiple mentions were allowed for this question, but in no instance did a single respondent require more than one.] 01. WITHDREW THE MONEY [GO TO FB14] 02. ROLLED OVER INTO IRA 03. LEFT TO ACCUMULATE 04. CONVERT TO ANNUITY [GO TO FB13b] 51. Cash settlement--spent 52. Cash settlement--saved or invested (exc. 54) (incl. home purchase) 53. Cash settlement--paid debts or bills 54. Cash settlement--rolled over into IRA 55. Cash settlement--NA what R did with the money 91. Decision pending; pension rights not yet settled with old employer 92. Lost benefits 97. Other [please describe fully] [GO TO FB14] 98. Don't Know; DK [GO TO FB14] 99. Not Ascertained; NA [GO TO FB14] 00. Inap W4307 Code Frequency ---------------------- 0 11573 1 6 2 6 3 8 91 1 92 1 98 1 W4308 FB13a. How much is in your account now? ____________________________________________________________ 0000000. None 1-9999993. Amount 9999994. $9,999,994 or More (F2 to Specify) 9999997. Other (F2 TO Specify) 9999998. Don't Know; DK 9999999. Refused; RF 0. Inap. Variable N Mean Std Dev Minimum Maximum ------------------------------------------------------------ W4308 11596 5207 227429 0 9999999 W4309 FB13b. How old were you when that annuity started? ____________________________________________________________ 30-90. Age 98. Don't Know; DK 99. Refused; RF 0. Inap Variable N Mean Std Dev Minimum Maximum ------------------------------------------------------------ W4309 11596 0 0 0 0 W4310 FB13c. How much are the benefits per month or year? ____________________________________________________________ 0000000. None [GO TO FB14] 1-9999993. Amount 9999994. $9,999,994 or More (F2 to Specify) 9999997. Other (F2 TO Specify) [GO TO FB14] 9999998. Don't Know; DK [GO TO FB14] 9999999. Refused; RF [GO TO FB14] 0. Inap. Variable N Mean Std Dev Minimum Maximum ------------------------------------------------------------ W4310 11596 0 0 0 0 W4311 FB13d. Was that per month or year? [NOTE: PROBE IF NECESSARY] ____________________________________________________________ AMOUNT GIVEN IN FB13c PER 1. Hour 2. Week 3. Every two weeks/Bi-weekly 4. Month 5. Twice a month 6. Year 97. Other (Specify) 98. Don't Know; DK 99. Refused; RF 0. Inap. W4311 Code Frequency ---------------------- 0 11596 W4312 FB14. What is the earliest age at which you could have left that employer and begun to receive pension benefits? ____________________________________________________________ 25-80. Age 92. Now; Current age 93. Can't at all 94. Formula given 95. Any time; No age requirement; Any age 98. Don't Know; DK 99. Refused; RF 0. Inap Variable N Mean Std Dev Minimum Maximum ------------------------------------------------------------ W4312 11596 0 5 0 98 W4312A FB15. Now I have a few questions about your current business. What industry do you work in? That is, what does your company do or make? (What industry do you _typically_ work in?) ____________________________________________________________ [NOTE: These data have been masked for confidentiality. The values in parentheses indicate the original U.S. Census codes, as found in the Master Codes section of the codebook.] 001. Agriculture, Forestry, Fishing (010-031) 002. Mining and Construction (040-060) 003. Manufacturing: Non-durable (100-222) 004. Manufacturing: Durable (230-392) 005. Transportation (400-572) 006. Wholesale (500-571) 007. Retail (580-691) 008. Finance, Insurance, and Real Estate (700-712) 009. Business and Repair Services (721-760) 010. Personal Services (761-791) 011. Entertainment and Recreation (800-802) 012. Professional and Related Services (812-892) 013. Public Administration (900) 999. NA; missing 000. Inap W4312A Code Frequency ---------------------- 0 10030 1 144 2 158 3 37 4 44 5 62 6 49 7 209 8 125 9 161 10 161 11 10 12 194 999 212 W4312B FB16. What sort of work do you do? (Tell me a little more about what you do.) ____________________________________________________________ [NOTE: These data have been masked for confidentiality. The values in parentheses indicate the original U.S. Census codes, as found in the Master Codes section of the codebook.] 001. Managerial specialty operation (003-037) 002. Professional specialty operation and technical support (043-235) 003. Sales (243-285) 004. Clerical, administrative support (303-389) 005. Service: private household, cleaning and building services (403-407) 006. Service: protection (413-427) 007. Service: food preparation (433-444) 008. Health services (445-447) 009. Personal services (448-469) 010. Farming, forestry, fishing (473-499) 011. Mechanics and repair (503-549) 012. Construction trade and extractors (553-617) 013. Precision production (633-699) 014. Operators: machine (703-799) 015. Operators: transport, etc. (803-859) 016. Operators: handlers, etc. (863-889) 017. Member of Armed Forces (900) 999. NA; missing 000. Inap W4312B Code Frequency ---------------------- 0 10030 1 289 2 183 3 278 4 60 5 44 6 3 7 8 8 9 9 116 10 138 11 33 12 80 13 36 14 26 15 47 16 15 999 201 W4313 FB17. How many hours a week do you usually work in this business? ____________________________________________________________ 00. Zero; None 1-95. Hours 98. Don't Know; DK 99. Refused; RF 0. Inap. Variable N Mean Std Dev Minimum Maximum ------------------------------------------------------------ W4313 11596 5 16 0 144 W4314 FB18. Counting paid vacations as weeks of work, how many weeks a year do you usually work on this job? [NOTE: READ SLOWLY] ____________________________________________________________ 1-52. Weeks 98. Don't Know; DK 99. Refused; RF 0. Inap. Variable N Mean Std Dev Minimum Maximum ------------------------------------------------------------ W4314 11596 6 16 0 99 W4315 FB18a. In the last 12 months, did you miss any days from work because of your health? ____________________________________________________________ 1. Yes 5. No [GO TO FB19] 8. Don't Know; DK [GO TO FB19] 9. Refused; RF [GO TO FB19] 0. Inap. [GO TO FB19] W4315 Code Frequency ---------------------- 0 10222 1 336 5 1035 8 1 9 2 W4316 FB18b. About how many days did you miss? ____________________________________________________________ 1-365. Days 998. Don't Know; DK 999. Refused; RF 0. Inap. Variable N Mean Std Dev Minimum Maximum ------------------------------------------------------------ W4316 11596 1 19 0 998 W4317 FB19. Are you paid a regular salary or wages? ____________________________________________________________ 1. Yes 5. No [GO TO FB20] 8. Don't Know; DK [GO TO FB20] 9. Refused; RF [GO TO FB20] 0. Inap. W4317 Code Frequency ---------------------- 0 10222 1 477 5 891 8 2 9 4 W4318 FB19a. How much were you paid before taxes and other deductions? [NOTE: IF PER HOUR BE SURE TO ADD 00 FOR CENTS IF THERE ARE NONE] ____________________________________________________________ 0000000. None [GO TO FB20] 1-9999993. Amount 9999994. $9,999,994 or More (F2 to Specify) 9999997. Other (F2 TO Specify) [GO TO FB20] 9999998. Don't Know; DK [GO TO FB20] 9999999. Refused; RF [GO TO FB20] 0. Inap. Variable N Mean Std Dev Minimum Maximum ------------------------------------------------------------ W4318 11596 63928 790986 0 9999999 W4319 FB19b. Was that per hour, week, month, or year? [NOTE: PROBE IF NECESSARY] ____________________________________________________________ AMOUNT GIVEN IN FB19a PER 1. Hour 2. Week 3. Every two weeks/Bi-weekly 4. Month 5. Twice a month 6. Year 11. Day 97. Other (Specify) 98. Don't Know; DK 99. Refused; RF 0. Inap. W4319 Code Frequency ---------------------- 0 11193 1 41 2 108 3 5 4 56 5 2 6 175 11 7 97 9 W4320 FB20. Do you receive some or all of the net earnings or profits? ____________________________________________________________ 1. Yes 5. No [GO TO FB21a] 8. Don't Know; DK [GO TO FB21a] 9. Refused; RF [GO TO FB21a] 0. Inap. W4320 Code Frequency ---------------------- 0 10222 1 1096 5 264 8 5 9 9 W4321 FB20a. (In addition to your regular salary,) How much did you receive from net earnings or profits? [NOTE: IF R HAS TROUBLE GIVING DOLLAR FIGURE, ASK: What did you earn the last year you worked?] [NOTE: IF PER HOUR BE SURE TO ADD 00 FOR CENTS IF THERE ARE NONE] ____________________________________________________________ 0000000. None; None yet; Just started [GO TO FB21a] 1-9999993. Amount 9999994. $9,999,994 or More (F2 to Specify) 9999995. Included in FB19a 9999997. Other (F2 TO Specify) [GO TO FB21a] 9999998. Don't Know; DK [GO TO FB21a] 9999999. Refused; RF [GO TO FB21a] 0. Inap. Variable N Mean Std Dev Minimum Maximum ------------------------------------------------------------ W4321 11596 226223 1480586 0 9999999 W4322 FB20b. Was that per hour, week, month, or year? [NOTE: PROBE IF NECESSARY] ____________________________________________________________ AMOUNT GIVEN IN FB20a PER 1. Hour 2. Week 3. Every two weeks/Bi-weekly 4. Month 5. Twice a month 6. Year 97. Other (Specify) 98. Don't Know; DK 99. Refused; RF 0. Inap. W4322 Code Frequency ---------------------- 0 10871 1 11 2 17 4 14 6 666 97 12 98 1 99 4 W4323 FB21a. How many people work in this business? ____________________________________________________________ 1-9994. # of People 9998. Don't Know; DK 9999. Refused; RF 0. Inap. Variable N Mean Std Dev Minimum Maximum ------------------------------------------------------------ W4323 11596 99 3083 0 99998 W4324 FB21a. Does [your (husband/wife/partner)] do any work for the business? ____________________________________________________________ 1. Yes 5. No [GO TO FB22] 8. Don't Know; DK [GO TO FB22] 9. Refused; RF [GO TO FB22] 0. Inap. W4324 Code Frequency ---------------------- 0 10399 1 527 5 670 W4325 FB21b. How many hours a week does (he/she) usually work for the business? ____________________________________________________________ 1-95. Hours 98. Don't Know; DK 99. Refused; RF 0. Inap. Variable N Mean Std Dev Minimum Maximum ------------------------------------------------------------ W4325 11596 1 9 0 112 W4326 FB21c. Is (he/she) paid a regular salary? ____________________________________________________________ 1. Yes 5. No 8. Don't Know; DK 9. Refused; RF 0. Inap. W4326 Code Frequency ---------------------- 0 11069 1 144 5 381 8 1 9 1 FB22 In what month and year did you start working at this a/b. business? [NOTE: MONTHS ENTERED MUST BE ON/BEFORE WAVE-2 MONTH/YEAR] [NOTE: IF R WORKED MORE THAN ONCE FOR THIS BUSINESS, ASK ABOUT FIRST HIRE] W4327 MONTH: ____________________________________________________________ 1. JAN 2. FEB 3. MAR 4. APR 5. MAY 6. JUN 7. JUL 8. AUG 9. SEP 10. OCT 11. NOV 12. DEC 98. Don't Know; DK 99. Refused; RF 0. Inap. W4327 Code Frequency ---------------------- 0 10222 1 182 2 61 3 72 4 114 5 67 6 130 7 72 8 76 9 87 10 83 11 54 12 42 98 332 99 2 W4328 YEAR: ____________________________________________________________ 1920-1994. Year 9998. Don't Know; DK 9999. Refused; RF 0. Inap. Variable N Mean Std Dev Minimum Maximum ------------------------------------------------------------ W4328 11596 246 738 0 9999 W4329 FB23. Were there any months since (MONTH/YEAR GIVEN IN FA22/WAVE-1 MONTH/YEAR / MARCH 1992) when you were not working for this business? ____________________________________________________________ 1. Yes 5. No [GO TO FB24] 8. Don't Know; DK [GO TO FB24] 9. Refused; RF [GO TO FB24] 0. Inap. W4329 Code Frequency ---------------------- 0 10243 1 139 5 1208 8 5 9 1 W4330- FB23a. Which months were those? W4360 [NOTE: ENTER ALL THAT APPLY] MONTH: ____________________________________________________________ [NOTE: Variables w4361-w4371 were removed to save space because they contained no data. Multiple mentions were allowed for this question, and in no instance did a single respondent require more than three.] 1. JAN 92 2. FEB 92 3. MAR 92 4. APR 92 5. MAY 92 6. JUN 92 7. JUL 92 8. AUG 92 9. SEP 92 10. OCT 92 11. NOV 92 12. DEC 92 13. JAN 93 14. FEB 93 15. MAR 93 16. APR 93 17. MAY 93 18. JUN 93 19. JUL 93 20. AUG 93 21. SEP 93 22. OCT 93 23. NOV 93 24. DEC 93 25. JAN 94 26. FEB 94 27. MAR 94 28. APR 94 29. MAY 94 30. JUN 94 31. JUL 94 32. AUG 94 33. SEP 94 34. OCT 94 35. NOV 94 36. DEC 94 37. All of 1992 after W1 IW 38. All of 1993 39. All of 1994 to date 97. Other (Specify) 98. Don't Know; DK 99. Refused; RF Variable N Mean Std Dev Minimum Maximum ------------------------------------------------------------ W4330 11596 0 6 0 98 W4331 11596 0 2 0 39 W4332 11596 0 2 0 39 W4333 11596 0 1 0 32 W4334 11596 0 1 0 36 W4335 11596 0 1 0 36 W4336 11596 0 1 0 32 W4337 11596 0 1 0 31 W4338 11596 0 1 0 32 W4339 11596 0 1 0 35 W4340 11596 0 1 0 36 W4341 11596 0 1 0 36 W4342 11596 0 0 0 27 W4343 11596 0 1 0 28 W4344 11596 0 0 0 29 W4345 11596 0 0 0 16 W4346 11596 0 0 0 17 W4347 11596 0 0 0 18 W4348 11596 0 0 0 19 W4349 11596 0 0 0 20 W4350 11596 0 0 0 21 W4351 11596 0 0 0 22 W4352 11596 0 0 0 23 W4353 11596 0 0 0 24 W4354 11596 0 0 0 25 W4355 11596 0 0 0 26 W4356 11596 0 0 0 27 W4357 11596 0 0 0 28 W4358 11596 0 0 0 29 W4359 11596 0 0 0 30 W4360 11596 0 0 0 31 W4372 FB24. What were you earning when you started working at this business? [NOTE: IF PER HOUR BE SURE TO ADD 00 FOR CENTS IF THERE ARE NONE] ____________________________________________________________ 0000000. None 1-9999993. Amount 9999994. $9,999,994 or More (F2 to Specify) 9999995. Just started business 9999997. Other (F2 TO Specify) 9999998. Don't Know; DK 9999999. Refused; RF 0. Inap. Variable N Mean Std Dev Minimum Maximum ------------------------------------------------------------ W4372 11596 237966 1521555 0 9999999 W4373 FB24a. Was that per hour, week, month, or year? [NOTE: PROBE IF NECESSARY] ____________________________________________________________ AMOUNT GIVEN IN FB24 PER 1. Hour 2. Week 3. Every two weeks/Bi-weekly 5. Twice a month 4. Month 5. Twice a month 6. Year 11. Day 97. Other (Specify) 98. Don't Know; DK 99. Refused; RF 0. Inap. W4373 Code Frequency ---------------------- 0 10797 1 99 2 136 3 4 4 79 5 1 6 427 11 17 97 11 98 1 99 24 W4374 FB25. Are you covered by a union or employee-association contract? ____________________________________________________________ 1. Yes 5. No 8. Don't Know; DK 9. Refused; RF 0. Inap. W4374 Code Frequency ---------------------- 0 10222 1 14 5 1357 8 3 W4375 FB26. Now I'd like to ask about pension or retirement plans on your job. Aside from IRA or Keogh plans, are you included in any pension plans or tax-deferred savings plans through your work? ____________________________________________________________ 1. Yes [GO TO FB36] 5. No [GO TO FB64] 8. Don't Know; DK [GO TO FB64] 9. Refused; RF [GO TO FB64] 0. Inap. W4375 Code Frequency ---------------------- 0 10222 1 115 5 1256 8 3 W4376 FB27. Have the rules that govern your pension benefits or the age you can receive them changed since WAVE-1 MONTH/YEAR? ____________________________________________________________ 1. Yes [GO TO FB36] 5. No 7. Denies being covered by a pension [GO TO FB64] 8. Don't Know; DK 9. Refused; RF 0. Inap. W4376 Code Frequency ---------------------- 0 11596 W4377 FB28. In how many different pension plans are you included on this job? ____________________________________________________________ 1-10. Plans 98. Don't Know; DK 99. Refused; RF 0. Inap. Variable N Mean Std Dev Minimum Maximum ------------------------------------------------------------ W4377 11596 0 0 0 0 W4378, FB29. ONLY ONE PLAN: I would like to know what type of W4390, plan this is. MORE THAN ONE PLAN: Now I have some W4402 questions about your (next) most important of these plans. In some retirement plans, Type A, benefits are usually based on a formula involving age, years of service and salary. In other plans, Type B, money is accumulated in an account for you. Is your plan Type A or Type B? 401-K, 403-B, ESOP, SRA, THRIFT/SAVINGS, STOCK/ PROFIT SHARING, MONEY PURCHASE PLANS ARE ALL TYPE B RETIREMENT PLANS. TYPE B PLANS ARE OFTEN CALLED " DEFINED BENEFIT" PLANS. ____________________________________________________________ 1. Type A (Formula) [GO TO FB31] 2. Type B (Account) [GO TO FB34] 3. Both A & B 8. Don't Know; DK [GO TO FB31] 9. Refused; RF [GO TO FB31] 0. Inap. W4378 Code Frequency ---------------------- 0 11596 W4390 Code Frequency ---------------------- 0 11596 W4402 Code Frequency ---------------------- 0 11596 W4379, FB30. For that part of your plan where money is W4391, accumulated in an account, how much is in the W4403 account at present? ____________________________________________________________ 0000000. None 1-9999993. Dollar amount 9999994. $9,999,994 or More (F2 to Specify) 9999997. Other (F2 TO Specify) 9999998. Don't Know; DK 9999999. Refused; RF 0. Inap. Variable N Mean Std Dev Minimum Maximum ------------------------------------------------------------ W4379 11596 0 0 0 0 W4391 11596 0 0 0 0 W4403 11596 0 0 0 0 W4380, FB31. At what age do you expect to start receiving W4392, benefits from this plan? W4404 ____________________________________________________________ 40-80. Age [GO TO FB32] 92. Now; Current age 93. Can't at all 94. Formula given 95. Any time; No age requirement; Any age [GO TO FB32] 96. Answer in years 98. Don't Know; DK [GO TO FB32] 99. Refused; RF [GO TO FB32] 0. Inap. Variable N Mean Std Dev Minimum Maximum ------------------------------------------------------------ W4380 11596 0 0 0 0 W4392 11596 0 0 0 0 W4404 11596 0 0 0 0 W4381, FB31a. "Expected age to start receiving benefits" IN YEARS. W4393, W4405 ____________________________________________________________ 1-40. Years 97. Other (F2 to Specify) 98. Don't Know; DK 99. Refused; RF 0. Inap. Variable N Mean Std Dev Minimum Maximum ------------------------------------------------------------ W4381 11596 0 0 0 0 W4393 11596 0 0 0 0 W4405 11596 0 0 0 0 W4382, FB32. About how much do you expect your benefits to be? W4394, (As a percent of your pay at retirement, or as an W4406 amount per month or year?) ____________________________________________________________ 1. Percent of pay 2. Amount per month/year [GO TO FB32b] 3. Lump sum [GO TO FB32d] 8. Don't Know; DK [GO TO FB33] 9. Refused; RF [GO TO FB33] 0. Inap. W4382 Code Frequency ---------------------- 0 11596 W4394 Code Frequency ---------------------- 0 11596 W4406 Code Frequency ---------------------- 0 11596 W4383, FB32a. ENTER THE PERCENT OF FINAL PAY AT RETIREMENT W4395, W4407 ____________________________________________________________ 1-100 Percent [GO TO FB33] 98. Don't Know; DK [GO TO FB33] 99. Refused; RF [GO TO FB33] 0. Inap. Variable N Mean Std Dev Minimum Maximum ------------------------------------------------------------ W4383 11596 0 0 0 0 W4395 11596 0 0 0 0 W4407 11596 0 0 0 0 W4384, FB32b. How much do you expect to receive? W4396, W4408 [NOTE: PROBE IF NECESSARY] ____________________________________________________________ 0000000. None [GO TO FB33] 1-9999993. Amount 9999994. $9,999,994 or More (Specify) 9999997. Other (F2 TO Specify) [GO TO FB33] 9999998. Don't Know; DK [GO TO FB33] 9999999. Refused; RF [GO TO FB33] 0. Inap. Variable N Mean Std Dev Minimum Maximum ------------------------------------------------------------ W4384 11596 0 0 0 0 W4396 11596 0 0 0 0 W4408 11596 0 0 0 0 W4385, FB32c. Was that per month or year? W4397, W4409 [NOTE: PROBE IF NECESSARY] ____________________________________________________________ AMOUNT GIVEN IN FB32b PER [GO TO FB33] 1. Hour 2. Week 3. Every two weeks/Bi-weekly 4. Month 5. Twice a month 6. Year 97. Other (Specify) 98. Don't Know; DK 99. Refused; RF 0. Inap. W4385 Code Frequency ---------------------- 0 11596 W4397 Code Frequency ---------------------- 0 11596 W4409 Code Frequency ---------------------- 0 11596 W4386, FB32d. LUMP SUM AMOUNT: W4398, W4410 ____________________________________________________________ 0000000. None 1-9999993. Amount 9999994. $9,999,994 or More (F2 to Specify) 9999997. Other (F2 TO Specify) 9999998. Don't Know; DK 9999999. Refused; RF 0. Inap. Variable N Mean Std Dev Minimum Maximum ------------------------------------------------------------ W4386 11596 0 0 0 0 W4398 11596 0 0 0 0 W4410 11596 0 0 0 0 W4387, FB33. If you continue to work at this business (until AGE W4399, GIVEN IN FB31/for NUMBER GIVEN IN FB31a years), how W4411 much do you expect your pay to be? [NOTE: IF PER HOUR BE SURE TO ADD 00 FOR CENTS IF THERE ARE NONE] ____________________________________________________________ 0000000. None 1-9999993. Amount 9999994. $9,999,994 or More (F2 to Specify) 9999997. Other (F2 TO Specify) 9999998. Don't Know; DK 9999999. Refused; RF 0. Inap. Variable N Mean Std Dev Minimum Maximum ------------------------------------------------------------ W4387 11596 0 0 0 0 W4399 11596 0 0 0 0 W4411 11596 0 0 0 0 W4388, FB33a. Was that per hour, week, month, or year? W4400, W4412 [NOTE: PROBE IF NECESSARY] ____________________________________________________________ AMOUNT GIVEN IN FB33 PER 1. Hour 2. Week 3. Every two weeks/Bi-weekly 4. Month 5. Twice a month 6. Year 97. Other (Specify) 98. Don't Know; DK 99. Refused; RF 0. Inap. W4388 Code Frequency ---------------------- 0 11596 W4400 Code Frequency ---------------------- 0 11596 W4412 Code Frequency ---------------------- 0 11596 W4389, FB34. How much money is in your account at present? W4401, W4413 ____________________________________________________________ 0000000. None [GO TO FB64] 1-9999993. Dollar Amount [GO TO FB64] 9999994. $9,999,994 or More (F2 to Specify) [GO TO FB64] 9999997. Other (F2 TO Specify) [GO TO FB64] 9999998. Don't Know; DK [GO TO FB64] 9999999. Refused; RF [GO TO FB64] 0. Inap. Variable N Mean Std Dev Minimum Maximum ------------------------------------------------------------ W4389 11596 0 0 0 0 W4401 11596 0 0 0 0 W4413 11596 0 0 0 0 W4414 FB36. In how many different plans of this sort are you included on this job? ____________________________________________________________ 1-10. Plans 97. Other (F2 to Specify) 98. Don't Know; DK 99. Refused; RF 0. Inap. Variable N Mean Std Dev Minimum Maximum ------------------------------------------------------------ W4414 11596 0 2 0 99 W4415, FB37. ONLY ONE PLAN: I would like to know what type of W4467, plan this is. MORE THAN ONE PLAN: Now I have some W4519 questions about the (next) most important of these plans. (In some retirement plans, Type A, benefits are usually based on a formula involving age, years of service and salary. In other plans, Type B, money is accumulated in an account for you.) Is your plan Type A or Type B? 401-K, 403-B, ESOP, SRA, THRIFT/SAVINGS, STOCK/ PROFIT SHARING, MONEY PURCHASE PLANS ARE ALL TYPE B RETIREMENT PLANS. TYPE B PLANS ARE OFTEN CALLED "DEFINED BENEFIT" PLANS. ____________________________________________________________ 1. Type A (Formula) [GO TO FB39] 2. Type B (Account) [GO TO FB52] 3. Both A & B 8. Don't Know; DK [GO TO FB39] 9. Refused; RF [GO TO FB39] 0. Inap. W4415 Code Frequency ---------------------- 0 11485 1 30 2 68 3 8 8 4 9 1 W4467 Code Frequency ---------------------- 0 11567 1 6 2 20 3 1 9 2 W4519 Code Frequency ---------------------- 0 11592 2 2 3 1 8 1 W4416, FB38. For that part of your plan where money is W4468, accumulated in an account, how much is in the W4520 account at present? ____________________________________________________________ 0000000. None 1-9999993. Amount 9999994. $9,999,994 or More (F2 to Specify) 9999997. Other (F2 TO Specify) 9999998. Don't Know; DK 9999999. Refused; RF 0. Inap. Variable N Mean Std Dev Minimum Maximum ------------------------------------------------------------ W4416 11596 931 92916 0 9999998 W4468 11596 17 1857 0 200000 W4520 11596 862 92864 0 9999998 W4417, FB39. How much do you currently contribute (as a percent W4469, of your pay or amount of money per month or year)? W4521 [NOTE: INCLUDE CONTRIBUTIONS THROUGH SALARY DEDUCTIONS, UNION DUES, OR OTHER SOURCES] ____________________________________________________________ 1. Percent of pay 2. Amount per month/year [GO TO FB39b] 7. Don't contribute anything; Included in union dues [GO TO FB40] 8. Don't Know; DK [GO TO FB40] 9. Refused; RF [GO TO FB40] 0. Inap. W4417 Code Frequency ---------------------- 0 11553 1 9 2 11 7 17 8 4 9 2 W4469 Code Frequency ---------------------- 0 11587 2 1 7 6 8 1 9 1 W4521 Code Frequency ---------------------- 0 11594 8 2 W4418, FB39a. ENTER PERCENT OF THE PAY. W4470, W4522 ____________________________________________________________ 1-100. Percent 998. Don't Know; DK 999. Refused; RF 0. Inap Variable N Mean Std Dev Minimum Maximum ------------------------------------------------------------ W4418 11596 0 13 0 998 W4470 11596 0 0 0 0 W4522 11596 0 0 0 0 W4419, FB39b. How much do you currently contribute? W4471, W4523 [NOTE: PROBE IF NECESSARY] ____________________________________________________________ 0000000. Nothing [GO TO FB40] 1-9999993. Amount 9999994. $9,999,994 or More (F2 to Specify) 9999997. Other (F2 TO Specify) [GO TO FB40] 9999998. Don't Know; DK [GO TO FB40] 9999999. Refused; RF [GO TO FB40] 0. Inap. Variable N Mean Std Dev Minimum Maximum ------------------------------------------------------------ W4419 11596 88 9287 0 999999 W4471 11596 0 1 0 75 W4523 11596 0 0 0 0 W4420, FB39c. Was that per month or year? W4472, W4524 [NOTE: PROBE IF NECESSARY] ____________________________________________________________ AMOUNT GIVEN IN FB39b PER 1. Hour 2. Week 3. Every two weeks/Bi-weekly 4. Month 5. Twice a month 6. Year 97. Other (Specify) 98. Don't Know; DK 99. Refused; RF 0. Inap. W4420 Code Frequency ---------------------- 0 11587 4 3 5 1 6 5 W4472 Code Frequency ---------------------- 0 11595 4 1 W4524 Code Frequency ---------------------- 0 11596 W4421, FB40. For how many years altogether have you been included W4473, in this plan? W4525 [NOTE: INCLUDE YEARS WITH OTHER EMPLOYERS IF SAME PLAN] ____________________________________________________________ 1. One year or less 2-50. Years in plan 96. None (no other info given) 97. Other (F2 TO Specify) 98. Don't Know; DK 99. Refused; RF 0. Inap. Variable N Mean Std Dev Minimum Maximum ---------------------------------------------------------------- W4421 11596 0 2 0 99 W4473 11596 0 2 0 99 W4525 11596 0 1 0 98 W4422, FB41. At what age do you expect to start receiving W4474, benefits from this plan? W4526 ____________________________________________________________ 40-80. Age [GO TO FB42] 95. Always receiving benefits 96. Answer in years 98. Don't Know; DK [GO TO FB42] 99. Refused; RF [GO TO FB42] 0. Inap. Variable N Mean Std Dev Minimum Maximum ------------------------------------------------------------ W4422 11596 0 4 0 99 W4474 11596 0 2 0 99 W4526 11596 0 1 0 98 W4423, FB41a. "Expected age to start receiving benefits" IN YEARS: W4475, W4527 ____________________________________________________________ 1-40 Age 97. Other (F2 to Specify) 98. Don't Know; DK 99. Refused; RF 0. Inap. Variable N Mean Std Dev Minimum Maximum ------------------------------------------------------------ W4423 11596 0 1 0 65 W4475 11596 0 0 0 0 W4527 11596 0 0 0 0 W4424, FB42. About how much do you expect your benefits to be? W4476, (As a percent of your pay at retirement, or as an W4528 amount per month or year?) ____________________________________________________________ 1. Percent of pay 2. Amount per month/year [GO TO FB42b] 3. Lump sum [GO TO FB42d] 8. Don't Know; DK [GO TO FB43] 9. Refused; RF [GO TO FB43] 0. Inap. W4424 Code Frequency ---------------------- 0 11553 1 3 2 21 3 7 8 8 9 4 W4476 Code Frequency ---------------------- 0 11587 2 6 3 1 9 2 W4528 Code Frequency ---------------------- 0 11594 1 1 8 1 W4425, FB42a. ENTER PERCENT OF FINAL PAY AT RETIREMENT: W4477, W4529 ____________________________________________________________ 1-100 Percent [GO TO FB43] 98. Don't Know; DK [GO TO FB43] 99. Refused; RF [GO TO FB43] 0. Inap. [GO TO FB43] Variable N Mean Std Dev Minimum Maximum ------------------------------------------------------------ W4425 11596 0 9 0 999 W4477 11596 0 0 0 0 W4529 11596 0 0 0 1 W4426, FB42b. How much do you expect to receive? W4478, W4530 [NOTE: PROBE IF NECESSARY] ____________________________________________________________ 0000000. None [GO TO FB43] 1-9999993. Dollar amount 9999994. $9,999,994 or More (F2 to Specify) 9999997. Other (F2 TO Specify) [GO TO FB43] 9999998. Don't Know; DK [GO TO FB43] 9999999. Refused; RF [GO TO FB43] 0. Inap. Variable N Mean Std Dev Minimum Maximum ------------------------------------------------------------ W4426 11596 3456 185703 0 9999999 W4478 11596 1725 131323 0 9999998 W4530 11596 0 0 0 0 W4427, FB42c. Was that per month or year? W4479, W4531 [NOTE: PROBE IF NECESSARY] ____________________________________________________________ AMOUNT GIVEN IN FB42b PER [GO TO FB43] 1. Hour 2. Week 3. Every two weeks/Bi-weekly 4. Month 5. Twice a month 6. Year 97. Other (Specify) 98. Don't Know; DK 99. Refused; RF 0. Inap. W4427 Code Frequency ---------------------- 0 11579 4 15 6 2 W4479 Code Frequency ---------------------- 0 11592 4 4 W4531 Code Frequency ---------------------- 0 11596 W4428, FB42d. LUMP SUM AMOUNT: W4480, W4532 ____________________________________________________________ 0000000. None 1-9999993. Amount 9999994. $9,999,994 or More (F2 to Specify) 9999997. Other (F2 TO Specify) 9999998. Don't Know; DK 9999999. Refused; RF 0. Inap. Variable N Mean Std Dev Minimum Maximum ------------------------------------------------------------ W4428 11596 2705 161217 0 9999999 W4480 11596 862 92864 0 9999997 W4532 11596 0 0 0 0 W4429, FB43. Most pension plans have a normal retirement age at W4481, which full benefits--sometimes called unreduced W4533 benefits--can be received. Some plans allow retirement at an earlier age, usually with reduced benefits. And in many plans, normal retirement age depends on years of service. What is the earliest age at which you would be eligible to receive full or unreduced pension benefits from this job? ____________________________________________________________ 35-80. Age 92. Now; Current age 93. Can't at all 94. Formula given 95. Any time; No age requirement; Any age 97. Other (F2 to Specify) 98. Don't Know; DK [GO TO FB46] 99. Refused; RF [GO TO FB46] 0. Inap. Variable N Mean Std Dev Minimum Maximum ------------------------------------------------------------ W4429 11596 0 4 0 99 W4481 11596 0 2 0 99 W4533 11596 0 1 0 98 W4430, FB44. How much would these full or unreduced benefits be W4482, as a percentage of your pay at retirement or amount W4534 of dollars per month or year? ____________________________________________________________ 1. Percent of pay 2. Amount per month/year [GO TO FB44b] 3. Lump sum [GO TO FB44d] 8. Don't Know; DK [GO TO FB45] 9. Refused; RF [GO TO FB45] 0. Inap. W4430 Code Frequency ---------------------- 0 11567 1 4 2 13 3 2 8 10 W4482 Code Frequency ---------------------- 0 11591 2 4 3 1 W4534 Code Frequency ---------------------- 0 11596 W4431, FB44a. ENTER PERCENT OF FINAL PAY AT RETIREMENT: W4483, W4535 ____________________________________________________________ 1-100. Percent [GO TO FB45] 998. Don't Know; DK [GO TO FB45] 999. Refused; RF [GO TO FB45] 0. Inap. Variable N Mean Std Dev Minimum Maximum ------------------------------------------------------------ W4431 11596 0 9 0 998 W4483 11596 0 0 0 0 W4535 11596 0 0 0 0 W4432, FB44b. How much do you expect to receive? W4484, W4536 [NOTE: PROBE IF NECESSARY] ____________________________________________________________ 0000000. Nothing [GO TO FB45] 1-9999993. Amount 9999994. $9,999,994 or More (F2 to Specify) 9999997. Other (F2 TO Specify) [GO TO FB45] 9999998. Don't Know; DK [GO TO FB45] 9999999. Refused; RF [GO TO FB45] 0. Inap. Variable N Mean Std Dev Minimum Maximum ------------------------------------------------------------ W4432 11596 871 92865 0 9999998 W4484 11596 1725 131323 0 9999998 W4536 11596 0 0 0 0 W4433, FB44c. Was that per month or year? W4485, W4537 [NOTE: PROBE IF NECESSARY] ____________________________________________________________ AMOUNT GIVEN IN FB44b PER [GO TO FA45] 1. Hour 2. Week 3. Every two weeks/Bi-weekly 4. Month 5. Twice a month 6. Year 97. Other (Specify) 98. Don't Know; DK 99. Refused; RF 0. Inap. W4433 Code Frequency ---------------------- 0 11584 4 9 6 3 W4485 Code Frequency ---------------------- 0 11594 4 2 W4537 Code Frequency ---------------------- 0 11596 W4434, FB44d. LUMP SUM AMOUNT: W4486, W4538 ____________________________________________________________ 0000000. None 1-9999993. Amount 9999994. $9,999,994 or More (F2 to Specify) 9999997. Other (F2 TO Specify) 9999998. Don't Know; DK 9999999. Refused; RF 0. Inap. Variable N Mean Std Dev Minimum Maximum ------------------------------------------------------------ W4434 11596 164 12901 0 1200000 W4486 11596 862 92864 0 9999997 W4538 11596 0 0 0 0 W4435, FB45. If you work at this business until AGE GIVEN IN W4487, FB43, how much do you expect your pay to be? W4539 [NOTE: IF PER HOUR BE SURE TO ADD 00 FOR CENTS IF THERE ARE NONE] ____________________________________________________________ 0000000. None [GO TO FB46] 1-9999993. Amount 9999994. $9,999,994 or More (F2 to Specify) 9999997. Other (F2 TO Specify) [GO TO FB46] 9999998. Don't Know; DK [GO TO FB46] 9999999. Refused; RF [GO TO FB46] 0. Inap. Variable N Mean Std Dev Minimum Maximum ------------------------------------------------------------ W4435 11596 15615 393711 0 9999999 W4487 11596 5174 227420 0 9999999 W4539 11596 192 20636 0 2222222 W4436, FB45a. Was that per hour, week, month, or year? W4488, W4540 [NOTE: PROBE IF NECESSARY] ____________________________________________________________ AMOUNT GIVEN IN FB45 PER 1. Hour 2. Week 3. Every two weeks/Bi-weekly 4. Month 5. Twice a month 6. Year 11. Day 97. Other (Specify) 98. Don't Know; DK 99. Refused; RF 0. Inap. W4436 Code Frequency ---------------------- 0 11576 4 10 6 10 W4488 Code Frequency ---------------------- 0 11594 6 1 99 1 W4540 Code Frequency ---------------------- 0 11595 6 1 W4437, FB46. What is the earliest age at which you could leave W4489, this employer and start to receive pension benefits? W4541 ____________________________________________________________ 35-80. Age 92. Now; Current age 93. Can't at all 94. Formula given 95. Any time; No age requirement; Any age [GO TO FB49] 97. Other (F2 to Specify) [GO TO FB49] 98. Don't Know; DK [GO TO FB49] 99. Refused; RF [GO TO FB49] 0. Inap Variable N Mean Std Dev Minimum Maximum ------------------------------------------------------------ W4437 11596 0 5 0 99 W4489 11596 0 2 0 99 W4541 11596 0 1 0 98 W4438, FB48. By how much would your pension be reduced from full W4490, benefits if you left this job at AGE GIVEN IN FB46? W4542 ____________________________________________________________ 1. Percent of benefits 2. Amount per month/year [GO TO FB48b] 3. Lump sum [GO TO FB48d] 4. Percent per year 6. Benefits would be reduced [GO TO FB49] 8. Don't Know; DK [GO TO FB49] 9. Refused; RF [GO TO FB49] 0. Inap. W4438 Code Frequency ---------------------- 0 11583 1 5 2 2 6 2 8 4 W4490 Code Frequency ---------------------- 0 11594 1 1 2 1 W4542 Code Frequency ---------------------- 0 11596 W4439, FB48a. ENTER PERCENT OF BENEFITS OR PERCENT PER YEAR AT W4491, RETIREMENT: W4543 ____________________________________________________________ 1-100. Percent 998. Don't Know; DK 999. Refused; RF 0. Inap. Variable N Mean Std Dev Minimum Maximum ------------------------------------------------------------ W4439 11596 0 9 0 998 W4491 11596 0 0 0 20 W4543 11596 0 0 0 0 W4440, FB48b. How much would your benefits be reduced? W4492, W4544 [NOTE: PROBE IF NECESSARY] ____________________________________________________________ 0000000. None [GO TO FB49] 1-9999993. Amount 9999994. $9,999,994 or More (F2 to Specify) 9999997. Other (F2 TO Specify) [GO TO FB49] 9999998. Don't Know; DK [GO TO FB49] 9999999. Refused; RF [GO TO FB49] 0. Inap. Variable N Mean Std Dev Minimum Maximum ------------------------------------------------------------ W4440 11596 0 3 0 300 W4492 11596 0 2 0 175 W4544 11596 0 0 0 0 W4441, FB48c. Was that per month or year? W4493, W4545 [NOTE: PROBE IF NECESSARY] ____________________________________________________________ AMOUNT GIVEN IN FB48b PER 1. Hour [GO TO FB49] 2. Week [GO TO FB49] 3. Every two weeks/Bi-weekly [GO TO FB49] 4. Month [GO TO FB49] 5. Twice a month [GO TO FB49] 6. Year [GO TO FB49] 97. Other (Specify) [GO TO FB49] 98. Don't Know; DK [GO TO FB49] 99. Refused; RF [GO TO FB49] 0. Inap. W4441 Code Frequency ---------------------- 0 11594 4 1 6 1 W4493 Code Frequency ---------------------- 0 11595 4 1 W4545 Code Frequency ---------------------- 0 11596 W4442, FB48d. LUMP SUM AMOUNT: W4494, W4546 ____________________________________________________________ 0000000. None 1-9999993. Amount 9999994. $9,999,994 or More (F2 to Specify) 9999997. Other (F2 TO Specify) 9999998. Don't Know; DK 9999999. Refused; RF 0. Inap. Variable N Mean Std Dev Minimum Maximum ------------------------------------------------------------ W4442 11596 0 0 0 0 W4494 11596 0 0 0 0 W4546 11596 0 0 0 0 W4443, FB49. Does the amount of your pension depend on Social W4495, Security benefits, in that when you start receiving W4547 Social Security benefits your pension benefits will be reduced? ____________________________________________________________ 1. Yes 5. No [GO TO FB50] 8. Don't Know; DK [GO TO FB50] 9. Refused; RF [GO TO FB50] 0. Inap. W4443 Code Frequency ---------------------- 0 11553 5 39 8 3 9 1 W4495 Code Frequency ---------------------- 0 11587 5 8 9 1 W4547 Code Frequency ---------------------- 0 11594 8 2 W4444, FB49a. When will this change take place: automatically at W4496, age 62, automatically at age 65, when you start W4548 receiving Social Security benefits, or at some other time? ____________________________________________________________ 1. At age 62 2. At age 65 3. When social security benefits begin 4. At some other time 8. Don't Know; DK 9. Refused; RF 0. Inap. W4444 Code Frequency ---------------------- 0 11596 W4496 Code Frequency ---------------------- 0 11596 W4548 Code Frequency ---------------------- 0 11596 W4445, FB50. Rather than regular retirement benefits, could you W4497, choose to receive a lump-sum settlement from this W4549 plan when you retire? ____________________________________________________________ 1. Yes 2. Yes, Partial lump sum 5. No 8. Don't Know; DK 9. Refused; RF 0. Inap. W4445 Code Frequency ---------------------- 0 11553 1 25 5 12 8 5 9 1 W4497 Code Frequency ---------------------- 0 11587 1 5 5 2 9 2 W4549 Code Frequency ---------------------- 0 11594 8 1 9 1 W4446, FB52. (Could you tell me a little more about this plan?) W4498, Is it a thrift or savings plan, a 401K, a 403B, a W4550 Supplemental Retirement Account, a profit-sharing plan, a stock purchase plan, a money purchase plan, or what? ____________________________________________________________ 01. THRIFT OR SAVINGS; "savings and investment plan"; "deferred compensation"; "civil service" 02. 401K; "tax shelter"; combination of 01 and 02; 457K 03. 403b 04. SRA (Supplemental Retirement Account) 05. PROFIT SHARING; combination of 05 and 06 06. STOCK PURCHASE; ESOP (Employee Stock Option Plan) 07. MONEY PURCHASE 08. Annuity (incl. tax deferred) 11. IRA; IRA/SEP 12. SEPP: Simplified Employee Pension Plan 15. Combination of 02 and 05 16. Combination of 01 and 06 17. Combination of 02 and 06 18. Other combinations 97. Other (specify) 98. Don't Know; DK 99. Not Ascertained; NA 00. Inap W4446 Code Frequency ---------------------- 0 11528 1 5 2 12 4 7 5 18 6 4 7 3 8 3 11 7 12 2 97 3 98 4 W4498 Code Frequency ---------------------- 0 11576 1 1 2 3 4 4 5 1 6 3 7 1 97 5 98 2 W4550 Code Frequency ---------------------- 0 11594 2 1 4 1 W4447, FB53. For how many years altogether have you been included W4499, in this plan? W4551 [NOTE: INCLUDE YEARS WITH OTHER EMPLOYERS, IF SAME PLAN] ____________________________________________________________ 1. One year or less 2-50. Years in this plan 96. None (no other info given) 97. Other (F2 to Specify) 98. Don't Know; DK 99. Refused; RF 0. Inap Variable N Mean Std Dev Minimum Maximum ------------------------------------------------------------ W4447 11596 0 2 0 98 W4499 11596 0 1 0 98 W4551 11596 0 0 0 34 W4448, FB54. How much does the business contribute (as a percent W4500, of your pay or amount of money per month or year)?